Equity Market Abuse Investigator – Hybrid Role

Senior Associate - Market Abuse Case Officer Division - Enforcement and Market Oversight Department - Secondary Market Oversight Team - Market Abuse Enquiries Salary - National (Edinburgh and Leeds) ranging from £52,400 - £70,000 and London from £57,700 - £75,000 per annum (Salary offered will be based on skills and experience) About the FCA The...

Market Abuse Case Officer Department – SMO | Division – EMO | Team – Equity Manipulation Team (EMT) Salary – National (Edinburgh and Leeds): £52,400‑£65,500; London: £57,700‑£72,000 per annum (subject to skills and experience). About the FCA The FCA regulates the conduct of 45,000 firms in the UK to ensure our financial markets are honest,...

Senior Associate - Market Abuse Case OfficerDivision - Enforcement and Market OversightDepartment Secondary Market OversightTeam - Market Abuse EnquiriesSalary - National (Edinburgh and Leeds) ranging fromand London fromper annum (Salary offered will be based on skills and experience)About the FCAThe FCA regulates the conduct of 45000 firms in the UK to...

**Tasks and Responsibilities** - Investigate trading practices i.e. market abuse and best execution monitoring via the automated surveillance system. - Undertaking periodic compliance reviews across the equity, fixed income and convertible bonds businesses. - Front Office Communications monitoring. - Undertaking desk reviews. - Respond to ad hoc client and...

Market Abuse Case Officer Department - SMODivision - EMO Team - Equity Manipulation TeamSalary - National (Edinburgh and Leeds) ranging from 52400 - 65500 and London 57700 - 72000 per annum (Salary offered will be based on skills and experience)About the FCAThe FCA regulates the conduct of 45000 firms in the UK to ensure our financial markets are honest fair...

Compliance Manager (Market Abuse Surveillance)Join Maven Securities Maven Securities as a Compliance Manager (Market Abuse Surveillance). Based in London, you will lead the global market abuse surveillance function across EMEA, APAC, and the US.Role OverviewAs a Compliance Manager (Market Abuse Surveillance), you will assume full ownership of the end-to-end...

Maven is a market-leading proprietary trading firm allocating internal capital across discretionary systematic and market-making strategies. Our collective expertise spans traders engineers and technologists unified by an unwavering dedication to enhance our efficiency as a premier liquidity provider for globally listed derivatives. We leverage...

Compliance Manager (Market Abuse Surveillance)LondonMaven is a market-leading proprietary trading firm allocating internal capital across discretionary, systematic, and market-making strategies. Our collective expertise spans traders, engineers, and technologists, unified by an unwavering dedication to enhance our efficiency as a premier liquidity provider...

A leading banking institution seeks a Senior Surveillance Lead to oversee Trade Surveillance Analysts and enhance surveillance capabilities. This role involves leading investigations, ensuring compliance with Market Abuse regulations, and acting as a key partner across various teams. Applicants should have significant experience in trade surveillance and...

Job title: Commodity Market Abuse SpecialistDivision: Enforcement and Market OversightDepartment: Secondary Market OversightTeam : Market Abuse Enquiries / FICC Market Abuse Team (Fixed Income, Currency, and Commodities)Salary: National (Edinburgh and Leeds) ranging from £52,400 to £72,900 and London from £57,700 to £80,000 (Salary offered will be based...