Senior Compliance Professional
3 weeks ago
Azets is a leading firm of Accountants and Business Advisers operating across the UK, Ireland, and the Nordics. As a Senior Compliance Associate, you will be joining our established team as a newly qualified accountant with practice experience, looking to make the move into a compliance function.
The role involves coordinating ICAEW regulatory compliance visits, Audit QAD, Practice Assurance, DPB, Probate, ATOL, and dealing with reports following monitoring visits. You will also be responsible for implementing group policies and procedures for Practice Assurance, Client Money, AML, QAD, and complaints.
You will update group's standard terms and conditions as well as Provision of Services information for website/letterheads. Additionally, you will complete and submit the ICAEW Returns (now to be condensed into BHL and other retained subcos), respond to queries in the compliance inbox, and update compliance policies, procedures, guidance, and the Hive.
Key Responsibilities:
- Coordinate ICAEW regulatory compliance visits and deal with reports following monitoring visits
- Implement group policies and procedures for Practice Assurance, Client Money, AML, QAD, and complaints
- Update group's standard terms and conditions and Provision of Services information
- Complete and submit the ICAEW Returns
- Respond to queries in the compliance inbox
- Update compliance policies, procedures, guidance, and the Hive
The ideal candidate will have an ACA/ACCA/ICAS/ICAEW or equivalent qualification, an understanding of Regulatory Bodies and their requirements, and self-motivation with the ability to work on multiple projects and meet deadlines.
We offer a competitive salary of £35,000 - £50,000 per annum, depending on experience. Benefits include hybrid & flexible working, birthday leave, professional subscription, and much more. Interested candidates can find out more about our benefits package at Careers | Rewards And Benefits | Azets UK.
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