Control Room VP

2 weeks ago

London, United Kingdom Investigo Full time

I am looking for an experienced Control Room VP for a leading investment bank. The role involves managing global compliance controls, overseeing research clearance, and advising on complex regulatory and conflict matters. Responsibilities: Oversee and support all Global Control Room responsibilities and compliance functions Manage research clearance, wall-crossing, and restricted lists Develop and enhance global compliance policies and procedures Provide regulatory advice to business lines and senior stakeholders Participate in industry discussions and represent the firm on control room matters Deliver high-quality reporting and support global compliance leadership Requirements: Significant experience within a Control Room at a global investment bank Strong understanding of capital markets and advisory transaction structures Expert knowledge of international regulatory frameworks and expectations Exceptional communication and documentation skills at senior level Proven ability to work autonomously and manage competing priorities Analytical, pragmatic, and adaptable approach with sound decision-making skills

  • Control Room VP

    5 days ago

    London Area, United Kingdom Investigo Full time £120,000 - £180,000 per year

    I am looking for an experienced Control Room VP for a leading investment bank. The role involves managing global compliance controls, overseeing research clearance, and advising on complex regulatory and conflict matters.Responsibilities:Oversee and support all Global Control Room responsibilities and compliance functionsManage research clearance,...

  • Control Room VP

    3 weeks ago

    london, United Kingdom Investigo Full time

    I am looking for an experienced Control Room VP for a leading investment bank. The role involves managing global compliance controls, overseeing research clearance, and advising on complex regulatory and conflict matters. Responsibilities: Oversee and support all Global Control Room responsibilities and compliance functions Manage research clearance,...

  • Control Room VP

    2 weeks ago

    London Area, United Kingdom Investigo Full time

    I am looking for an experienced Control Room VP for a leading investment bank. The role involves managing global compliance controls, overseeing research clearance, and advising on complex regulatory and conflict matters.Responsibilities:Oversee and support all Global Control Room responsibilities and compliance functionsManage research clearance,...

  • Control Room VP

    4 weeks ago

    City of London, United Kingdom Investigo Full time

    I am looking for an experienced Control Room VP for a leading investment bank. The role involves managing global compliance controls, overseeing research clearance, and advising on complex regulatory and conflict matters.Responsibilities:Oversee and support all Global Control Room responsibilities and compliance functionsManage research clearance,...

  • Control Room VP

    7 days ago

    London, United Kingdom Investigo Full time

    I am looking for an experienced Control Room VP for a leading investment bank. The role involves managing global compliance controls, overseeing research clearance, and advising on complex regulatory and conflict matters. Responsibilies: • Oversee and support all Global Control Room responsibilities and compliance functions • Manage research clearance,...

  • Control Room VP

    3 weeks ago

    London, United Kingdom Investigo Full time

    I am looking for an experienced Control Room VP for a leading investment bank. The role involves managing global compliance controls, overseeing research clearance, and advising on complex regulatory and conflict matters. Responsibilies: • Oversee and support all Global Control Room responsibilities and compliance functions • Manage research clearance,...

  • Control Room VP

    6 days ago

    London, United Kingdom Investigo Full time

    I am looking for an experienced Control Room VP for a leading investment bank. The role involves managing global compliance controls, overseeing research clearance, and advising on complex regulatory and conflict matters. Responsibilities: • Oversee and support all Global Control Room responsibilities and compliance functions • Manage research clearance,...

  • Control Room

    3 weeks ago

    london, United Kingdom Lorien Full time

    Compliance Manager – Control Room Industry: Investment Banking Location: London (Hybrid – 2-3 days/week in office) Rate: £500–600/day (Inside IR35) Our client, a leading player in the investment banking sector, is seeking a Compliance Manager (VP level) to join their UK Control Room team. This role supports the management of material non-public...

  • VP, London Control Room officer – Compliance

    9 hours ago

    City Of London, United Kingdom TD Full time

    VP, London Control Room officer – Compliance Pay Details We’re committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role. Work Location: London, United Kingdom Hours: 35...

  • VP, London Control Room officer – Compliance

    3 days ago

    London, Greater London, United Kingdom TD Full time £80,000 - £120,000 per year

    Work Location:London, United KingdomHours35Line Of BusinessCompliancePay DetailsWe're committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role.Job DescriptionWe are seeking a...