Current jobs related to Manager – Wholesale Banks - City Of London - Financial Conduct Authority


  • City of London, United Kingdom Oliver James Full time

    Wholesale and Investment Banking Conduct RiskManager London / Hybrid Up to £95k plus benefitsIn-depth knowledge of wholesale & investment banking conduct risk issues. ILOD, Market Abuse, Conflicts of Interest & Best execution. You may have worked for a UK regulator, a top tier bank or a client facing advisory firm. You will be able to provide pragmatic and...


  • City Of London, United Kingdom Hays Full time

    Renowned global corporate & institutional bank seeks an MLRO to lead its UK 2nd line financial crime prevention team. Reporting to the UK CCO, the successful candidate will be responsible for oversight of the bank's financial crime compliance with FCA rules, enhancing systems and controls that monitor, identify and manage money laundering risk. Furthermore,...


  • City Of London, United Kingdom Hays Full time

    Renowned global corporate & institutional bank seeks an MLRO to lead its UK 2nd line financial crime prevention team. Reporting to the UK CCO, the successful candidate will be responsible for oversight of the bank's financial crime compliance with FCA rules, enhancing systems and controls that monitor, identify and manage money laundering risk. Furthermore,...

  • Wholesale Manager

    10 hours ago


    City Of London, United Kingdom Aspinal of London Full time

    Aspinal of London are looking for a Wholesale Manager to join the business. This is a hands-on, multi-faceted role that combines wholesale account management, operational execution, administrative oversight, and strategic business development. Reporting directly to the COO, the Wholesale Manager will act as the central point of contact for our wholesale...


  • City Of London, United Kingdom Oliver James Full time

    OverviewWholesale and Investment Banking Conduct Risk Manager – London / Hybrid – Up to £95k plus benefitsIn-depth knowledge of wholesale & investment banking conduct risk issues. ILOD, Market Abuse, Conflicts of Interest & Best execution.Responsibilities / ExpertiseIn-depth knowledge of wholesale & investment banking conduct risk issues. ILOD, Market...

  • Wholesale Manager

    2 weeks ago


    City Of London, United Kingdom Another Community Full time

    Wholesale Manager Department: CommercialReports to: You will be primarily reporting to Head of Wholesale and CEO, and working closely with finance and production departments to ensure the smooth flow of business and information. About A.W.A.K.E. Mode A.W.A.K.E. Mode is a London-based fashion house known for its sculptural silhouettes, experimental tailoring,...

  • Wholesale Manager

    4 weeks ago


    City of London, United Kingdom Trading Post Coffee Roasters Full time

    London Wholesale Manager – Trading Post Coffee RoastersEmployment Type: Full-timeSalary: £40,000–£45,000 per annum + Uncapped Commission + Car Allowance (or Travel Card for London-based)Reporting to: Head of SalesLocation: London + Field-basedAbout Trading Post Coffee RoastersTrading Post Coffee Roasters is a dynamic and fast-growing artisan coffee...


  • London, United Kingdom Financial Conduct Authority Full time

    We are recruiting for a Senior Associate to join the supervisory team within the Wholesale Banks Department. Therefore, we are looking for an individual who has a good understanding of wholesale banks or of wholesale conduct risks and a proven ability to learn quickly in role, who can develop strong relationships with senior management at firms and...


  • City of London, United Kingdom Zachary Daniels Full time

    Wholesale Account Manager - London/Hybrid - up to £50k Basic - Premium HomewaresThis role sits within a growing premium homewares division and is central to driving commercial performance across the UK and Ireland. Reporting into the Country Manager, the Wholesale Account Manager will work across Ecommerce and Wholesale channels to deliver sustainable...


  • City Of London, United Kingdom Jadedldn Full time

    OverviewReports to: Wholesale Account ManagerRole overview: To support the Head of Department and Wholesale Account Manager in managing the sales process to wholesaler customers.Responsibilities and DutiesAssist in all aspects of the smooth running of wholesale partnerships.Support creating Line sheets – per order, per customer.Check and enter orders in...

