Risk and Compliance Analyst

4 weeks ago

Birmingham, United Kingdom Molo Full time
Job Description

Molo is an award-winning fintech disrupting the mortgage industry. Since launching in 2018, we've led change in the UK mortgage market and have provided over £2 billion in mortgage applications submitted through our platform.


Our goal is to overhaul the mortgage experience and bring it firmly in line with other modern, customer-centric financial services. With a tech-first approach, we deliver simpler, faster mortgage lending that replaces cumbersome processes with near real-time decisions.


We've won several awards for 'Best Digital Mortgage Lender' at the Fintech Awards and 'Best Online Mortgage Lender' at the Lending Awards. Molo is a wholly-owned subsidiary of ColCap and is regulated by the UK's Financial Conduct Authority.


For more information about Molo Finance, visit


About the role: **Can be located in Birmingham or London**

This is an opportunity for an initiative-taking, curious individual who has the ability to manage multiple tasks effectively. You will be supporting the Head of Compliance / MLRO with the effective implementation of a robust risk and compliance framework, ensuring adherence to regulatory requirements and internal policies. This role offers a chance to contribute significantly to promoting a compliance and risk culture within the organisation.


Your day-to-day responsibilities will include a variety of tasks from providing administrative support, maintaining company documents, conducting assessments, overseeing complaints, supporting strategic initiatives, liaising with new starters and delivering risk and compliance inductions, to identifying opportunities for process improvements.


Key responsibilities:

Risk Management:

  • Support the risk and control and assessment processes by collecting and organising data, performing risk assessments, root cause analysis, and helping to identify potential risks and vulnerabilities across the various business units.
  • Maintain and update the risk register.
  • Collaborate with all business areas to develop strategies and tactics for mitigating identified risks and enhancing the firm's overall risk management framework.
  • Monitor and evaluate the effectiveness of the risk and compliance framework and policies, and recommend improvements as needed.


Compliance:

  • Assist in the preparation, review and maintenance of company policies, compliance documentation and manuals, reports, and records.
  • Horizon monitoring - keep abreast of changes in relevant regulations, industry standards and best practices.
  • Provide review and approval of financial promotions ensuring compliance with Consumer Duty regulations and MCOB.
  • Contribute to the development and delivery of compliance and risk training programs.
  • Oversee the implementation and effectiveness of the annual training programme.
  • Manage any Compliance queries that are generated by the organisation in a timely and accurate fashion.
  • To provide SME compliance input into developments, including product launches, distribution and systems development.
  • Contribute to the delivery of the Annual Compliance Monitoring Plan.
  • Reporting to management on levels of Compliance Assurance and/or any risks and issues arising from specific monitoring activity.


Your skills and experience

  • At least 3 years’ experience in a risk and compliance capacity including some form of monitoring, checking or quality assurance, in the financial services sector.
  • Sound knowledge of FCA, MCOB and financial crime regulation, including financial promotion approval.
  • Strong analytical and problem-solving skills.
  • Able to identify poor customer outcomes and make appropriate recommendations to drive change.
  • Ability to work independently/self-supervised and as part of a small team.


Desirable

  • Experience in Data Protection and knowledge of GDPR.
  • Relevant professional qualifications.

  • Compliance Analyst

    20 hours ago

    Birmingham, United Kingdom Ntrinsic Consulting Full time

    Compliance Analyst – Fully Remote UK Compliance Analyst is required by our FinTech client to take ownership the ongoing review of the Conduct Risk Framework, proposing enhancements for the effective management, monitoring and reporting of Conduct Risk.As Compliance Analyst you will embed Consumer Duty into BAU practice, review and update policies and...

  • Risk and Compliance Expert

    4 weeks ago

    Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a skilled Risk and Compliance Expert to join our dynamic AJ FOX COMPLIANCE team in Birmingham. In this role, you will work closely with experienced lawyers and compliance specialists to ensure firm-wide compliance.Responsibilities:Liaise with stakeholders regarding risk-related issues.Assist senior staff with strategic and operational issues...

  • Governance Risk and Compliance Analyst

    2 months ago

    Birmingham, United Kingdom Park Place Technologies Full time

    Job Title: Governance Risk and Compliance Analyst As a Governance Risk and Compliance (GRC) Analyst, you will be responsible for ensuring ISO27001 and SOC2 compliance by conducting regular assessments and audits, staying informed about US and UK regulatory requirements, and aligning organizational services with relevant standards. Additionally, you will...

  • Compliance Risk Analyst

    1 month ago

    Birmingham, Birmingham, United Kingdom Deutsche Bank Full time

    Job Title: Compliance Risk AnalystLocation: BirminghamCorporate Title: AssociateYou will be joining a team based in Birmingham that performs surveillance tasks related to the Bank's Europe, Middle East & African operations. This includes Trade Surveillance, Communications Surveillance, and Information Barriers Surveillance across Corporate & Investment...

  • Compliance Governance Analyst

    3 weeks ago

    Birmingham, Birmingham, United Kingdom Park Place Technologies Full time

    Job Title: Compliance Governance AnalystIn this role, you will ensure that Park Place Technologies maintains a strong culture of compliance and risk management across all business units. As a Compliance Governance Analyst, you will be responsible for identifying and mitigating risks, ensuring adherence to regulatory requirements, and implementing processes...

