Regulatory Policy Advisor — Compliance

The Senior Trading Compliance & Regulatory Advisor is part of Corporate Treasury Credit, Risk Control & Trading Compliance division. The role provides strategic and effective credit risk management, commodity-based risk controls, trading exposure and mitigation, and compliance with commodity market regulatory requirements to protect the financial integrity...

We are excited to bring to you a fantastic opportunity to become the **first compliance hire** at a leading media and communications barristers' chambers. They provide a full range of legal services including defamation, privacy, breach of confidence,data protection and harassment. The **newly created role** of Regulatory Compliance Executive is an integral...

The Regulatory Policy Adviser plays a key role in supporting Chase de Vere’s compliance framework and ensuring adherence to regulatory requirements. The successful candidate will contribute to the firm’s ongoing commitment to uphold robust compliance and regulatory standards. The Regulatory Policy team collaborates closely with other teams, including...

A leading national law firm in Manchester seeks a Conflicts Advisor to join the Risk and Compliance team. The role involves assessing new mandates against regulatory standards and advising on conflicts of interest. Candidates should have a minimum of three years' experience in compliance and possess strong analytical skills, attention to detail, and a solid...

Job Description Compliance Advisory - Mat Cover (9-12 months) Investment Banking London, UK We are seeking an experienced Compliance Advisory professional to join a leading Investment Banking Compliance team, focusing on Private Side. The successful candidate will play a critical role in advising the business on regulatory and compliance matters, helping to...

Expertise in Prudential Regulation and Policy Development: The Director must have deep technical knowledge of prudential regulatory frameworks (preference for credit risk, securitisation and/or counterparty risk) and experience in interpreting complex regulations. They should lead the development and assessment of financial and regulatory policies, ensuring...

We are working with a fantastic UK law firm to hire a Risk & Compliance Manager. In this position, you will manage the firm’s regulatory compliance and professional risks, and lead and advise the wider team. This is an excellent opportunity to get involvedin a wide range of risk and compliance activities, focusing on embedding risk and compliance into the...

Director - Finance Regulatory Policy Barclays Responsibilities: Expertise in Prudential Regulation and Policy Development: The Director must have deep technical knowledge of prudential regulatory frameworks (preference for credit risk, securitisation and/or counterparty risk) and experience in interpreting complex regulations. They should lead the...

The opportunity As Senior Regulatory Compliance Manager, you'll play an impactful role in shaping and maintaining our compliance framework while actively driving innovation and customer‑centric outcomes. Reporting to the Director of Risk, Compliance and Financial Crime, you will act as a strategic partner, utilising proactive horizon scanning to transform...

Our client, a commodity trading house based in London, is looking for a Regulatory & Compliance Advisor to join their expanding team.Your responsibilities will include:Advise commercial and functional teams on complex multi-jurisdictional regulatory and compliance mattersProvide legal and compliance support across anti-bribery, antitrust, data protection,...