Regulatory Control Specialist
3 days ago
A global bank is recruiting a Regulatory Control specialist for their Markets division. This is a fantastic opportunity to join a world-class institution and play a key role in strengthening regulatory controls, driving automation, and influencing strategic change across multiple jurisdictions.The Role:You’ll be responsible for reviewing and enhancing systematic regulatory controls, collaborating with technology teams and senior stakeholders to ensurepliance and efficiency. This position offers exposure toplex regulatory frameworks and the chance to deliver meaningful improvements in a dynamic environment.Details:Start date – ASAPContract – Initial 6 months Location – London Hybrid – 3 days / week in the office Rate - £600 - £670 /day Inside IR35.Key Responsibilities:Investigate and categorise exceptions flagged by regulatory controls, identifying opportunities for automation and refinement.Develop training materials and documentation to support the transition of new control frameworks into BAU.Highlight thematic issues and data anomalies to control owners, reducing false positives and improving control efficacy.Draft requirements for technology enhancements and partner with tech teams to implement, test, and deliver changes.Present control disposition oues andernance metrics to senior stakeholders.Essential Experience Proven experience delivering regulatory change within Markets (, Dodd-Frank, EMIR, MiFID II/R, UMR, US Bank Regulations).Hands-on experience designing and managing 1LOD Markets regulatory controls.Tier 1 banking experienceExposure to end-to-end execution and control design across at least two asset classes.Strong analytical mindset with experience in automation and efficiency improvements.Skills &petencies:Exceptional analytical and problem-solving skills.Strong interpersonal and influencing abilities across global teams.Excellentmunication and presentation skills.Advanced proficiency in Excel and PowerPoint, with an ability to manage large datasets.Ability to write SQL queries for data extraction and analysis. If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career. #4755143 - Tom Oldroyd
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London, United Kingdom VRS Regulatory Full timeAn opportunity to join the Product Stewardship / Regulatory Compliance team at a global chemical business; you will ensure the compliance of globally sold, highly complex mixtures. Key duties will be SDS authoring, classifications, labelling, component compliance checks and providing regulatory advice to the technology, R&D, and customer service...
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Director of Regulatory Affairs
3 weeks ago
london, United Kingdom VRS Regulatory Full timeA unique opportunity to take a key role on the leadership team of a highly successful and award-winning developer of naturally sourced, sustainable ingredients for regulated consumer products. They are the leader in their field, the market is exploding, this position will be paramount to this regulatory centric business’ continued global growth. The...
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Regulatory Controls SME
3 days ago
London, United Kingdom Jobs via eFinancialCareers Full timeRegulatory Controls Implementation Specialist (Contract) Day Rate: £650-£750/day (via umbrella) Contract Length: 6-12 months Location: London (Hybrid) Client: Leading Investment Banking Client We are supporting a major Investment Banking client in hiring an experienced Regulatory Controls Implementation Specialist to join a high-profile...
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Regulatory Controls SME
3 days ago
London, United Kingdom Jobs via eFinancialCareers Full timeRegulatory Controls Implementation Specialist (Contract) Day Rate: £650-£750/day (via umbrella) Contract Length: 6-12 months Location: London (Hybrid) Client: Leading Investment Banking Client We are supporting a major Investment Banking client in hiring an experienced Regulatory Controls Implementation Specialist to join a high-profile programme launching...
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Regulatory Reporting Controller
5 days ago
London, United Kingdom Wise Full timeAs a financial institution moving billions of GBP of customer money in over 70 countries, Wise must have bulletproof financials. We need timely, accurate and scalable financial data to be compliant with regulations and make accurate business decisions inside the company. Due to continued and rapid growth we're looking for a Regulatory Reporting Specialist to...
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Regulatory Controls SME
2 days ago
London, Greater London, United Kingdom Jobs via eFinancialCareers Full timeRegulatory Controls Implementation Specialist (Contract)Day Rate:£650-£750/day (via umbrella)Contract Length:6-12 monthsLocation:London (Hybrid)Client:Leading Investment Banking ClientWe are supporting a major Investment Banking client in hiring an experiencedRegulatory Controls Implementation Specialistto join a high-profile programme launching new US...
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Business Controls
1 week ago
Greater London, United Kingdom Jane Street Full timeA leading financial firm is seeking a Business Controls Specialist to oversee audit and regulatory tasks. The role involves coordinating with external auditors and regulators, assessing processes against standards, and documenting workflows. Successful candidates will have 3-5 years of relevant experience, exceptional communication skills, and a keen...
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Regulatory Controller
5 days ago
London, United Kingdom NatWest Group Full timeRegulatory Control & Data Management, Finance Regulatory Controller - London, United Kingdom- Permanent- Full Time#R-00236120 Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have plenty of options that help our people to thrive. - This role is based in the United Kingdom and as such all normal...
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Regulatory Controller
5 days ago
London, United Kingdom NatWest Full timeJoin us as a Regulatory Controller - This is an opportunity for a driven and dedicated leader to join a fast-paced role in a team responsible for the development and delivery of regulatory reporting outcomes - You’ll oversee the team control environment to ensure that regulatory outcomes are delivered in a controlled manner that complies with the bank’s...
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Regulatory Controls SME
4 days ago
London, United Kingdom McGregor Boyall Full timeRegulatory Controls Implementation Specialist (Contract) Day Rate: £650-£750/day (via umbrella) Contract Length: 6-12 months Location: London (Hybrid) Client: Leading Investment Banking Client We are supporting a major Investment Banking client in hiring an experienced Regulatory Controls Implementation Specialist to join a high-profile programme launching...
