Compliance Officer
7 days ago
A leading Commodities Broker in London is looking for an experienced Compliance Officer to join their team.Key Responsibilities:Act as the compliance specialist on complex regulatory implementations (e.g., MiFIR/EMIR reporting).Oversee and guide the compliance monitoring plan.Provide timely front-office compliance advice on trading and regulatory matters.Lead compliance training, including SMCR certification and KYC policy updates.Maintain and refine compliance policies, procedures, and regulatory reporting.Key Requirements:Strong knowledge of commodities derivatives markets (base metals).In-depth understanding of LME regulatory requirements.Experience with OTC commodities and FX markets.Expertise in EMIR, MiFID II, SMCR, IFPR, and Dodd-Frank.Practical application of FCA regulations, including COBS, SYSC, MAR, and SUP
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Compliance Officer
3 weeks ago
london, United Kingdom AJ FOX COMPLIANCE Full timeWe are working with an independent law firm to recruit a Compliance Officer to join their collaborative and highly regarded London team. In this role, you’ll work closely with the Head of Risk and Compliance, supporting a range of firmwide compliance functions and contributing to the delivery of robust risk management across the business. You’ll assist...
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Compliance Officer
3 weeks ago
london, United Kingdom AJ FOX COMPLIANCE Full timeWe are working with a specialist legal consultancy to recruit several Compliance Officers to join their growing internal team. In this role you'll support a wide range of law firm clients on compliance, risk management, and regulatory best practice. You’ll play a key part in helping firms maintain quality assurance standards, prepare for audits, and meet...
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Compliance Officer
1 week ago
London Area, United Kingdom Danos Group Full time £60,000 - £90,000 per yearSenior Compliance OfficerA leading international bank is seeking a Senior Compliance Officer to support its UK and overseas business. The role will work with the Chief Compliance Officer to ensure adherence to UK and international regulatory standards.Key ResponsibilitiesManage day-to-day regulatory compliance activities and provide advice on FCA, PRA, and...
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Compliance Officer
1 week ago
London Area, United Kingdom Mondrian Alpha Full time £60,000 - £100,000 per yearA rapidly expanding, European hedge fund is looking to hire its first Compliance Officer into their newly-established Dubai office.They have had exceptional performance and have rapidly increased in both AUM and headcount. Given their growth in London, they have recently launched a Dubai office and are now focused on this buildout.They are looking to hire a...
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Compliance Officer
1 week ago
London Area, United Kingdom MERJE Full time £120,000 - £520,000 per yearA leadingCommodities Brokerin London is looking for an experiencedCompliance Officerto join their team.Key Responsibilities:Act as the compliance specialist on complex regulatory implementations (e.g., MiFIR/EMIR reporting).Oversee and guide the compliance monitoring plan.Provide timely front-office compliance advice on trading and regulatory matters.Lead...
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Compliance Officer
4 days ago
London Area, United Kingdom LAW CHOICE RECRUITMENT Full time £30,000 - £80,000 per yearReady to make an impact in global compliance?Join an international law firm as aRisk & Compliance Officerand play a key role in safeguarding regulatory standards across multiple jurisdictions. This is your chance to work at the heart of a global network, supporting complex legal operations and driving best practice.Risk & Compliance Officer – London |...
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Compliance Officer
4 days ago
London Area, United Kingdom PEAR - Property Recruitment Full time £40,000 - £70,000 per yearCompliance OfficerMonday to Friday 9am-5pmFulhamOur client is a non-profit charity who are looking for an experienced compliance officer..Key Responsibilities:Provide a positive image to its customers, stakeholders, and other relevant outside bodies.Provide input to the Corporate Plan and Team Plans through participation in Organisational, Departmental and...
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Compliance Officer
1 hour ago
London Area, United Kingdom ONERWAY Full timeCompany Overview:We are a well-established payment institution based in the UK, dedicated to providing our clients with efficient, convenient, and secure payment solutions. We are currently seeking an experiencedCompliance Officer to join our compliance team, primarily focusing on KYC reviews, periodic reviews, and AML monitoring.As a Compliance Officer, you...
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Compliance Officer
1 week ago
London Area, United Kingdom Equifinance Full time £100,000 - £150,000 per yearOverview:We have an exciting opportunity for aCompliance Officerto join our growing organisation.This role will work collaboratively with the business by providing regulatory compliance advice and assurance to ensure the company operates in a compliant, legal and ethical manner. Supporting the Head of Compliance and front line teams in managing Customer...
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Risk Compliance Officer
1 week ago
London Area, United Kingdom Career Legal Full time £45,000 per yearRisk & Compliance OfficerGlobal Law FirmSalary Up To £45,000pa + BenefitsLondon Based, Permanent OpportunityOur client, a globally recognised law firm, is actively recruiting for an experienced Risk & Compliance professional to join them on a permanent basis in their London office - working as their new Risk & Compliance Officer.You'll be providing support...