AML & Compliance Associate

Get AI-powered advice on this job and more exclusive features.Sign in to access AI-powered advicesContinue with Google Continue with GoogleContinue with Google Continue with GoogleContinue with Google Continue with GoogleContinue with Google Continue with GoogleContinue with Google Continue with GoogleContinue with Google Continue with GoogleThis range is provided by fs talent. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.Base pay rangeDirect message the job poster from fs talentAML and Compliance Associate – Trading PlatformLocation: London, England, United KingdomHybrid WorkingTeam: Compliance / AMLAbout the CompanyOur client is a fast-growing, global fintech company on a mission to make trading and investing more accessible, engaging, and transparent. Through their award-winning platform, they empower millions of clients worldwide to trade responsibly across a wide range of markets — from CFDs on shares, indices, commodities, and forex, to cryptocurrencies — supported by innovative tools and educational resources.Authorised and regulated by tier-1 financial authorities, the firm is committed to the highest standards of compliance, security, and client protection. With a collaborative, inclusive, and ambitious culture, this is an opportunity to grow your career in one of the most exciting sectors of financial services.About the RoleWe are seeking a proactive, detail-oriented AML and Compliance Associate to support the firm’s Financial Crime and wider Compliance activities. You will play a key role in assisting with advisory matters, investigations, regulatory change monitoring, training, and the delivery of key compliance projects.Working closely with the MLRO, front office teams, and other internal stakeholders, you will help ensure the firm meets its regulatory obligations and maintains robust internal standards.Key ResponsibilitiesSupport compliance with AML and Financial Crime regulatory requirements and internal policies.Act as a first point of escalation for day-to-day queries from the Financial Crime team.Provide practical Financial Crime advice under the guidance of senior leadership.Maintain oversight of AML controls, assisting with escalation, documentation, and resolution of high-risk matters.Assist in reviewing, maintaining, and enhancing AML policies, procedures, and controls.Conduct second-line reviews and investigations of AML alerts, providing guidance to first-line teams.Support the MLRO or Deputy MLRO with internal investigations, regulatory reporting (e.g. SARs), and ad hoc compliance activities.Contribute to the production, analysis, and enhancement of AML-related MI and compliance documentation.Help implement new AML processes and enhance existing controls and procedures.Investigate and document potential breaches of AML regulations or suspicious client activity.ComplianceAssist with the review and implementation of new compliance processes and procedures.Monitor regulatory developments and advise the business on their impact.Support the delivery of compliance training to staff.Provide input on global compliance projects as required.Handle ad hoc queries from the group and wider Risk & Compliance team.Key Performance Indicators (KPIs)Maintain comprehensive, auditable documentation of AML investigations and decisions.Deliver accurate, timely Suspicious Activity Reports (SARs) in line with regulatory requirements.Provide meaningful contributions to AML Management Information reporting, with a focus on Key Risk Indicators and emerging risks.Deliver timely, practical AML advisory services, with positive feedback from stakeholders.Monitor and escalate material changes in AML/CTF, sanctions, and financial crime frameworks.Support preparation for regulatory inspections and the timely remediation of any findings.About You3-5 years’ experience in an AML compliance role within financial services (experience in CFDs and spread betting preferred).Strong knowledge of FCA regulations, especially AML and Financial Crime requirements.Ability to communicate confidently and effectively with internal and external stakeholders.Skilled at analysing, summarising, escalating, and presenting compliance matters to senior leadership.Ability to investigate, identify issues and trends, and propose practical solutions.Proactive, organised, and able to manage multiple tasks independently.Team player who can also work autonomously when required.Clear communicator with a professional, confident, and collaborative approach.Comfortable working in a dynamic environment with changing priorities.Seniority levelSeniority levelAssociateEmployment typeEmployment typeFull-timeJob functionJob functionFinance and SalesReferrals increase your chances of interviewing at fs talent by 2xSign in to set job alerts for “Compliance Associate” roles.Continue with Google Continue with GoogleContinue with Google Continue with GoogleCompliance, GIR Compliance, Associate, LondonLondon, England, United Kingdom 1 week agoLondon, England, United Kingdom 1 week agoLondon, England, United Kingdom 1 week agoLondon, England, United Kingdom 2 days agoLondon, England, United Kingdom 2 months agoGreater London, England, United Kingdom 1 week agoLondon, England, United Kingdom 2 days agoLondon, England, United Kingdom 2 days agoCity Of London, England, United Kingdom 1 week agoCity Of London, England, United Kingdom 5 hours agoLondon, England, United Kingdom 1 day agoAssociate - Criminal Compliance & Regulatory (London)London, England, United Kingdom 1 month agoRegulatory Compliance Manager (London Based)NQ/Associate - Criminal Compliance & RegulatoryLondon, England, United Kingdom 3 days agoLondon Area, United Kingdom£55,000.00-£60,000.004 hours agoLondon, England, United Kingdom 2 days agoGreater London, England, United Kingdom 3 days agoAssociate - Financial Crimes Compliance – Europe Middle East and Africa (EMEA)London, England, United Kingdom 1 week agoLondon, England, United Kingdom 3 weeks agoLondon, England, United Kingdom 2 weeks agoKent, England, United Kingdom 2 weeks agoCity Of London, England, United Kingdom 4 days agoWe’re unlocking community knowledge in a new way. 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