Regulatory Compliance Lead
3 days ago
An innovative insurance provider is seeking a Compliance Manager to join their London office. The role involves ensuring compliance with regulatory standards such as Solvency II and providing oversight support to Appointed Representatives. Candidates should possess relevant compliance experience and a strong understanding of the regulatory environment. This position offers an exciting opportunity to contribute to a dynamic team focused on compliance, regulatory risk management, and excellence in service delivery.
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Compliance Officer
2 weeks ago
City Of London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is global banking group with offices based in the West End. They offer Corporate banking and Asset management services in the UK market. THE RESPONSIBILITIES: Compliance advisory: assisting with advice on regulatory issues, maintaining compliance framework, training the business in key compliance issues, promoting and measuring high...
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Director of Regulatory Affairs
3 weeks ago
london, United Kingdom VRS Regulatory Full timeA unique opportunity to take a key role on the leadership team of a highly successful and award-winning developer of naturally sourced, sustainable ingredients for regulated consumer products. They are the leader in their field, the market is exploding, this position will be paramount to this regulatory centric business’ continued global growth. The...
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Regulatory Governance Lead
2 weeks ago
City Of London, United Kingdom Medicines and Healthcare products Regulatory Agency Full timeDescription We are currently looking for a Regulatory Governance Lead to join our Operational Delivery Function within the Healthcare Quality and Access Group. Please note this opportunity is currently only available to those working within the Civil Service. Applications from non-Civil Servants may not be reviewed and may be rejected. This is a full‑time...
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Senior Regulatory Compliance
1 week ago
City Of London, United Kingdom Bloomberg LP Full timeA leading financial services firm in London is seeking a Compliance Risk Manager to execute Regulatory Obligation Mapping and collaborate with various teams for compliance initiatives. The ideal candidate has a minimum of 8 years in regulatory environments, demonstrating strong communication and leadership skills. This role offers exposure to a wide range of...
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City Of London, United Kingdom Compliance Professionals Full timeA leading financial services firm is seeking a Financial Crime Compliance Analyst to support regulatory compliance. Responsibilities include analyzing regulatory rules, investigating Suspicious Activity Reports, and contributing to anti-financial crime strategies. Applicants should have at least 3 years' experience in financial services and familiarity with...
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Regulatory Compliance Lead
1 week ago
London, United Kingdom Travail Employment Group Full timeRegulatory Compliance Lead £45,000 per annum, Permanent role, 40 hours per week Monday to Friday, with flexible start and finish times within core hours, BS15 Bristol, profit share bonus, Free Lunch provided, parking and 23 days + bank holidays annually, pension. A leading supplier of medical devices and consumables are currently seeking a regulatory...
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Regulatory Horizon Scout
2 weeks ago
City Of London, United Kingdom Quilter plc Full timeA leading wealth management firm is seeking an experienced professional in London for a Risk & Compliance role. The candidate must have a strong background in financial services and a recognised professional qualification. Responsibilities include identifying and implementing regulatory changes, leading stakeholder engagement, and ensuring compliance with...
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UK Regulatory Developments Lead – Compliance
2 weeks ago
City Of London, United Kingdom SOCIETE GENERALE Full timeA leading financial institution in the City of London seeks a Compliance Specialist. The role focuses on regulatory interpretation and the development of governance frameworks. Responsibilities include monitoring UK regulatory developments, providing compliance advice, and managing training programs. Ideal candidates possess strong regulatory knowledge,...
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Senior Compliance Manager
2 weeks ago
City Of London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a well-known Broker based in the heart of the City, with exciting growth plans. THE RESPONSIBILITIES: Providing advice to the product teams on introduction of new and adaptations to existing products Advising all parts of the business on its obligations under the Consumer Duty and application of its principles and outcomes....
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AR Compliance Lead – Regulatory Oversight
2 weeks ago
City Of London, United Kingdom Polo Full timeA leading insurance firm is seeking an AR Compliance Manager in London to oversee the regulatory compliance for Appointed Representatives. The successful candidate will develop and maintain risk frameworks and ensure adherence to regulatory standards. Ideal applicants will possess extensive compliance experience within insurance and a strong understanding of...