Senior Compliance Manager

5 days ago


Cambridge, United Kingdom KOS International Limited Full time
Job Description

Our client, a global cryptocurrency trading and asset management platform with a newly established UK office in Cambridge, is seeking a senior Compliance Manager to responsible for ensuring that the company's operations comply with regulatory requirements and internal policies, safeguarding the legality and standardization of business activities.


Key Responsibilities:

  • Oversee and implement the company’s compliance policies and procedures in line with regulations and industry best practices.
  • Conduct regular compliance audits and risk assessments to identify and mitigate potential issues.
  • Ensure that all employees are aware of and adhere to relevant regulations and internal policies by providing compliance training.
  • Act as the primary point of contact for all FCA-related matters, including license applications, audits, and communications.
  • Assist in responding to regulatory inspections and investigations, handling compliance issues and complaints.
  • Regularly report the company’s compliance status and provide recommendations to senior management.
  • Stay up-to-date with changes in regulatory requirements and industry trends, adjusting the company’s compliance strategies accordingly.


Qualifications:

  • Bachelor’s degree or higher in Finance, Law, or a related field.
  • At least 5 years of compliance experience in the financial asset management industry.
  • In-depth knowledge of regulatory regulations and compliance frameworks, with extensive compliance management experience.
  • Thorough understanding of compliance auditing, risk control, and internal controls.
  • Strong communication and teamwork skills, with the ability to effectively coordinate cross-departmental collaboration.
  • Proficient in using compliance management tools and software.
  • Relevant compliance certifications (e.g., CFA, CIA, CRCM) are preferred.
  • Experience working with the FCA is highly desirable.
  • Familiarity with compliance and regulatory policies in the crypto industry.


  • Cambridge, Cambridgeshire, United Kingdom API Compliance Ltd Full time

    About API Compliance LtdAPI Compliance Ltd is a boutique regulatory consultancy providing support to FCA regulated Payment and E-Money Institutions. Our team is expanding, and we are seeking a meticulous, motivated, and detail-oriented Compliance Consultant to be part of our diverse and multi-cultural team.We are seeking a full-time Junior Consultant...


  • Cambridge, United Kingdom KOS International Limited Full time

    Our client, a global cryptocurrency trading and asset management platform with a newly established UK office in Cambridge, is seeking a senior Compliance Manager to responsible for ensuring that the company's operations comply with regulatory requirements and internal policies, safeguarding the legality and standardization of business activities. Key...


  • Cambridge, United Kingdom KOS International Limited Full time

    Our client, a global cryptocurrency trading and asset management platform with a newly established UK office in Cambridge, is seeking a senior Compliance Manager to responsible for ensuring that the company's operations comply with regulatory requirements and internal policies, safeguarding the legality and standardization of business activities. Key...


  • Cambridge, United Kingdom KOS International Limited Full time

    Our client, a global cryptocurrency trading and asset management platform with a newly established UK office in Cambridge, is seeking a senior Compliance Manager to responsible for ensuring that the company's operations comply with regulatory requirements and internal policies, safeguarding the legality and standardization of business activities. Key...


  • Cambridge, United Kingdom KOS International Limited Full time

    Our client, a global cryptocurrency trading and asset management platform with a newly established UK office in Cambridge, is seeking a senior Compliance Manager to responsible for ensuring that the company's operations comply with regulatory requirements and internal policies, safeguarding the legality and standardization of business activities. Key...

  • Senior Tax Manager

    1 month ago


    Cambridge, Cambridgeshire, United Kingdom Hays Senior Finance Full time

    About the RoleHays Senior Finance is recruiting a Senior Tax Manager for one of the UK's leading integrated wealth management and professional services group. Our client has an exceptional track record of growth and innovation and is looking for a driven and ambitious Tax Senior Manager to join their dynamic team in Cambridge.Key ResponsibilitiesYou will be...


  • Cambridge, Cambridgeshire, United Kingdom Hays Senior Finance Full time

    Job Title: Tax Senior ManagerHays Senior Finance is recruiting a Tax Senior Manager to join their Cambridge office, which is embarking on an ambitious growth journey. The ideal candidate will be a technically capable tax adviser with significant corporate tax experience gained within the profession.Key Responsibilities:Business development of existing and...

  • Tax Senior Specialist

    4 weeks ago


    Cambridge, Cambridgeshire, United Kingdom Hays Senior Finance Full time

    Job OverviewHays Senior Finance is seeking a highly skilled Tax Senior Manager to join our dynamic team in Cambridge. As a key member of our advisory services, you will be responsible for delivering exceptional tax solutions to our clients and driving business growth.About the RoleThis is an exciting opportunity for a senior tax professional to join our team...

