Compliance Monitoring Manager
1 month ago
What you will be doing:
Lead second line of defence assurance reviews in accordance with the annual Compliance Monitoring Plan.
Delivery of high quality Monitoring reports, suggesting remedial action where required and tracking issues to closure.
Input into the production of monthly QA Mi for the Head of Conduct & Compliance Monitoring to review on an ongoing basis.
Lead the talk out and feedback of development points identified through Monitoring activity to other business functions to drive a positive compliance culture whilst adhering to regulatory and company guidelines.
Track all raised findings and recommendations made to the business, ensuring actions are closed in a timely manner and that those actions are adequate to address the finding.
Maintain detailed knowledge of all relevant regulatory requirements.
Keeping up to date with industry developments in consumer credit.
Undertake any other reasonable tasks as requested by management.
Who you are and what you’ll need:
Our ideal candidate will be an existing compliance professional with the following knowledge, capability and experience:
Ability to constructively feedback development points to other business functions to drive a positive compliance culture whilst adhering to regulatory and company guidelines.
Experience of carrying out internal monitoring, producing comprehensive reports and advising on remedial action where necessary, tracking issues to closure.
Experience in a Consumer Credit Compliance environment, with proven experience in a similar Compliance role.
Ability to influence stakeholders to take ownership of issues and follow-up to ensure these issues are remediated.
Excellent work ethic with a real passion to drive improvement.
Strong communication skills both oral and written and be able to deliver confidently to all levels of the business.
Calm manner and sensible approach are required, as you may have to deal with difficult situations in highlighting any business issues.
Proactive, able to work on your own initiative and juggle competing demands whilst effectively managing your own workload.
Ability to keep up-to-date with industry developments in Consumer Credit and other relevant regulations
-
Compliance Monitoring Officer
2 weeks ago
Salisbury, South West, United Kingdom MERJE Full timeOur client, a leading financial planning and wealth management firm are looking for a Compliance Monitoring Officer to join the function on a permanent basis. Hit Apply below to send your application for consideration Ensure that your CV is up to date, and that you have read the job specs first.As Compliance Monitoring Officer you will be responsible for...
-
Quality Assurance Assistant
6 months ago
Highbury, United Kingdom Helping Hands Home Care Full timeLocation: Highbury & Islington **An exciting new opportunity for someone with experience in the world of compliance, internal auditing and quality assurance.** Helping Hands are one of the UK's leading providers of home based care and central to our ethos as a business is the high quality service we provide. The role of Quality Assurance Assistant is...
-
Building Services Mechanical Inspector
1 week ago
Highbury, United Kingdom CPR Full timeBuilding Services Mechanical Inspector Location: North London Salary: £45.83 per hour (Umbrella) Job Description: We are seeking a highly skilled and experienced Building Services Inspector to join a Local Authority in North London. In this role, you will be responsible for inspecting, monitoring, and ensuring the quality and compliance of mechanical...
-
Building Services Mechanical Inspector
1 week ago
Highbury, United Kingdom CV-Library Full timeBuilding Services Mechanical Inspector Location: North London Salary: £45.83 per hour (Umbrella) Job Description: We are seeking a highly skilled and experienced Building Services Inspector to join a Local Authority in North London. In this role, you will be responsible for inspecting, monitoring, and ensuring the quality and compliance of mechanical...
-
Mechanical Inspector
1 week ago
Highbury, United Kingdom Adversa Recruitment Full timeWe have an exciting opportunity with one of our prestigious clients. We are currently looking for a Mechanical Inspector. The job purpose is: Inspect, monitor, and ensure the quality and compliance of mechanical installations, including: Heating systems upgrades. Heat interface units (HIUs). Heat metering systems. Gas boiler replacements. Low carbon...
-
Mechanical Inspector
1 week ago
Highbury, United Kingdom CV-Library Full timeWe have an exciting opportunity with one of our prestigious clients. We are currently looking for a Mechanical Inspector. The job purpose is: Inspect, monitor, and ensure the quality and compliance of mechanical installations, including: Heating systems upgrades. Heat interface units (HIUs). Heat metering systems. Gas boiler replacements. Low carbon...
-
Educational Support Coordinator
2 months ago
Highbury West, United Kingdom CV-Library Full timeAre you organised and detail orientated? Do you have previous experience of financial administration and coordination in the education sector? If so, we have an exciting opportunity for you to join a friendly and supportive team which helps these young individuals into work experience placements or paid employment. The role will see you work alongside...
-
Mechanical Inspector
6 days ago
Highbury, United Kingdom CV-Library Full timeWorking on behalf of a Local Authority, Aatom Recruitment has a new opportunity for a Mechanical Inspector on 3 months contract initially with a possibility of further extension. Key Responsibilities: Inspect, monitor, and ensure the quality and compliance of mechanical installations, including: Heating systems upgrades. Heat interface units (HIUs). Heat...
