Head of Financial Services Compliance Lead

2 weeks ago

London, Greater London, United Kingdom Utility Warehouse Full time
Job Title: Head of Financial Services Compliance

We are seeking a highly experienced and skilled Head of Financial Services Compliance to lead our compliance function for the Financial Services part of our business.

About the Role:

The successful candidate will possess a deep understanding of financial services regulations, strong leadership skills, and the ability to implement, embed, and supervise effective compliance across a growing and dynamic business.

Key Responsibilities:
  • Develop and implement the compliance strategy in alignment with our FS goals.
  • Lead a small compliance team, providing direction, support, and professional development.
  • Serve as a senior advisor to the executive team on FS compliance-related matters.
  • Monitor and interpret new and existing financial services regulations, ensuring our policies and procedures comply.
  • Develop, implement, and oversee the compliance framework, policies, and procedures.
  • Ensure compliance with relevant UK regulations, as well as oversight over Gibraltar-specific requirements.
  • Identify and assess compliance risks associated with our activities.
  • Develop and implement measures to mitigate identified risks.
  • Conduct regular compliance risk assessments and audits.
  • Design and deliver training programs to educate employees on compliance obligations.
  • Embed a culture of compliance and ethical behavior within our organization.
  • Establish and maintain effective compliance monitoring and reporting systems.
  • Prepare and present regular compliance reports to the executive team and board of directors.
  • Handle regulatory inquiries, examinations, and audits.
  • Draft, review, and update compliance policies and procedures.
  • Ensure policies are effectively communicated and implemented across the business.
  • Oversee the compliance of third-party service providers.
  • Conduct due diligence and ongoing monitoring of third-party relationships.
  • Lead investigations into compliance breaches or issues.
  • Develop corrective action plans and oversee their implementation.
What We Offer:
  • An industry-benchmarked salary.
  • Share Options and a Save as You Earn scheme.
  • Hybrid working, with 2 days in the office.
  • Discount on our services and our coveted Cashback Card for free.
  • A matched contribution pension scheme and life assurance up to 4x your salary.
  • Family-friendly policies, designed to help you and your family thrive.
  • Electric Vehicle scheme.
  • Discounted private health insurance, access to an Employee Assistance line, and a free Virtual GP.
  • Belonging groups that help us shape an even more inclusive future.
  • A commitment to helping you develop and grow in your role.
About Us:

We are Utility Warehouse, a company on a mission to take the headache out of utilities by providing them all in one place. We're on a journey to double in size as we help more people to stop wasting time and money. We put people first, work together, and deliver progress.

We're looking for talented individuals who share our values and are passionate about making a difference. If you're a motivated and experienced professional looking for a new challenge, we'd love to hear from you.

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