Head of Compliance
1 week ago
Social network you want to login/join with:If your skills, experience, and qualifications match those in this job overview, do not delay your application.Insurance business offering a wide range of home, motor and commercial insurance are seeking a Head of Compliance. Leading the Compliance function, and reporting to the Director of Customer and Compliance, you will be responsible for structuring, leading and developing the team to achieve best-in-class compliance standards in UK insurance.The role will take overall responsibility for compliance duties and obligations, including direction, strategic development, performance, and maintenance of regulatory activity across the business.The business operates a hybrid working week, with an expectation of 1 day per week in the firm's West Yorkshire Head Office.Role responsibilitiesEnsuring the business meets all necessary compliance requirements and that appropriate risk mitigation/control measures are in place.Developing the annual compliance plan and directing and managing all compliance activities.Providing expertise, advice, guidance, and support to the business regarding compliance activities.Having overall responsibility for the compliance monitoring framework to assess and report on policy compliance, making recommendations for corrective actions where needed, and tracking actions through to completion, including periodic reviews of departments.Preparing influential, informative, and advisory reports for the Board, leadership committees, and regulatory bodies, including Group reporting.Building and maintaining industry relationships with external parties to benefit the internal compliance environment.Personal attributes & experience:Previous experience in a senior compliance role, preferably within the insurance industry.Significant knowledge of the FCA Handbook, particularly PRIN, SUP, SYSC, ICOBS, DISP, and their application relating to the distribution of insurance products.Experience delivering compliance and regulatory control evaluation programs in an audit, internal controls, or compliance monitoring environment, with input into the design of the program.You are a 'business enabler', seeking to remain compliant while supporting business stability, change, and growth, without undue customer impact.Ability to challenge assumptions, identify and understand complex issues, and escalate as appropriate.Experience with the Senior Manager & Certification Regime gained in a dual-regulated firm. xpwpeyx Please note, if feedback is not received within 28 days due to high application volume, your application will be considered unsuccessful.#J-18808-Ljbffr
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Head of Compliance
5 days ago
Manchester, United Kingdom InterQuest Full timeHead of Compliance Monitoring - Financial Services - £50,000 InterQuest are delighted to be supporting a Financial Services firm who are looking for a Head of Compliance Monitoring to join their team. In this role you would primarily be responsible for supporting the Head of Risk & Compliance in the development and embedding of the firms Risk Management...
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Head of Compliance
5 days ago
Manchester, United Kingdom Howdens Joinery Full timeHowdens, the UK’s leading trade kitchen supplier, is looking for an experienced and influential Head of Compliance to shape strategy, provide strong leadership, and manage a compliance function encompassing audit and security across our 850+ UK and ROI trade depots. This is a field-based role and will involve extensive travel to sites and offices across...
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Head of Compliance
2 weeks ago
Manchester, United Kingdom Fletchers Solicitors Full time**Head of Compliance** **Location for this role Hybrid Manchester / North West** **Office Locations**:Manchester, Liverpool, Leeds, Bolton, Southport, Newcastle, Reading, Birmingham, Northampton, and Cambridge **Hybrid working available** with the flexibility to work from home and collaborate in-office when needed. We believe we offer our colleagues the...
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Head of Compliance
2 weeks ago
Manchester, United Kingdom MERJE Full timeJob DescriptionLocation: Manchester5 Days per week in the officeSalary to £175k + Bonus / IncentivesCompany OverviewOur client is a long-established specialist lender. The business continues to experience strong growth and operates with a culture of collaboration, responsibility, and high performance.The RoleThe Head of Compliance will lead and oversee all...
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Head of Compliance
1 week ago
Manchester, United Kingdom Idex Consulting Full time £150 - £200Job descriptionYou can get further details about the nature of this opening, and what is expected from applicants, by reading the below.About Us: Independent broker who operate across Europe who also have a foothold in the employee benefits market.Job Description: We are seeking a strategic Head of Compliance to lead the compliance function. This pivotal...
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Head of Compliance
1 week ago
Manchester, United Kingdom Together Full time £150 - £200As a Head of Compliance you will lead and oversee all compliance and data protection activities across the Group ensuring adherence to FCA and ICO regulations. You will hold Senior Management Function 16 (Compliance Oversight) approval under the FCAs SM&CR and act as the statutory Data Protection Officer. You will provide strategic direction advice and...
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Head of Compliance
7 days ago
Manchester, United Kingdom Together Full timeAs a Head of Compliance you will lead and oversee all compliance and data protection activities across the Group ensuring adherence to FCA and ICO regulations. You will hold Senior Management Function 16 (Compliance Oversight) approval under the FCAs SM&CR and act as the statutory Data Protection Officer. You will provide strategic direction advice and...
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Head of Compliance
19 hours ago
Manchester, United Kingdom MERJE Ltd Full time**£85,000 + £6500 Car Allowance + Bonus** This role will ensure that a strong and effective 2nd line compliance oversight framework is in place across the business in order that it can meet high compliance standards. Maintaining positive relationships with the regulatorand ensuring that the company’s regulatory obligations can be met. **The role will...
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Head of Compliance
2 weeks ago
Manchester, United Kingdom Uniquely Full timeAs the Head of Compliance, you will assume a central leadership position, instrumental in establishing a robust framework for regulatory compliance. You will be responsible for ensuring that the organisation and all employees adhere to all relevant policies, regulations and industry standards (field sales). Key responsibilities include: - Lead and enhance...
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Head of Compliance
2 weeks ago
Manchester, United Kingdom Fletchers Group Full timeHead of Compliance role at Fletchers Group Location for this role: Hybrid – Manchester / North WestOffice Locations: Manchester, Liverpool, Leeds, Bolton, Southport, Newcastle, Reading, Birmingham, Northampton, and CambridgeHybrid working available – with the flexibility to work from home and collaborate in-office when needed. We believe we offer our...
