Compliance Manager

2 weeks ago


Glasgow, United Kingdom GREAT-MANS LTD Full time

My client offers a generous benefits package including 26 days holiday + bank holidays, annual bonus, strong pension, and comprehensive protection benefits. I’m delighted to be recruiting on behalf of a highly respected and growing wealth management firm offering outstanding career development, hybrid flexibility, and a supportive team culture. If you’re looking for a role where you can shape compliance standards, be valued, and make a meaningful impact—this is a fantastic opportunity. Compliance Manager Location: Edinburgh or Glasgow (preferred location : Glasgow) Salary : £37,000 – £45,000 (DOE) I’m working with a well-established wealth management organisation seeking a proactive and detail-focused Compliance Manager to join their expanding team. This role is pivotal in ensuring the firm meets all regulatory requirements and maintains strong internal governance. You will work closely with the Compliance Director and take ownership of key compliance oversight, monitoring, training, and reporting responsibilities. Key Responsibilities Monitor and enforce internal compliance policies and procedures Conduct Training & Competency (T&C) one-to-one meetings with advisers Review client files pre- and post-sale, providing constructive feedback Re... #J-18808-Ljbffr



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