Compliance Monitoring Officer- File Review

**Job Description**: Do you want to take the next challenging and rewarding step in your career? An exciting opportunity has arisen to join the AJ Bell Compliance Monitoring team. This will help further your career in a regulatory environment within financial services and provide exposure to all areas of Risk & Compliance. We are looking for someone with...

About NJR RecruitmentWe are a leading recruitment agency, providing expert support services to directly authorised Financial Advisers in the UK.Job Title: File Reviewer SpecialistWe are seeking an experienced professional to join our team as a File Review Consultant, working remotely from home.Key Responsibilities:Conduct thorough document reviews, providing...

About UsNJR Recruitment is a leading provider of support services to directly authorised Financial Advisers in the UK.Our client has grown significantly since its establishment in 2007 and is now one of the top 5 distribution businesses in the country.We are looking for a skilled File Review Specialist to join our dedicated team, working remotely from...

NJR Recruitment Careers is a leading provider of support services to directly authorised Financial Advisers in the UK. We are currently seeking a Senior File Review Consultant to join our team.Key Responsibilities:Lead file review teams and provide guidance and support to junior consultantsDevelop and implement effective file review processes and...

Job Description Job Description: This is an exciting opportunity to join a well-established Manchester based firm operating in the wealth management space who are seeking an experienced Senior Compliance Officer to support their next period of growth.For the right candidate, this in an excellent opportunity to help shape the firms future compliance strategy...

Job Description: This is an exciting opportunity to join a well-established Manchester based firm operating in the wealth management space who are seeking an experienced Senior Compliance Officer to support their next period of growth.For the right candidate, this in an excellent opportunity to help shape the firms future compliance strategy and offers the...

AJ Fox Compliance is seeking an experienced Compliance Officer to join their team in Manchester.The estimated salary for this role is £45,000 - £60,000 per annum.Job Description:Liaising with fee earners to ensure compliance with policies and regulatory obligations.Reviewing and updating policies and procedures to maintain a high level of...

Our Client is leading provider of support services to directly authorised Financial Advisers in the UK. Established in April 2007, our Client has since grown to become one of the UK's top 5 distribution businesses in the UK. A new opportunity is now available for a File Reviewer to join a highly focused team dedicated to providing excellent customer...

Our Client is leading provider of support services to directly authorised Financial Advisers in the UK. Established in April 2007, our Client has since grown to become one of the UK's top 5 distribution businesses in the UK. A new opportunity is now available for a File Reviewer to join a highly focused team dedicated to providing excellent customer service...

Our Client is leading provider of support services to directly authorised Financial Advisers in the UK.Established in April 2007, our Client has since grown to become one of the UK's top 5 distribution businesses in the UK.A new opportunity is now available for a File Reviewer to join a highly focused team dedicated to providing excellent customer service...

Our Client is leading provider of support services to directly authorised Financial Advisers in the UK. Established in April 2007, our Client has since grown to become one of the UK's top 5 distribution businesses in the UK. A new opportunity is now available for a File Reviewer to join a highly focused team dedicated to providing excellent customer service...

Job Description: This is an exciting opportunity to join a well-established Manchester based firm operating in the wealth management space who are seeking an experienced Senior Compliance Officer to support their next period of growth. For the right candidate, this in an excellent opportunity to help shape the firms future compliance strategy and offers...

Job Description: This is an exciting opportunity to join a well-established Manchester based firm operating in the wealth management space who are seeking an experienced Senior Compliance Officer to support their next period of growth. For the right candidate, this in an excellent opportunity to help shape the firms future compliance strategy and offers...

Job Description Our Client is leading provider of support services to directly authorised Financial Advisers in the UK. Established in April 2007, our Client has since grown to become one of the UK's top 5 distribution businesses in the UK. A new opportunity is now available for a File Reviewer to join a highly focused team dedicated to providing...

We are working with a new company which will specialise in Pensions and managed by a very experienced team. We are looking to hire an experienced Compliance Monitoring Officer who will undertake regular monitoring of the firm's systems/controls and provide assurance, advice and regulatory guidance to the business. Experience within a Compliance...

Job Description Our Client is leading provider of support services to directly authorised Financial Advisers in the UK. Established in April 2007, our Client has since grown to become one of the UK's top 5 distribution businesses in the UK. A new opportunity is now available for a File Reviewer to join a highly focused team dedicated to providing excellent...

Job Description: This is an exciting opportunity to join a well-established Manchester based firm operating in the wealth management space who are seeking an experienced Senior Compliance Officer to support their next period of growth. For the right candidate, this in an excellent opportunity to help shape the firms future compliance strategy and offers the...

Job Description:This is an exciting opportunity to join a well-established Manchester based firm operating in the wealth management space who are seeking an experienced Senior Compliance Officer to support their next period of growth. For the right candidate, this in an excellent opportunity to help shape the firms future compliance strategy and offers the...

Job Description Job Description: This is an exciting opportunity to join a well-established Manchester based firm operating in the wealth management space who are seeking an experienced Senior Compliance Officer to support their next period of growth. For the right candidate, this in an excellent opportunity to help shape the firms future compliance...

Job Description:This is an exciting opportunity to join a well-established Manchester based firm operating in the wealth management space who are seeking an experienced Senior Compliance Officer to support their next period of growth. For the right candidate, this in an excellent opportunity to help shape the firms future compliance strategy and offers the...