ISA/FCA Regulatory Compliance Officer

2 weeks ago


City Of London, United Kingdom Plum Fintech Full time

A fintech company in London is seeking a Regulatory Compliance Officer to enhance their compliance culture and support regulatory requirements. The ideal candidate will have 2-3 years of experience in compliance within financial services, specifically in overseeing ISAs and investment products. This role involves developing compliance policies, conducting risk assessments, and liaising with regulatory bodies. The company offers flexible remote working, competitive perks, and a vibrant company culture.
#J-18808-Ljbffr



  • Greater London, United Kingdom Plum Fintech Full time

    A financial services company in Greater London is seeking a Regulatory Compliance Officer to enhance compliance culture and manage regulatory requirements. The ideal candidate will have 2-3 years of experience in financial compliance, with strong knowledge of ISAs and regulatory bodies like the FCA. Competitive benefits include stock options and a flexible...

  • Compliance Officer

    1 week ago


    City Of London, United Kingdom Plum Full time

    Hey! We’re Plum, your smart saving and investing app on a mission to help grow money for life. Whether you’re stashing the cash for tea and toast in your first home or catching some rays during retirement, Plum’s got your back. Since 2016, over 2 million people in 10 European markets have set aside more than £2 billion with our clever automation and...

  • Compliance Officer

    2 weeks ago


    City Of London, United Kingdom Plum Fintech Full time

    Hey! We’re Plum, your smart saving and investing app on a mission to help grow money for life. Whether you’re stashing the cash for tea and toast in your first home or catching some rays during retirement, Plum’s got your back. Since 2016, over 2 million people in 10 European markets have set aside more than £2 billion with our clever automation and...

  • Compliance Officer

    5 days ago


    City Of London, United Kingdom capital.com Full time

    We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top‑rated products have won prestigious industry awards for their cutting‑edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever‑growing talented team. Capital.com is...

  • Compliance Officer

    7 days ago


    Greater London, United Kingdom Plum Fintech Full time

    Hey! We're Plum, your smart saving and investing app on a mission to help grow money for life. Whether you're stashing the cash for tea and toast in your first home or catching some rays during retirement, Plum's got your back. Since 2016, over 2 million people in 10 European markets have set aside more than £2 billion with our clever automation and AI...

  • Compliance Officer

    2 weeks ago


    London, Greater London, United Kingdom Plum Fintech Full time £40,000 - £80,000 per year

    Hey We're Plum, your smart saving and investing app on a mission to help grow money for life. Whether you're stashing the cash for tea and toast in your first home or catching some rays during retirement, Plum's got your back.Since 2016, over 2 million people in 10 European markets have set aside more than £2 billion with our clever automation and AI...


  • London, United Kingdom FCA Full time

    Senior Market Integrity Specialist Division: Enforcement & Market Oversight (EMO) Department: Market Oversight Team: Primary Market Oversight (PMO) Salary: National (Edinburgh and Leeds) ranging from £72,100 – £91,000 and London from £79,300 - £100,000 (salary offered will be based on skills and experience) This role is graded as: Technical Specialist,...

  • Compliance Associate

    2 weeks ago


    London, United Kingdom Executive Facilities Full time

    Our client a leading international software services company is seeking a financial services compliance specialist reporting to the Head of UK Compliance. Hydrid role 1-2 days a week in London offices in Victoria. **Skills**: - Strong regulatory reporting experience with specific focus on FCA reporting requirements - **Knowledge of the Payment Services...

  • Japanese Speaking Job

    2 weeks ago


    City Of London, United Kingdom People First Team Japanピープルファーストチームジャパン Full time

    Title: Japanese Speaking Regulatory Compliance OfficerSalary: £50,000+ depending on experienceLocation: LondonJob status: PermanentWorking hours: 35 hours per week (Office based)Start date: ASAPJapanese Speaking Regulatory Compliance Officer - Responsibilities:Develop and enhance internal compliance frameworks and monitoring systems in accordance with UK...


  • London, Greater London, United Kingdom Plum Full time £40,000 - £70,000 per year

    Hey We'rePlum, your smart saving and investing app on a mission to help grow money for life. Whether you're stashing the cash for tea and toast in your first home or catching some rays during retirement, Plum's got your back.Since 2016, over 2 million people in 10 European markets have set aside more than £2 billion with our clever automation and AI -...