Senior Compliance Advisory Manager

4 weeks ago


Bath, Bath and North East Somerset, United Kingdom Willow Resourcing Limited Full time
Senior Compliance Advisory Manager

We are seeking a highly skilled Senior Compliance Advisory Manager to join our team at Willow Resourcing Limited. As a key member of our Compliance department, you will play a crucial role in ensuring our business operates within the bounds of relevant regulations.

Key Responsibilities:

  • Provide guidance and support to all business units to ensure compliance with applicable regulations.
  • Identify and mitigate compliance risks, developing and implementing effective risk management strategies.
  • Develop and deliver compliance training programs, monitoring their effectiveness and making recommendations for improvement.
  • Perform horizon scanning, staying up-to-date with relevant regulatory changes and their potential impact on our business.
  • Collaborate with management to recommend appropriate responses to regulatory changes.

Requirements:

  • Previous experience in a Compliance role within an investment management or wealth management environment.
  • Strong knowledge of relevant FCA regulations, with previous CASS experience an advantage.
  • Excellent communication and stakeholder management skills, with the ability to deliver engaging Compliance training at all levels.

About Us:

We are a dynamic and ambitious business, committed to delivering exceptional results in a rapidly changing regulatory landscape. If you are a motivated and experienced Compliance professional looking for a new challenge, we would love to hear from you.



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