Senior Compliance Officer

1 day ago


Manchester, United Kingdom Clayton Davies Full time

Job Description Job Description: This is an exciting opportunity to join a well-established Manchester based firm operating in the wealth management space who are seeking an experienced Senior Compliance Officer to support their next period of growth.
For the right candidate, this in an excellent opportunity to help shape the firms future compliance strategy and offers the opportunity to become the SMF 16 role holder in the future.
A young and vibrant team led by a senior management team who are engaged and very active within the firm.
The role will involve taking responsibility for the following; Responsible for providing expert compliance advice and guidance to the directors and staff within the business, ensuring adherence to regulatory requirements and promoting a culture of compliance within the business.
The Senior Compliance Officer will require the requisite knowledge and skills to review and update regulatory policies and procedures, handle FCA technical queries, monitor regulatory changes, conduct file reviews, and contribute to staff and board meetings and publications.
Stay updated on regulatory changes and proactively communicate them to colleagues.
Conduct comprehensive file reviews to ensure that the firm's advice is compliant and delivers good outcomes for clients.


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