Equities and Markets Surveillance

Compliance Officer, Trade & Communications Surveillance (VP)Scroll down to find an indepth overview of this job, and what is expected of candidates Make an application by clicking on the Apply button.Societe Generale is one of Europe's leading financial services groups and a major player in the economy for over 160 years, we support 25 million clients every...

Maven is a market-leading proprietary trading firm allocating internal capital across discretionary systematic and market-making strategies. Our collective expertise spans traders engineers and technologists unified by an unwavering dedication to enhance our efficiency as a premier liquidity provider for globally listed derivatives. We leverage...

Compliance Manager (Market Abuse Surveillance)Join Maven Securities Maven Securities as a Compliance Manager (Market Abuse Surveillance). Based in London, you will lead the global market abuse surveillance function across EMEA, APAC, and the US.Role OverviewAs a Compliance Manager (Market Abuse Surveillance), you will assume full ownership of the end-to-end...

Compliance Manager (Market Abuse Surveillance)LondonMaven is a market-leading proprietary trading firm allocating internal capital across discretionary, systematic, and market-making strategies. Our collective expertise spans traders, engineers, and technologists, unified by an unwavering dedication to enhance our efficiency as a premier liquidity provider...

**Responsibilities**: **Description of the Business Line or Department** The Compliance Service Unit (CPLE) is responsible for the definition and consistency of the compliance risk prevention and control system, and for coordinating the framework aimed at preventing, identifying, assessing and controlling reputational risk. In conjunction with the Business...

**Purpose of Role**: Conduct trade surveillance and market monitoring to assist the Firm in meeting its regulatory responsibilities. **Key Responsibilities**: Responsibilities include but are not limited to: - Performing electronic transaction surveillance of the Equities, FX & ETD markets. Control on Personal Account Dealing using established alerts...

**Main duties and responsibilities: ** - Undertake daily trade surveillance activities to address and investigate alerts and identify and investigate potential market abuse and improper activity. - Identify risks/issues and discrepancies and proactively escalate to the Head of Compliance and the MLRO for secondary review as required. - Accurately document...

Direct message the job poster from Britannia Global Markets LimitedBritannia Global Markets provides a wide range of bespoke financial services to a substantial and diversified client base that includes corporations, financial institutions, and individuals. With more than 120 years of banking tradition, the group is headquartered in the City of London and...

Qube Research & Technologies (QRT) is a global quantitative and systematic investment manager, operating in all liquid asset classes across the world. We are a technology and data driven group implementing a scientific approach to investing. Combining data, research, technology, and trading expertise has shaped QRT’s collaborative mindset which enables us...

Qube Research & Technologies (QRT) is a global quantitative and systematic investment manager, operating in all liquid asset classes across the world. We are a technology and data driven group implementing a scientific approach to investing. Combining data, research, technology, and trading expertise has shaped QRT’s collaborative mindset which enables us...