AVP, Compliance Control Room

Growing Private Side Advisory and Control Room teamGlobal Bank with excellent opportunities for progression About Our Client Our client is a Global Investment Bank with ambitious growth plans and excellent career progression opportunities. Job Description Managing Personal Conflicts of Interest, including Personal Account Dealing and Outside Business...

Growing Private Side Advisory and Control Room teamGlobal Bank with excellent opportunities for progression About Our Client Our client is a Global Investment Bank with ambitious growth plans and excellent career progression opportunities. Job Description Managing Personal Conflicts of Interest, including Personal Account Dealing and Outside ---Business...

THE COMPANY: Our client is a successful banking firm with a strong global presence across Wholesale and Capital Markets. THE RESPONSIBILITIES: Managing Inside Information Disclosure Management of Conflict of interest Review of Personal Account Dealing Review of Outside Business Activities Address requests received by the Control Room and participate in...

This is an exciting opportunity for a Control Room AVP to join the Compliance department within this Global Bank based in London Client Details Our client is a Global Investment Bank with ambitious growth plans and excellent career progression opportunities. Description Managing Personal Conflicts of Interest, including Personal Account Dealing and...

This is an exciting opportunity for a Control Room AVP to join the Compliance department within this Global Bank based in London Client Details Our client is a Global Investment Bank with ambitious growth plans and excellent career progression opportunities. Description Managing Personal Conflicts of Interest, including Personal Account Dealing and Outside...

Growing Private Side Advisory and Control Room teamGlobal Bank with excellent opportunities for progressionAbout Our ClientOur client is a Global Investment Bank with ambitious growth plans and excellent career progression opportunities.Job DescriptionManaging Personal Conflicts of Interest, including Personal Account Dealing and Outside ---Business...

A leading global investment bank is seeking a Control Room AVP to manage personal conflicts of interest and support regulatory compliance. The successful candidate will have a strong understanding of financial services regulatory requirements and relevant experience in risk management. Offering a competitive salary between £60,000 - £75,000 per annum, this...

Job DescriptionPurpose of the roleTo conduct investigations into various aspects of the bank's operations and/or conduct of individuals to identify and address potential instances of non-compliance, fraud, misconduct, or other unethical behaviour, that harms or is likely to harm the reputation or financial well-being of the firm or may lead to legal and/or...

Join us as a Compliance Control Room AVP The Compliance Control Room manages Legal, Regulatory and Reputational Risk across all lines of business. This involves business critical functions in respect of key controls to manage Market Abuse and potential Conflicts of Interest via Information Barriers, Regulatory Insider Lists together with the ongoing...

A leading recruitment firm is seeking a Control Room AVP for a Global Investment Bank in London. This role involves managing conflicts of interest, supporting compliance issues, and ensuring regulatory adherence. The ideal candidate will have strong knowledge of regulatory requirements within the financial services, excellent organizational and analytical...