Risk & Compliance Associate: UK/EU Regulatory Advisory

Alantra is an independent global financial services firm that provides investment banking and asset management services to mid‑market companies, families and investors. The Group has over 500 professionals in Europe, the U.S., Latin America, Asia and the Middle East. In Investment Banking Alantra has completed over 1,000 transactions in the last five...

A prominent financial services group is seeking a Senior Manager for Support Group Compliance. This role will involve providing expert advisory on regulatory matters, specifically transaction reporting and compliance with UK and EU regulations. The ideal candidate will have at least five years of compliance experience and will work closely with various...

Alantra is an independent global financial services firm that provides investment banking and asset management services to mid-market companies families and investors. The Group has over 500 professionals in Europe the U.S. Latin America Asia and the Middle East.In Investment Banking Alantra has completed over 1000 transactions in the last five years....

Job Description:R&C Associate – LondonDepartment: Risk & ComplianceReports to: UK Head of Compliance & MLROLocation: London (with EU liaison)About AlantraAlantra is a global financial services group active in Investment Banking, Asset Management and Equities. The London office is a core hub for cross-border advisory, with the Risk & Compliance team...

We're seeking a Markets Compliance Advisory - Associate who will effectively partner with Line of Business (LOB) and global/regional Compliance teams; including Operational Risk and other Control functions. This position requires knowledge and experience in Compliance, as well as familiarity with regulatory and/or audit best practices. As a Compliance...

The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data...

Job Description The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior...

Compliance Advisory Associate – Broadgate As the Compliance Advisory Associate, you will be working with the wider Risk & Compliance team to help the business meet the requirements of the FCA and other relevant regulators. Key Responsibilities Provide advice, training, and guidance to the business on regulatory matters Work on regulatory horizon scanning...

Regulatory Change & Compliance Risk Specialisms: Compliance Monitoring Jobs | Compliance Advisory Jobs | Regulatory Compliance Jobs London VP level Job type: Permanent Sector: Banking Job reference: NE43614 Apply for this job Regulatory Change & Compliance Risk (VP) A leading international bank is hiring a Regulatory Change & Compliance Risk  to join its...

Our client are a global consultancy firm who are growing their Risk and Regulatory team here in London **Description** The Risk and Regulatory Associate/Senior Associates will be responsible for: - Performing regulatory due diligence on specific scope areas and preparing materials for management calls - Translating regulatory requirements into business...