Compliance Officer
2 weeks ago
Job Locations UK-Solihull Job Profile Compliance Officer – Risk & Complianceb> Part of LSL Property Services plc, PRIMIS Mortgage Network are the largest Mortgage and Protection Network in the UK with some 1000 firms as business partners and circa 3000 advisors working alongside us. The FS division also includes TMA and Linear Financial Solutions. We are keen to recruit a Compliance Officer (reporting to our Head of Compliance) to join our large and highly experienced Compliance and Risk team supporting LSL’s Financial Services Division. This role presents an exciting opportunity for an individual looking for an exciting entry level role into the world of Financial Services Compliance Regulation and Legal Requirements. The role will be based partly out of our HQ site on the Birmingham Business Park in Solihull and partly Home Working (hybrid) We estimate no more than 1 – 2 days per week in the office but more whilst in training. Main accountabilities Identify new and emerging regulatory and legal developments through regular horizon scanning Conduct in-depth research on regulatory and legal topics Interpret regulatory requirements into plain English and practical and pragmatic actions Draft written communications to first line business owners outlining the requirements, the potential impact and recommended actions Engage with the first line business areas to provide guidance and challenge on regulatory and legal topics Identify risks and provide support to mitigate these risks Review and analyse data for regulatory reporting Prepare regulatory reports ensuring they are accurate and submitted in a timely manner Conduct annual risk assessments including but not limited to AML & Fraud Support on project related work which requires 2nd line input or oversight Educate the business on regulatory and legal topics Respond to AR emails On an ad-hoc basis support compliance monitoring activities to ensure timely delivery of the annual monitoring plan Knowledge & Expertise Good verbal and written communication skills Strong research skills Ability to work independently in a fast-paced environment Good organisational skills Attention to detail Ability to influence key stakeholders at all levels Experience of regulated environments ideally within Financial Services - desirable Experience of GDPR and financial crime requirements – desirable Basic FCA Handbook and regulatory framework governing mortgage, protection, and insurance market. In particular, the Appointed Representative Regime, Approved Persons, Consumer Duty and SM&CR - desirable. Basic understanding of the mortgage and insurance intermediary market -desirable Salary - £25,000 Full Time Based on the Birmingham Business Park in Solihull B37 although we do offer hybrid being a split of remote working / office. Internal LSL group candidates must discuss with their immediate line manager in the first instance. If you are interested in applying for this position, please forward your CV with covering letter in confidence to #J-18808-Ljbffr
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Compliance Officer
21 hours ago
Metropolitan Borough of Solihull, United Kingdom MAN Commercial Protection Full timeMAN Commercial Protection have an exciting opportunity for an experienced Compliance Officer to join our friendly, busy team based in Solihull. About the Role We are seeking a proactive and highly organised Compliance Administrator to join our growing compliance team. This role is integral to ensuring the company meets its regulatory obligations and...
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Compliance Officer
2 weeks ago
Metropolitan Borough of Solihull, United Kingdom LSL Property Services Full timeJob Locations UK-Solihull Job Profile Compliance Officer Risk & Compliance Part of LSL Property Services plc PRIMIS Mortgage Network are the largest Mortgage and Protection Network in the UK with some 1000 firms as business partners and circa 3000 advisors working alongside us. The FS division also includes TMA and Linear Financial Solutions. We are keen to...
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Junior Compliance Officer
2 weeks ago
Metropolitan Borough of Solihull, United Kingdom LSL Property Services Plc Full timeA leading property services firm in Solihull is seeking a Compliance Officer to join their Compliance and Risk team. This entry-level position involves researching regulatory requirements, drafting communications, and preparing reports. Strong communication and research skills are essential, alongside some knowledge of financial regulations. The role offers...
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Metropolitan Borough of Solihull, United Kingdom LSL Property Services Full timeA leading financial services company in the UK is seeking a Compliance Officer to join their Compliance and Risk team. This hybrid role involves identifying regulatory developments, conducting research, and educating staff. The ideal candidate will have strong communication and research skills, and experience in regulated environments is desirable. The...
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Compliance Manager
6 days ago
Metropolitan Borough of Solihull, United Kingdom Linnaeus Full timeAbout MVH Europe Mars Veterinary Health (MVH) Europe is a family of leading veterinary care providers committed to creating a better world for pets. Our network includes trusted brands such as AniCura and Linnaeus, operating over 500 animal hospitals and clinics across 17 European countries. Together, our teams deliver high-quality, modern veterinary care...
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Compliance & Audit Coordinator - Solihull
2 weeks ago
Metropolitan Borough of Solihull, United Kingdom MAN Commercial Protection Full timeA leading security services company based in Solihull is seeking an experienced Compliance Officer to join their compliance team. The role involves ensuring regulatory compliance, maintaining documentation, and supporting audits. Ideal candidates will have excellent attention to detail, communication skills, and proficiency in Microsoft Office. The company...
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Compliance Co-ordinator
5 days ago
Metropolitan Borough of Solihull, United Kingdom Galliford Try Full timeNote for Recruitment Agencies: We prefer to hire directly and we will be in touch with our PSL Agencies if this role is eligible for release. We do not accept speculative CVs from agencies. If speculative CVs are sent, no fee will be applicable – please direct all queries to the relevant Resourcing Partner. Title – Compliance Co‑ordinator Location –...
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HR Officer
7 days ago
Metropolitan Borough of Solihull, United Kingdom West Midlands Police Full timeHuman Resources Officer (People Services Function) Job Overview This is an entry-level position within the People Services function, which plays a crucial role in supporting and implementing people strategies in alignment with the WMP (West Midlands Police) People Strategy, Vision, and Values. The HR Officer will support the strategic objectives of the Force...
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Compliance Manager
2 weeks ago
Metropolitan Borough of Solihull, United Kingdom Paragon Banking Group PLC Full timeAbout The Role Let's grow together! A Platinum Investors in People employer and an award-winning UK bank, focused on growth. Our customers include savers and businesses across the UK and, working together, we use our specialist expertise to help them achieve their ambitions and build a sustainable future. If you're an experienced Compliance Manager looking...
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Office Manager
5 days ago
Metropolitan Borough of Solihull, United Kingdom Emixa Full time £40,000 - £60,000 per yearAs Office Manager at Emixa, you will take the lead in managing the day-to-day operations of the office, ensuring it runs smoothly, efficiently, and professionally, while also providing valuable support to the Senior Leadership Team (SLT). This role combines office management, executive support and customer training coordination — helping to create a...
