Risk Assessor

1 week ago


Liverpool, United Kingdom CV-Library Full time

Job Title: Risk Assessor
Department: Investment Risk
Location: Liverpool
Contract Type: 12-Month FTC
Hours: 9am - 5pm
Salary: £27,000

The Role

Join our Investment Risk team as a Risk Assessor where you'll collaborate with Investment Management Teams to ensure high-quality Client Summaries. You'll manage key suitability procedures, including reviewing deadline extension requests and assisting with client follow-ups.

Responsibilities of the Risk Assessor

* Draft About Your Investment Mandates (AYIM) based on client documentation, identifying and reporting any gaps to Investment Managers.
* Manage multiple work streams and prioritise tasks according to team needs.
* Maintain high standards in central processes such as Temporary Exception and Non-responding Client requests.
* Update all necessary reporting systems with accurate information.
* Support Investment Management teams in fostering a strong suitability quality culture, offering assistance and improving AYIM standards.
* Collaborate with the Suitability Manager to address process gaps.

Experience needed as a Risk Assessor

* Proficiency in Excel and Office suites.
* Excellent writing skills.
* Ability to explain issues and concepts clearly.
* Strong relationship management and collaboration skills.
* Self-motivated with the ability to manage deadlines and adapt to changing priorities.
* Experience in financial services is preferred.
* Understanding of the regulatory environment.
We strive to be an employer of choice in the wealth management sector by fostering a diverse, equal, and inclusive workplace. We value the unique strengths of all our colleagues and encourage applications from all backgrounds. We welcome individuals who share our values of client service, integrity, and results orientation.

Search is an equal opportunities recruiter and we welcome applications from all suitably skilled or qualified applicants, regardless of their race, sex, disability, religion/beliefs, sexual orientation or age


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