Trading Practices Compliance Director

4 days ago


Greater London, United Kingdom Barings Full time

A leading global financial services firm in London seeks a Director/Senior Director of Trading Practices Compliance to oversee surveillance of trading activities. This role focuses on assessing trading risks, detecting policy breaches, and ensuring compliance with regulations. Candidates should have at least 8 years of experience in trade compliance within the financial sector and strong knowledge of regulatory frameworks. Management experience is required, along with exceptional interpersonal and analytical skills.
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