Manager – Wholesale Banks

2 weeks ago


City Of London, United Kingdom Financial Conduct Authority Full time

Manager – Wholesale Banks (18 month fixed term contract / secondment opportunity) Join to apply for the Manager – Wholesale Banks (18 month fixed term contract / secondment opportunity) role at Financial Conduct Authority. Job title: Manager – Wholesale Banks (18‑Month Fixed Term Contract / Secondment opportunity) Division: Supervision, Policy & Competition Department: Wholesale Banks Salary: National (Edinburgh and Leeds) £72,100‑£102,100; London £79,300‑£112,300 (salary offered will be based on skills and experience) Role graded as: Manager – Regulatory Recruitment contact: Tahir Khan – tahir.khan1@fca.org.uk. Applications must be submitted through our online portal. Emails or social media will not be accepted. About The FCA And Team We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, you’ll play a key part in protecting consumers, driving economic growth, and shaping the future of UK finance services. SPC oversees firms and individuals (supervision), creates and reviews the rules by which they operate (policy) and identifies and remedies ineffective competition in markets (competition). Sitting in the Sell Side directorate, the MI Wholesale Banks department focuses on the regulation of markets and the regulation of the individual firms that make up those markets and is critical to ensure the effective operation of the UK’s financial markets and to achieve the FCA’s objectives. Join the FCA as a Wholesale Banking Manager and play a pivotal role in shaping the integrity and resilience of the UK’s financial markets. In this leadership position, you will oversee the supervision of major wholesale banking firms, ensuring they operate with transparency, robust risk management, and strong governance. You’ll work at the heart of regulatory strategy—engaging with senior stakeholders, analysing complex business models, and driving initiatives that safeguard market integrity and protect consumers. This is an opportunity to influence industry standards, tackle emerging risks such as operational resilience and conduct, and contribute to the FCA’s mission of making markets work well. Role Responsibilities Lead and inspire a high‑performing team to design and deliver quality work programmes on time, for some of the largest banks operating in the UK Harness data, technology, and analytical insights to identify risks and opportunities Apply sound judgement to make timely supervisory interventions, safeguarding good outcomes and maintaining market integrity Make risk‑based resource allocation decisions, maximising impact where it matters most and ensuring efficient use of resources Build strong relationships with external stakeholders and internal partners Contribute to the leadership and smooth operation of the Wholesale Banks Department, delivering FCA priorities Skills Required Minimum Prior experience of Wholesale financial services Proven experience of managing and influencing stakeholders, both internal and external Proven experience of managing a team to deliver on objectives, as well as coaching and mentoring to foster a successful team environment Essential The ability to understand business models and identify the risks that arise Excellent communication skills, enabling you to represent the FCA internally and externally The ability to make complex, outcomes‑focused judgements led by available data and evidence The ability to create a supportive working environment in which staff flourish Ability to support cross‑departmental initiatives through leading on innovative ideas to enhance the success of our department Benefits 28 days annual leave plus bank holidays Hybrid model with up to 60% remote work Non‑contributory pension (8–12% depending on age) and life assurance at eight times your salary Private healthcare with Bupa, income protection, and 24/7 Employee Assistance 35 hours of paid volunteering annually A flexible benefits scheme designed around your lifestyle Our values and culture Our colleagues are the key to our success as a regulator. We are committed to fostering a diverse and inclusive culture: one that’s free from discrimination and bias, celebrates difference, and supports colleagues to deliver at their best. We believe that our differences and similarities enable us to be a better organisation – one that makes better decisions, drives innovation, and delivers better regulation. If you require any adjustments due to a disability or condition, your recruiter is here to help - reach out for tailored support. We welcome diverse working styles and aim to find flexible solutions that suit both the role and individual needs, including options like part‑time and job sharing where applicable. Disability Confident: our hiring approach We’re proud to be a Disability Confident Employer, and therefore, people or individuals with disabilities and long‑term conditions who best meet the minimum criteria for a role will be considered for the next stage of the recruitment process. In cases of high application volumes, we may progress applicants whose experience most closely matches the role’s key requirements. Useful information and timeline Job advert close: 23rd November at 23:59pm CV Review/Shortlist: 25th November First Interview: w/c 1st December Second Interview: w/c 8th December Recruiter will discuss the process in detail with you during screening for the role, please make them aware if you are unavailable during this time Seniority level Mid‑Senior level Employment type Full‑time Job function Sales and Business Development Referrals increase your chances of interviewing at Financial Conduct Authority by 2x. #J-18808-Ljbffr