Regulatory Policy Adviser
1 day ago
The Regulatory Policy Adviser plays a key role in supporting Chase de Veres compliance framework and ensuring adherence to regulatory requirements. The successful candidate will contribute to the firms ongoing commitment to uphold robust compliance and regulatory standards. The Regulatory Policy team collaborates closely with other teams, including Business Quality, Complaints, Internal Errors, Compliance Monitoring, and Risk Management to ensure that the business remains aligned with evolving regulatory requirements and best practices. What your role will involve Support the organisation in managing financial crime risk by conducting client due diligence reviews and investigating potential instances of fraud. Administer the training and competence scheme, including assisting advisers on their path to achieving competent adviser status, supporting the broader business in complying with SM&CR requirements, and overseeing the management of specialist licence controls. Serve as a point of contact for complex or non-routine regulatory queries, taking appropriate action to ensure timely and effective resolution. Maintain the Regulatory section of the intranet by updating content with new documents and revisions and removing obsolete material. Draft and update policies and guidance to a high standard, ensuring accuracy and suitability for the intended audience. Prepare and circulate the monthly Regulatory Bulletin. Review and assess the organisations Financial Promotions to confirm factual accuracy and compliance with regulatory standards. Produce Management Information to keep the Compliance Manager and Head of Risk and Compliance appropriately informed of activities within the L&R teams. What you will need Good understanding of regulations applicable to a financial services firm offering financial advice and discretionary management services Strong understanding of financial crime, including anti-money laundering, anti-bribery and corruption and fraud Understanding of Data Protection regulation, including the GDPR Industry experience in a relevant role in an FCA authorised financial services firm Working within a multifaceted team and with a range of stakeholders Interpreting the requirements of the FCA Handbook Communicating effectively with stakeholders Effective time management, including prioritising work and meeting deadlines Writing communications and policy for a wide audience Data analysis using Excel By joining Chase de Vere, you'll have a progressive career with great benefits and a nurturing culture that makes you part of something special. Alongside a competitive salary with the opportunity to earn an annual bonus, we also provide the below benefits : 25 days annual leave (increases to 30 days with service) plus Bank Holidays Contributory pension scheme Life assurance 4 x annual salary Comprehensive induction and training programme Funded exams and paid study leave A wide range of voluntary flexible benefits to suit your individual needs The option to buy additional holiday days Cycle to work Scheme Paid volunteering days each year Employee Assistance Programme with access to a 24 / 7 helpline Access to our free mortgage service, through our internal mortgage team Our Employee Forum and Diversity & Inclusion group Local and companywide events in support of our company charities #J-18808-Ljbffr
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Regulatory Policy Adviser
2 weeks ago
London, United Kingdom Chase De Vere Independent Financial Advisers Limited Full timeThe Regulatory Policy Adviser plays a key role in supporting Chase de Veres compliance framework and ensuring adherence to regulatory requirements. The successful candidate willcontribute to the firms ongoing commitment to uphold robust compliance and regulatory standards. The Regulatory Policy team collaborates closely with other teams, including Business...
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Policy Advisor, Regulatory
7 days ago
Bolton, Greater Manchester, United Kingdom Chase de Vere Full timeThe Regulatory Policy Adviser plays a key role in supporting Chase de Vere’s compliance framework and ensuring adherence to regulatory requirements. The successful candidate will contribute to the firm’s ongoing commitment to uphold robust compliance and regulatory standards. The Regulatory Policy team collaborates closely with other teams, including...
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Senior Policy Adviser
1 day ago
Greater London, United Kingdom Financial Conduct Authority Full timeSenior Policy Adviser Division Supervision Policy and Competition Salary National (Edinburgh and Leeds) ranging from 52400 to 68000 and London 57700 to 70000 per annum (Salary offered will be based on skills and experience) Background Are you interested in work which is dynamic high-impact and makes a real difference to peoples lives We have several...
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Regulatory & Competition Policy Analyst - London
2 weeks ago
Greater London, United Kingdom Liberty Global Full timeA leading telecommunications company in Greater London is seeking a Regulatory Affairs Analyst. This role involves supporting regulatory policy regarding merger control and advising on antitrust issues. Candidates should possess relevant experience and a degree in law or economics. The company offers competitive compensation, bonuses, and a comprehensive...
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Regulatory Policy Advisor — Compliance
1 day ago
Greater London, United Kingdom Chase De Vere Independent Financial Advisers Limited Full timeA leading financial advisory firm in Greater London is seeking a Regulatory Policy Adviser to enhance compliance with regulatory standards. The successful candidate will manage financial crime risks, oversee policy drafting, and ensure adherence to FCA regulations. We offer a competitive salary, an annual bonus, and benefits including generous annual leave,...
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Director of Regulatory Affairs
3 weeks ago
london, United Kingdom VRS Regulatory Full timeA unique opportunity to take a key role on the leadership team of a highly successful and award-winning developer of naturally sourced, sustainable ingredients for regulated consumer products. They are the leader in their field, the market is exploding, this position will be paramount to this regulatory centric business’ continued global growth. The...
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Lawyer - Financial Regulatory Policy
3 weeks ago
London, United Kingdom Bond McKenzie Full timeLawyer - Financial Regulatory PolicyA leading International Legal Organisation specialising in Financial Regulatory Consulting Assignments, are searching for a Policy Research and Development specialist (Qualified lawyer with 8 to 12 years PQE) to join their international team, advising overseas financial services organisations and regulators on the latest...
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Mortgage Policy Leader — Regulatory Strategy
1 week ago
Greater London, United Kingdom Kennedy Pearce Consulting Full timeA leading financial services association is seeking an experienced Principal - Mortgage Policy professional to join their London team. The successful candidate will lead key policy areas, covering legal and regulatory issues, and advise on government housing initiatives. Responsibilities include influencing policy, representing viewpoints to external bodies,...
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Greater London, United Kingdom Financial Conduct Authority Full timeA regulatory body for financial services is looking for a Senior Policy Adviser to lead high-impact projects and influence key decisions affecting millions. You will collaborate with various stakeholders and work on critical policy initiatives. Required skills include strong project management, written and verbal communication abilities, and experience in...
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Director, European Regulatory and R&D Policy
7 days ago
Greater London, United Kingdom Amgen Full timeCareer CategoryRegulatoryJob DescriptionHOW MIGHT YOU DEFY IMAGINATIONAt Amgen every challenge is an opportunity. And every opportunity brings the potential to change lives. Our shared missionto serve patientshas driven our status as one of the worlds preeminent biotechnology companies reaching over 10 million patients worldwide. Leverage your high-level...