  • Risk and Compliance Analyst

    2 months ago

    Birmingham, United Kingdom Molo Full time

    Molo is an award-winning fintech disrupting the mortgage industry. Since launching in 2018, we've led change in the UK mortgage market and have provided over £2 billion in mortgage applications submitted through our platform.Our goal is to overhaul the mortgage experience and bring it firmly in line with other modern, customer-centric financial services....

  • Risk and Compliance Analyst

    4 weeks ago

    Birmingham, United Kingdom Molo Full time

    Molo is an award-winning fintech disrupting the mortgage industry. Since launching in 2018, we've led change in the UK mortgage market and have provided over £2 billion in mortgage applications submitted through our platform. Our goal is to overhaul the mortgage experience and bring it firmly in line with other modern, customer-centric financial services....

  • Risk and Compliance Analyst

    1 month ago

    Birmingham, United Kingdom Molo Full time

    Molo is an award-winning fintech disrupting the mortgage industry. Since launching in 2018, we've led change in the UK mortgage market and have provided over £2 billion in mortgage applications submitted through our platform.Our goal is to overhaul the mortgage experience and bring it firmly in line with other modern, customer-centric financial services....

  • Risk and Compliance Analyst

    2 months ago

    Birmingham, United Kingdom Molo Full time

    Molo is an award-winning fintech disrupting the mortgage industry. Since launching in 2018, we've led change in the UK mortgage market and have provided over £2 billion in mortgage applications submitted through our platform.Our goal is to overhaul the mortgage experience and bring it firmly in line with other modern, customer-centric financial services....

  • Governance Risk Analyst

    4 weeks ago

    Birmingham, Birmingham, United Kingdom Park Place Technologies Full time

    Job Title: Governance Risk AnalystAbout the Role:We are seeking a highly skilled Governance Risk Analyst to join our team at Park Place Technologies. As a Governance Risk Analyst, you will be responsible for ensuring the company's compliance with ISO27001 and SOC2 standards.Key Responsibilities:Ensure adherence to ISO27001 and SOC2 standards by conducting...

  • International Compliance Analyst

    5 months ago

    Birmingham, United Kingdom holland and knight Full time

    Description : The International Compliance Analyst will be responsible for supporting our international offices and international compliance programs with a focus in Latin America. The role requires a strong understanding of compliance principles, experience working within a global compliance program, and performing ongoing monitoring and auditing of a...

  • Compliance Risk Analyst

    1 week ago

    Birmingham, Birmingham, United Kingdom Deutsche Bank Full time

    Job Overview: We are seeking a highly skilled Compliance Risk Analyst - Surveillance Expert to join our team in Birmingham. This role will involve performing surveillance tasks related to Trade, Communications and Information Barriers Surveillance across Corporate & Investment Banking.The successful candidate will have strong analytical skills and the...

  • Regulatory Compliance and Risk Management Professional

    1 week ago

    Birmingham, Birmingham, United Kingdom HSL Compliance Limited. Full time

    HSL Compliance Limited seeks an experienced Regulatory Compliance and Risk Management Professional to assist the HSEQ Director in managing health, safety, environmental, quality, compliance, and technical matters.Key Responsibilities:Conduct technical surveys on equipment such as dosing systems and cooling towers to ensure staff competence and adherence to...

  • Legionella Risk Assessor

    5 months ago

    Birmingham, United Kingdom Compliance Group Full time

    Here at **PH Water & Air Technologies** we’re seeking a **Legionella Risk Assessor **to join our team based in **South Midlands**.You’ll be joining a company twenty years in the making where our dedicated team past and present have all played their part in making us a success. We take immense pride in ensuring our clients receive a 5-star service so if...

  • Technology Risk and Compliance Analyst

    4 weeks ago

    Birmingham, United Kingdom Molo Full time

    Molo is an award-winning fintech disrupting the mortgage industry. Since launching in 2018, we've led change in the UK mortgage market and have provided over £2 billion in mortgage applications submitted through our platform. Our goal is to overhaul the mortgage experience and bring it firmly in line with other modern, customer-centric financial services....

  • Compliance Manager

    19 hours ago

    Birmingham, United Kingdom Aj Fox Compliance Full time

    Our client, a full-service law firm, is looking for a Compliance Manager to join their team in Birmingham.The main purpose of this role is to ensure that all risk management and compliance policies, controls and procedures within the firm meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a law...

  • Compliance Manager

    4 weeks ago

    Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Job Description Our client, a full-service law firm, is looking for a Compliance Manager to join their team in Birmingham. The main purpose of this role is to ensure that all risk management and compliance policies, controls and procedures within the firm meet regulatory standards and regulations. The ideal candidate will have experience in a risk and...

  • Compliance Manager

    1 month ago

    Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Our client, a full-service law firm, is looking for a Compliance Manager to join their team in Birmingham. The main purpose of this role is to ensure that all risk management and compliance policies, controls and procedures within the firm meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a...

  • Compliance Manager

    2 months ago

    Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Our client, a full-service law firm, is looking for a Compliance Manager to join their team in Birmingham. The main purpose of this role is to ensure that all risk management and compliance policies, controls and procedures within the firm meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a...

  • Compliance Manager

    1 month ago

    Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Our client, a full-service law firm, is looking for a Compliance Manager to join their team in Birmingham. The main purpose of this role is to ensure that all risk management and compliance policies, controls and procedures within the firm meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a...