Compliance Analyst

2 weeks ago

London, United Kingdom Page Personnel Full time

Compliance Analyst role based in Central London at a boutique asset managerAlternative asset manager with a focus on sustainabilityAbout Our ClientA boutique asset management firm based in Central London, specialising in bespoke investment strategies across equities, fixed income, and alternative assets. The firm prides itself on a collaborative culture, high-touch client service, and a strong commitment to regulatory integrity.Job DescriptionConduct compliance monitoring and testing in line with the Compliance Monitoring Programme, ensuring issues are reported and remediated, and the programme is regularly reviewed for regulatory coverage.Manage conflicts of interest by reviewing, escalating, and recording them in accordance with internal policies and procedures.Responsible for reviewing, recording and approving day-to-day compliance requests such as: PA Dealing, Gifts and Benefits, outside business interestsSupport policy and procedure development, including drafting and reviewing documentation to ensure regulatory alignment.Foster strong internal and external relationships to promote a culture of continuous improvement and effective compliance collaboration.Oversee day-to-day compliance approvals, including personal account dealing, gifts and benefits, and outside business interests.Provide regulatory support, including KYC and sanctions screening, offering guidance to the business, and staying informed on regulatory developments.The Successful Applicant2-3 years of compliance experience within an AIFM, with solid knowledge of AIFMD regulations.Working understanding of key regulatory frameworks, including MiFID II, UCITS, SMCR, and ideally private equity.Strong communication skills, both written and verbal, with the ability to manage expectations and engage effectively across teams.Proactive and organised, demonstrating initiative and ownership in administrative and compliance tasks.Analytical mindset with sound research skills, and a high-level understanding of risk in the asset management context.What's on OfferCompetitive salary ranging from £45,000 to £50,000 per annum.Permanent position based in London.Opportunities for professional growth and development.A collaborative and professional working environment.Engagement in a key role within the Asset Management department.If you are ready to take the next step in your compliance career within the Financial Services industry, apply now

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