Head of Compliance
2 weeks ago
OverviewCheck you match the skill requirements for this role, as well as associated experience, then apply with your CV below.To lead the management of compliance across the operations and implement policies to meet regulatory requirements, enabling the business to respond to regulatory and legislative changes.Ensure that a strong compliance culture is recognized and embedded across the Bank.Support the Executive in achieving their Strategic Plan and objectives in a compliant manner by providing appropriate challenge and diligence.ResponsibilitiesAccountable for ensuring all managers, as set out in the Organisation Chart, fulfill their responsibilities, thereby ensuring full regulatory and statutory compliance is maintained at all times within the Bank.Develop and implement the Compliance Framework/Strategy for the bank to meet regulatory requirements.Ensure that the Bank complies with the Banking: Conduct of Business Sourcebook.Keep senior management and related departments informed about applicable regulatory returns to be completed and deadlines for submission to the FCA/PRA/other regulators.Advise senior management and staff on changes in rules, regulations, and compliance standards, including keeping them informed about potential developments in this area.Experience and KnowledgeMinimum 10 years of experience in compliance or a strong regulatory compliance background, ideally holding SMF16.Deep understanding of relevant UK regulatory requirements.Ability to stay updated with current and future regulatory changes affecting the firm’s business and inform relevant teams accordingly. xpwpeyx Adherence to the ethical standards of behaviour and code of conduct issued by the FCA under the Senior Managers Regime.#J-18808-Ljbffr
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Head of Risk
6 days ago
London, United Kingdom AJ Fox Compliance Full timeWe are working with a fantastic, fast-growing independent UK law firm to hire a Head of Risk & Compliance to join their team in London. This position will be responsible for the firm’s compliance and risk management frameworks. There will also be the opportunityto take on the titles of COLP, COFA, and MLRO. Key roles and responsibilities will include: -...
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EXCLUSIVE: HEAD OF COMPLIANCE
5 days ago
London, United Kingdom Compliance Recruitment Solutions Full timeEXCLUSIVE: HEAD OF COMPLIANCE & MLRO - UK PAYMENTS EXPERIENCE REQUIRED Ref: 4156G2 £100K + Bonus & Benefits Hybrid (London) We are exclusively recruiting for our client, a rapidly growing international payments business, seeking a Head of Compliance & MLRO. Based in the UK you will be responsible for risk & compliance management and will develop & maintain...
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Compliance Officer
3 weeks ago
london, United Kingdom AJ FOX COMPLIANCE Full timeWe are working with an independent law firm to recruit a Compliance Officer to join their collaborative and highly regarded London team. In this role, you’ll work closely with the Head of Risk and Compliance, supporting a range of firmwide compliance functions and contributing to the delivery of robust risk management across the business. You’ll assist...
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Head of Compliance
2 days ago
Greater London, United Kingdom HOUSE OF COMMONS Full timeWhat you'll be doing As Head of Compliance for the House of Commons Parliamentary Maintenance Services Team (PMST), you will play a central role in ensuring the safe, resilient and compliant operation of the UK Parliament. Leading the Compliance team and sitting within the Senior Leadership Group, you will oversee health and safety management, statutory...
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Head of Compliance
3 days ago
Greater London, United Kingdom HOUSE OF COMMONS Full timeA significant parliamentary body in Greater London is seeking a Head of Compliance for its Parliamentary Maintenance Services Team. You will oversee health and safety, compliance, and risk management, driving a culture of continuous improvement and innovation. The ideal candidate will have extensive experience in a senior compliance role and a relevant...
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Head of Compliance
14 hours ago
London, United Kingdom Venn Group Full timeHead of Compliance – London BranchSalary - £130K - £150K Location: London Role Type: Full-time, Senior Leadership PositionOur client is seeking an experienced Head of Compliance to lead, develop and embed the compliance framework within the London Branch. This is a senior role responsible for ensuring the Branch meets all UK regulatory and legal...
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Head of Compliance
2 days ago
London, United Kingdom Celsius Full time**About Celsius Network** Celsius addresses the financial needs of today’s consumers worldwide through a democratized interest income and lending platform accessible via a mobile app. With a mission to put unparalleled economic freedom in the hands of the people, and a core belief that financial services should only do what is in the best interests of the...
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Senior Compliance Officer
2 weeks ago
London, United Kingdom Head Office Full time**HAVE YOU HEARD ABOUT JLFS?** John Lewis Financial Services is a growing area of the Partnership, our Financial Services team is responsible for a distinct and differentiated set of products with an accelerating growth of nearly 3x y-o-y in profits, which means there has never been a more exciting time to join us. You can proudly be yourself at the John...
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Head of Compliance
2 weeks ago
London Area, United Kingdom Dnevo Partners Ltd Full timeOur client, a London-based Commercial bank is seeking to hire a Head of Compliance. This role comes with a competitive salary and bonus plus great benefits!Role scope:Define, implement, and maintain effective compliance, regulatory reporting and conduct policies, procedures, monitoring controls and governance to ensure compliance with all applicable legal...
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Head of Compliance
1 week ago
London Area, United Kingdom Dnevo Partners Ltd Full timeOur client, a London-based Commercial bank is seeking to hire a Head of Compliance. This role comes with a competitive salary and bonus plus great benefits!Role scope:Define, implement, and maintain effective compliance, regulatory reporting and conduct policies, procedures, monitoring controls and governance to ensure compliance with all applicable legal...