Compliance Associate Professional

2 days ago


Manchester, United Kingdom Azets Full time

Azets, a leading firm of Accountants and Business Advisers, is seeking an experienced professional to join our team as a Senior Compliance Associate.

About the Role

This newly qualified accountant will be responsible for coordinating ICAEW regulatory compliance visits, managing reports following monitoring visits, and implementing group policies and procedures.

The ideal candidate will have experience in a FCA / ICAEW / ICAS / ACCA / CAI regulated firm and possess strong communication skills to support the business.

We offer a competitive salary of £45,000 - £60,000 per annum, hybrid & flexible working, birthday leave, professional subscription, and more.

Key Responsibilities
  • Coordinate ICAEW regulatory compliance visits, Audit QAD, Practice Assurance, DPB, Probate, ATOL, and manage reports following monitoring visits.
  • Implement group policies and procedures for Practice Assurance, Client Money, AML, QAD, and complaints.
  • Update group's standard terms and conditions, and Provision of Services information for website/letterheads.
  • Submit ICAEW Returns (now condensed into BHL and other retained subcos).
  • Respond to queries in the compliance inbox.
  • Update compliance policies, procedures, guidance, and the Hive.
  • Undertake monitoring reviews and checks to ensure compliance with relevant laws, regulations, and standards.
  • Provide support to staff on compliance-related matters.
  • Complete reporting and communications to regulatory bodies.


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