Control Room AVP
20 hours ago
Growing Private Side Advisory and Control Room teamGlobal Bank with excellent opportunities for progressionAbout Our ClientOur client is a Global Investment Bank with ambitious growth plans and excellent career progression opportunities.Job DescriptionManaging Personal Conflicts of Interest, including Personal Account Dealing and Outside ---Business ActivityManaging Transactional Conflict of Interest, including Conflicts of Interest and Information BarriersManaging the EMEA Permanent Insider ListManaging the Watch List and Restricted ListManaging the Wall Crossings ProcessProvide policy guidance and support to the wider Private Side Advisory functionThe Successful ApplicantA successful Control Room AVP should have:A strong understanding of regulatory requirements within the financial services industry.Knowledge of Control Room Operations anExperience in risk management or compliance roles.Excellent organisational and analytical skills.The ability to manage sensitive information with discretion.A proactive approach to identifying and resolving compliance issues.Strong communication and collaboration skills.What's on OfferCompetitive salary ranging from £60,000 -£75,000 per annum.Comprehensive benefits package, including pension and health coverage.Opportunity to work within a reputable large organisation in the financial services industry.Permanent position based in the heart of London.If you are ready to take the next step in your career as a Control Room AVP, we encourage you to apply today.
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Control Room AVP
2 days ago
London, United Kingdom Michael Page Full timeThis is an exciting opportunity for a Control Room AVP to join the Compliance department within this Global Bank based in London Client Details Our client is a Global Investment Bank with ambitious growth plans and excellent career progression opportunities. Description Managing Personal Conflicts of Interest, including Personal Account Dealing and...
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Control Room AVP
10 hours ago
Greater London, United Kingdom Michael Page (UK) Full timeGrowing Private Side Advisory and Control Room teamGlobal Bank with excellent opportunities for progression About Our Client Our client is a Global Investment Bank with ambitious growth plans and excellent career progression opportunities. Job Description Managing Personal Conflicts of Interest, including Personal Account Dealing and Outside ---Business...
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Compliance Control Room AVP
5 days ago
London, Greater London, United Kingdom Barclays Full time £60,000 - £120,000 per yearJob DescriptionPurpose of the roleTo conduct investigations into various aspects of the bank's operations and/or conduct of individuals to identify and address potential instances of non-compliance, fraud, misconduct, or other unethical behaviour, that harms or is likely to harm the reputation or financial well-being of the firm or may lead to legal and/or...
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Compliance Control Room AVP
6 days ago
London Area, United Kingdom Barclays Full time £60,000 - £120,000 per yearJoin us as a Compliance Control Room AVP The Compliance Control Room manages Legal, Regulatory and Reputational Risk across all lines of business. This involves business critical functions in respect of key controls to manage Market Abuse and potential Conflicts of Interest via Information Barriers, Regulatory Insider Lists together with the ongoing...
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Control Room AVP: Compliance
19 hours ago
Greater London, United Kingdom Michael Page (UK) Full timeA leading global investment bank is seeking a Control Room AVP to manage personal conflicts of interest and support regulatory compliance. The successful candidate will have a strong understanding of financial services regulatory requirements and relevant experience in risk management. Offering a competitive salary between £60,000 - £75,000 per annum, this...
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EME Control Room AVP
2 weeks ago
London E, United Kingdom Barclays Full time £60,000 - £120,000 per yearThe Compliance Control Room manages Legal, Regulatory and Reputational Risk across all lines of business. This involves business critical functions in respect of key controls to manage Market Abuse and potential Conflicts of Interest via Information Barriers, Regulatory Insider Lists together with the ongoing operational management of the Watch List and...
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EME Control Room AVP
2 weeks ago
London, Greater London, United Kingdom Barclays Full time £60,000 - £120,000 per yearJob DescriptionPurpose of the roleTo manage Legal, Regulatory and Reputational Risk across all lines of business. This involves business critical functions in respect of key controls to manage Market Abuse and potential Conflicts of Interest via Information Barriers, Regulatory Insider Lists together with the ongoing operational management of the Watch List...
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AVP, Equities Product Control
2 weeks ago
City of London, United Kingdom Michael Page Full timeAs an AVP, Equities Product Controller in a major brokerage house, you will play a pivotal role in overseeing financial reporting and analysis within the Accounting & Finance department. This role demands a detail-oriented professional with extensive knowledge of product control and a strong grasp of financial principles. Client Details This opportunity is...
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AVP-Product Control
1 week ago
London, United Kingdom Page Personnel Full timeGlobally renowned Brokerage house with sound balance sheetDiversity due to products: equities, commodities, crypto, fxAbout Our ClientThis opportunity is with a well-established and respected organisation operating within the multi product brokerage sector. They are a medium-sized enterprise known for their commitment to excellence in accounting and finance...
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AVP, Equities Product Control
2 weeks ago
London, United Kingdom Michael Page Banking Full timeAs an AVP, Equities Product Controller in a major brokerage house, you will play a pivotal role in overseeing financial reporting and analysis within the Accounting & Finance department. This role demands a detail-oriented professional with extensive knowledge of product control and a strong grasp of financial principles. Client Details This opportunity is...
