Senior Compliance

THE COMPANY: Our client is a well-known Broker based in the heart of the City, with exciting growth plans. THE RESPONSIBILITIES: Providing advice to the product teams on introduction of new and adaptations to existing products Advising all parts of the business on its obligations under the Consumer Duty and application of its principles and outcomes....

Our client is a law firm recruiting a Senior Risk & Compliance Lawyer to join their team in London. This position will assist the Head of Risk with the following: - Overseeing the conflicts team - Undertaking AML checks, CDD, conflicts checks - Acting as a point of escalation for technical queries - New client onboarding and new matter opening -...

**Are you a junior manager looking to step up into a more senior role?** **Are you a team leader looking for your first manager role?** **Do you have experience managing a team of 5 or more?** **Are you a confident communicator with experience liaising with senior internal stakeholders?** If you have answered yes to any of the above we are working on a role...

Develop and document AML/KYC policies and procedures Conduct audits and reviews to ensure execution of compliance standards regularly Produce detailed reports with recommendations based on findings during audits. Communicate with clients and address any concerns they have about ethical or other compliance matters within a department or division Proactively...

As a Senior Compliance Analyst you will play a key role in ensuring regulatory compliance and supporting the Compliance department. This permanent position is based in London and offers a great opportunity to work in a fast-paced and professional environment. Client Details This organisation is a well established institutional investment firm. Description...

We're currently recruiting for a leading European Investment Bank to recruit a Senior Compliance Officer to join their high-performing compliance function. This is a fantastic opportunity for an experienced professional to take on a strategic, market-facing role within a globally recognised institution. This is for a 6-12 month contract (inside IR35) and...

A leading financial services firm in the City of London is seeking a Compliance & Financial Crime Analyst to ensure compliance with FCA regulations. The role involves monitoring trading activity, conducting investigations, and maintaining oversight of AML/CTF frameworks. Candidates should have 3–5 years of experience in a relevant field and strong...

Legal & Compliance Manager - Hedge FundsLegal & Compliance Manager - Hedge Funds1 day ago Be among the first 25 applicantsCompliance Professionals provided pay rangeThis range is provided by Compliance Professionals. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.Base pay rangeTHE COMPANY:Our client is...

A well-respected professional services firm is seeking to hire a Risk & Compliance Analyst to support the day-to-day operations of their compliance team in London (hybrid working). This is a great opportunity for a Junior Compliance Officer or ComplianceAssistant to step up into a more senior role taking on more responsibility and making an impact in a small...

Senior Compliance Officer Job Description - Senior Compliance Officer (Surveillance and Transaction Reporting) The Compliance Department at Millennium adopts, implements, and manages the compliance programme, including policies and procedures, processes, systems, controls, surveillance, testing and reporting, which is crafted to prevent or detect violations...