Senior Director, Trading Compliance
6 days ago
A leading financial services firm is seeking a qualified Director/Senior Director for Trading Practices Compliance in London. This role is crucial in overseeing daily surveillance of trading activities and ensures compliance with regulatory requirements. Candidates must possess a minimum of 8 years of experience in financial services, a strong understanding of trading regulations, and management experience. The position offers a competitive salary and the opportunity to impact the firm's business practices significantly.
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Greater London, United Kingdom Barings LLC Full timeSenior Director, Trading Practices Compliance page is loaded## Senior Director, Trading Practices Compliancelocations: London, United Kingdomtime type: Full timeposted on: Posted Todayjob requisition id: JR\_006314At Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them...
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Greater London, United Kingdom Barings Full timeDirector/ Senior Director, Trading Practices Compliance Business Unit: Compliance Location: London, UK Barings is a leading global financial services firm dedicated to meeting the evolving investment and capital needs of our clients and customers. Through active asset management and direct origination, we provide innovative solutions and access to...
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Director of Trading Compliance
1 week ago
Greater London, United Kingdom Barings LLC Full timeA leading global financial services firm is seeking a Senior Director for Trading Practices Compliance in London. This role involves overseeing daily surveillance of trading activities across various asset classes and ensuring adherence to regulatory requirements. The ideal candidate will have over 8 years of experience in investment compliance, strong...
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Greater London, United Kingdom Barings Full timeAt Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collaborate as a team member and true dedication to the interests of our clients. We...
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Trading Practices Compliance Director
4 days ago
Greater London, United Kingdom Barings Full timeA leading global financial services firm in London seeks a Director/Senior Director of Trading Practices Compliance to oversee surveillance of trading activities. This role focuses on assessing trading risks, detecting policy breaches, and ensuring compliance with regulations. Candidates should have at least 8 years of experience in trade compliance within...
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London, United Kingdom Barings Full timeAt Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collaborate as a team member and true dedication to the interests of our clients.We thank...
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London, United Kingdom Barings Full timeAt Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collaborate as a team member and true dedication to the interests of our clients.We thank...
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London, United Kingdom Barings Full timeAt Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collaborate as a team member and true dedication to the interests of our clients.Is this...
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London, United Kingdom Barings Full timeAt Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collaborate as a team member and true dedication to the interests of our clients. We...
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London, Greater London, United Kingdom Barings Full timeAt Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collaborate as a team member and true dedication to the interests of our clients.We thank...