  • Senior Tax Manager

    2 months ago


    Cambridge, United Kingdom Hays Senior Finance Full time

    Senior Tax Manager Employer Location Cambridgeshire, England, Cambridge Salary Highly competitive + benefits Closing date 13 Nov 2024 View more categoriesView less categories Sector Salary band , , , , Contract type Hours Where will they be working You need to or to save a job. Job Details Hays are recruiting a Senior Manager for one of the UK's...


  • Cambridge, UK, Cambridgeshire, United Kingdom KOS International Limited Full time

    Our client, a global cryptocurrency trading and asset management platform with a newly established UK office in Cambridge, is seeking a senior Compliance Manager to responsible for ensuring that the company's operations comply with regulatory requirements and internal policies, safeguarding the legality and standardization of business activities. Key...

  • Compliance Manager

    4 weeks ago


    Cambridge, United Kingdom Avenir Group Full time

    About the RoleOversee and implement the company’s compliance policies and procedures to ensure regulatory compliance. Review internal processes and operations to identify and resolve potential compliance issues. Ensure that all employees are aware of and adhere to relevant regulations and internal policies by providing compliance training. Participate in...

  • Compliance Manager

    4 weeks ago


    Cambridge, United Kingdom Avenir Group Full time

    About the RoleOversee and implement the company’s compliance policies and procedures to ensure regulatory compliance. Review internal processes and operations to identify and resolve potential compliance issues. Ensure that all employees are aware of and adhere to relevant regulations and internal policies by providing compliance training. Participate in...

  • Compliance Manager

    4 weeks ago


    Cambridge, United Kingdom Avenir Group Full time

    About the RoleOversee and implement the company’s compliance policies and procedures to ensure regulatory compliance. Review internal processes and operations to identify and resolve potential compliance issues. Ensure that all employees are aware of and adhere to relevant regulations and internal policies by providing compliance training. Participate in...

  • Compliance Manager

    4 weeks ago


    Cambridge, United Kingdom Avenir Group Full time

    About the RoleOversee and implement the company’s compliance policies and procedures to ensure regulatory compliance. Review internal processes and operations to identify and resolve potential compliance issues. Ensure that all employees are aware of and adhere to relevant regulations and internal policies by providing compliance training. Participate in...

  • Senior Tax Manager

    1 month ago


    Cambridge, Cambridgeshire, United Kingdom Hays Senior Finance Full time

    Hays Senior Finance is recruiting a Senior Manager for one of the UK's leading integrated wealth management and professional services group.Our client has an exceptional track record of growth and innovation, driven by their core values and the best people they employ. The Cambridge office is on an ambitious growth journey, requiring a driven and ambitious...


  • Cambridge, United Kingdom Hays Senior Finance Full time

    Senior Tax Manager or Associate Director Employer Location England, Cambridgeshire, Cambridge Salary Highly competitive + benefits Closing date 19 Nov 2024 View more categoriesView less categories Sector Salary band , , , , Contract type Hours Where will they be working You need to or to save a job. Job Details Hays is seeking a Senior Manager...


  • Cambridge, United Kingdom Hays Senior Finance Full time

    Senior Tax Manager or Associate Director Employer Location England, Cambridgeshire, Cambridge Salary Highly competitive + benefits Closing date 19 Nov 2024 View more categoriesView less categories Sector Salary band , , , , Contract type Hours Where will they be working You need to or to save a job. Job Details Hays is seeking a Senior Manager...

  • Tax Manager Position

    4 weeks ago


    Cambridge, Cambridgeshire, United Kingdom Hays Senior Finance Full time

    Tax Manager Job DescriptionJob Summary: We are seeking an experienced Tax Manager to join our team at Hays Senior Finance. The successful candidate will have ownership of a portfolio of clients, monitoring WIP and client costs, and will be responsible for providing effective tax planning advice.Key Responsibilities:Controlling a portfolio of clients,...

  • Senior Tax Manager

    1 month ago


    Cambridge, Cambridgeshire, United Kingdom Hays Senior Finance Full time

    Hays is seeking a Senior Manager of Associate Director for a top-tier UK wealth management and professionals' services group. Known for their growth and innovation, our client values integrity and excellence, ensuring they employ the best talent.Job DescriptionYou will be involved in business development of existing and new clients as well as potentially...


  • Cambridge, Cambridgeshire, United Kingdom ZEN Full time

    Financial Crime Prevention ManagerZEN, a rapidly growing international organization, is seeking a Financial Crime Prevention Manager to join our team in the UK. This is a unique opportunity to work in a professional environment focused on common goals and contribute to the development of a strong compliance culture.Key Responsibilities:Lead on all aspects of...