-
Risk & Compliance
1 week ago
West Bromwich, United Kingdom Robert Half Full timeRisk & Compliance Officer Robert Half are partnering with a leading organisation to find a talented Risk & Compliance Officer. This role offers the chance to shape risk management and compliance processes, ensuring the business stays aligned with regulatory standards and internal policies. It's an excellent opportunity for career growth in a dynamic ...
-
Risk & Compliance Manager
1 month ago
West Yorkshire, West Yorkshire, Yorkshire And The Humber, United Kingdom Hitchenor Wakeford Limited Full timeHW Finance is currently recruiting for a Risk & Compliance Manager where you will partnering with the contracts management team across the group. In this role you will be playing a pivotal role in continually improving and enhancing the control framework to improve the commercial performance and mitigate key risks. You will be partnering across the...
-
Risk & Compliance Manager - Sussex
3 days ago
West Sussex, West Sussex, South East England, United Kingdom Origin Legal Full timeHighly regarded Legal 100 firm, is seeking a Risk & Compliance Manager to oversee their compliance function. The role will be based in their Brighton office with hybrid working. As the Risk and Compliance Manager, you will be responsible for developing and implementing risk management policies and procedures, while providing general risk and...
-
Regulatory Compliance Executive
6 months ago
West London, United Kingdom Deriv.com Full time**Why work at Deriv** Deriv, a leading player in the online trading industry, unites a global team of over 1,300 exceptional professionals across 20 offices worldwide. Our proprietary trading products and services have attracted a dedicated customer base exceeding 2.5 million individuals from around the globe. For the past 22 years, our unwavering mission...
-
Risk & Compliance Manager - Sussex
3 days ago
West Sussex, United Kingdom Origin Legal Full timeHighly regarded Legal 100 firm, is seeking a Risk & Compliance Manager to oversee their compliance function. The role will be based in their Brighton office with hybrid working. As the Risk and Compliance Manager, you will be responsible for developing and implementing risk management policies and procedures, while providing general risk and...
-
Fleet Operations Manager
2 weeks ago
West Bromwich, United Kingdom Compliance Group Limited Full timeWe are seeking a Fleet & Stock Supervisor to join our team based in Droitwich. As a key member of our compliance team, you will be responsible for managing our fleet and stock operations.For over 20 years, we have supplied our customers with a first-class service and continue to see our business grow. Our speciality is providing fire safety and security...
-
Support Coordinator
3 months ago
Highbury West, United Kingdom CV-Library Full timeJob Advert Are you organised and detail orientated? Do you have previous experience of financial administration and coordination in the education sector? We are recruiting for a Support Coordinator to join our busy and vibrant Supported Internship team in London on a full-time basis (37.5 hours per week, Monday to Friday). The role will work to support...
-
ATM/Practice Manager
2 weeks ago
Highbury, United Kingdom Sirona Medical Ltd Full timeSirona Medical are recruiting for an ATM/Practice Manager for the Disabled Children's Team needs a Practice Manager to supervise 6 social workers, who will be holding a mixture of assessment, CIN, CP and CLA case work. The successful candidate will also be duty manager on alternate weeks, overseeing the referrals and contacts into the Disabled...
-
ATM/Practice Manager
1 month ago
Highbury, United Kingdom CV-Library Full timeSirona Medical are recruiting for an ATM/Practice Manager for the Disabled Children's Team needs a Practice Manager to supervise 6 social workers, who will be holding a mixture of assessment, CIN, CP and CLA case work. The successful candidate will also be duty manager on alternate weeks, overseeing the referrals and contacts into the Disabled...
-
Solihull, West Midlands, United Kingdom Omega Full time €28,000Fleet Compliance Coordinator £28,000 Our client are a fleet management company based in Birmingham, they are going through a period of prolonged growth and are seeking a compliance advisor. The successful candidate will have experience of vehicle compliance and dealing with 3rd party garages. Responsibilities – Compliance Coordinator Proactively...
-
Solihull, West Midlands, United Kingdom Omega Full time €28,000Fleet Compliance Coordinator £28,000 Our client are a fleet management company based in Birmingham, they are going through a period of prolonged growth and are seeking a compliance advisor. The successful candidate will have experience of vehicle compliance and dealing with 3rd party garages. Responsibilities – Compliance Coordinator Proactively...
-
Compliance Officer
2 weeks ago
West London, United Kingdom Vox Network Consultants Full timeCompliance Officer 3-6 month ongoing contract Office Based position £28.56 p/hr umbrella Role Purpose Sitting within the compliance team, supporting the Hard FM statutory compliance program for all Corporate Buildings to ensure all surveys and planned preventative maintenance (PPMs) are being completed, appropriate documentation received, filed...