Head of Compliance

5 days ago

London, United Kingdom Barclay Simpson Full time

Head of Compliance Specialisms: Compliance Advisory Jobs | Regulatory Compliance Jobs London competitive salary Sector: Financial Services Job reference: NE43611 Apply for this job New Opportunity – Head of Compliance (SMF16/17) London | 💼 Hybrid | 🔐 Digital Assets | 💰 Competitive Salary + Equity I’m working with an innovative financial infrastructure firm that’s reshaping how tokenised assets are structured and accessed. Backed by a team with experience at top-tier institutions, they’re seeking a Compliance professional to take on SMF16 and SMF17 responsibilities as they progress through FCA authorisation and the Digital Securities Sandbox (DSS). This is a rare opportunity to help shape the compliance framework of a high-growth fintech from the ground up. What’s Involved: ▪️Lead the UK FCA authorisation process ▪️Drive all DSS-related regulatory engagement ▪️Build and implement a fit-for-purpose AML/CTF framework ▪️Own and deliver monitoring, testing, and reporting ▪️Report directly to the UK CEO and work closely with senior leadership What They’re Looking For: ▪️ 5–7 years in a regulated Compliance or MLRO role ▪️Strong experience across UK AML/CTF and MiFID regulation ▪️Previous FCA engagement and ideally SMF exposure ▪️Someone who thrives in fast-paced, high-accountability environments Why Apply: ▪️Real ownership of the compliance function ▪️Competitive salary and generous equity offering ▪️Work alongside ex-bulge bracket and fintech leaders ▪️Flexibility, autonomy, and a mission-driven team ne

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