Investment Compliance Analyst

A thriving investment management house is looking to recruit a Investment Compliance Analyst to join their London office.The Senior Investment Compliance Analyst will take responsibility for the following duties:Responsible for implementing and reviewing investment compliance rules and regulations.Oversee daily monitoring of pre and post trade...

DescriptionA thriving investment management house is looking to recruit a Investment Compliance Analyst to join their London office.The Senior Investment Compliance Analyst will take responsibility for the following duties :Responsible for implementing and reviewing investment compliance rules and regulations.Oversee daily monitoring of pre and post trade...

Falcon Investment Management is an FCA regulated asset management firm is seeking a risk analyst to join the team in London to focus on multi-manager and multi-strategy hedge fund manager. The ideal candidate will drive the implementation of methodologies and tools to monitor and report Market Risk, and will liaise closely with Portfolio Managers and senior...

Compliance Analyst, Nest Invest Nest Invest is on a path to becoming one of the largest asset owners in the world. Whilst Nest manages around £60bn today, that figure will grow to around £100bn or higher by the end of the decade. That scale of growth means that it is essential that Nest Invest has a culture that prioritises compliance, and has strong...

TPT Investment Management are seeking an enthusiastic and analytical Investment Analyst to join our growing team. In this pivotal role, you will provide strategic investment analysis to support TPTIM's objectives and contribute to the development and delivery of our investment services. You will play a key part in ensuring our processes and strategies enable...

**About our client** Our client, a globally successful investment fund, are looking to hire a Compliance Analyst to join their expanding Compliance team. The group predominantly focuses on real asset investments, specifically across the American and pan-European market. The fundboasts a diversified portfolio and currently manages around $10 billion worth of...

Day-to-day responsibilities for the Compliance Analyst system component include reviewing client investment guidelines, setting up the guidelines on the Compliance Analyst system, testing to ensure desired output, ongoing client servicing and attend meetingsas required by clients or internal partners. Day-to-day responsibilities also include reviewing all...

The Portfolio Compliance Oversight Team, based in London, is the team responsible for Ongoing compliance monitoring, implementation and maintenance of Investment Restrictions, ensuring effective pre and post trade mandate restriction controls and governance – covering a wide range of products including (but not limited to) Equity, Fixed Income, Multi...

A well-respected professional services firm is seeking to hire a Risk & Compliance Analyst to support the day-to-day operations of their compliance team in London (hybrid working). This is a great opportunity for a Junior Compliance Officer or ComplianceAssistant to step up into a more senior role taking on more responsibility and making an impact in a small...

OverviewWe are working with a well-regarded professional services firm to hire a Compliance Analyst to join their growing team in Surrey. In this role, you’ll play a key part in shaping and delivering the firm’s risk and compliance strategy across all areas of the business, ensuring that regulatory, operational and strategic risks are effectively managed...