Senior Regulatory Compliance Specialist
5 days ago
Job Summary:
LAW Absolute is seeking a highly skilled Senior Regulatory Compliance Specialist to join our team on a permanent basis. This is an exciting opportunity for a seasoned professional to lead our client's compliance function and drive organizational performance.
About the Role:
- Act as the subject matter expert on day-to-day health & safety, food safety, and general regulatory and compliance matters.
- Undertake audits on company processes, practices, and internal guidelines to identify risk/threat areas.
- Lead on regulation updates and legislative changes, ensuring compliance across operations, supply chains, and stores.
- Lead on key projects within the company, focusing on risk and compliance.
About You:
- Qualified Lawyer with UK or commonwealth experience.
- Previous experience in regulatory/compliance/health and safety, with a strong track record of working with regulators.
- Strong report writing skills, with the ability to produce high-quality reports and user guidance notes.
- Must have gravitas and be able to push back on regulators, with confidence in managing robust conversations.
- Ability to work in a hybrid environment, with a minimum of 3 days per week in the office and 2 days working from home.
What We Offer:
- A dynamic and supportive work environment.
- Opportunities for professional growth and development.
- A competitive salary and benefits package.
-
Regulatory Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeABOUT THE ORGANIZATION:Our client is a forward-thinking investment platform operating within the Fintech sector, poised for significant expansion. They are in search of a Regulatory Compliance Specialist to enhance their team.KEY RESPONSIBILITIES:Oversee daily financial promotion approvals, address complaints, conduct transaction assessments, and manage...
-
Regulatory Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCOMPANY OVERVIEW:Our client operates as a prominent global investment management firm, with its headquarters situated in Europe. Their expertise encompasses secured loans, structured finance, and private credit solutions.KEY RESPONSIBILITIES:Overseeing the classification and inquiries related to the Code of Ethics for all personnel.Delivering management...
-
Regulatory Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCOMPANY OVERVIEW:Our client is a prominent global investment management organization based in Europe, specializing in secured loans, structured finance, and private credit solutions.KEY RESPONSIBILITIES:Overseeing the classification and inquiries related to the Code of Ethics for all personnel.Providing management insights to the Head of Compliance & Risk...
-
Regulatory Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCOMPANY OVERVIEW:Our client is a prominent global investment management organization based in Europe, specializing in secured loans, structured finance, and private credit solutions.KEY RESPONSIBILITIES:Overseeing the classification and inquiries related to the Code of Ethics for all personnel.Providing management insights to the Head of Compliance & Risk...
-
Regulatory Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE is a prestigious law firm in the UK, currently looking for a Regulatory Compliance Specialist to join our team. This position is crucial in upholding the firm's ethical standards and ensuring compliance with various regulations, including SRA, ICO, and Lexcel.Key Responsibilities:Assist legal professionals with inquiries regarding...
-
Regulatory Compliance Specialist
7 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE is seeking a highly motivated and ambitious Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm's smooth...
-
Regulatory Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timePosition OverviewABOUT THE ORGANIZATION:Compliance Professionals is a dedicated firm specializing in compliance solutions for investment management, overseeing assets totaling over £18 billion.KEY RESPONSIBILITIES:Continuously assess and improve the Compliance Monitoring Framework, collaborating with management and department heads on compliance...
-
Regulatory Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timePosition OverviewABOUT THE ORGANIZATION: Compliance Professionals is a dedicated firm specializing in investment management, overseeing assets totaling over £18 billion.KEY RESPONSIBILITIES:Continuously assess and improve the Compliance Monitoring Framework, collaborating with management and department heads on compliance controls.Conduct daily compliance...
-
Regulatory Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCOMPANY OVERVIEW:Our organization is a dedicated, investment-focused fund management firm, overseeing assets totaling over £18 billion. KEY RESPONSIBILITIES:Continuous assessment and improvement of the Compliance Monitoring Framework, including controls and oversight, collaborating with management and department heads on compliance measures.Daily compliance...
-
Regulatory Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeABOUT THE ORGANIZATION:Our client is a prominent investment-focused fund management entity, overseeing assets totaling over £18 billion. KEY RESPONSIBILITIES:Continuous assessment and improvement of the Compliance Monitoring Framework, including controls and oversight, collaborating with management and department heads on compliance measures.Daily...
-
Regulatory Affairs Specialist
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring that our client's business operations are in line with regulatory requirements.Key Responsibilities:Front Office System Oversight and Management: Ensure...
-
Regulatory Affairs Specialist
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring that our client's business operations are in line with regulatory requirements.Key Responsibilities:Front Office System Oversight and Management: Ensure...
-
Data and Regulatory Compliance Specialist
6 days ago
London, Greater London, United Kingdom AMADA Senior Care Mesa Full timeAbout the RoleWe are seeking a highly skilled and experienced Compliance and Data Governance Manager to join our team at AMADA Senior Care Mesa. As a key member of our organization, you will play a critical role in ensuring the integrity and compliance of our financial data and systems.Key ResponsibilitiesCompliance Oversight: Provide guidance and advisory...
-
Data and Regulatory Compliance Specialist
1 week ago
London, Greater London, United Kingdom AMADA Senior Care Mesa Full timeAbout the RoleWe are seeking a highly skilled and experienced Compliance and Data Governance Manager to join our team at AMADA Senior Care Mesa. As a key member of our organization, you will play a critical role in ensuring the integrity and compliance of our financial data and systems.Key ResponsibilitiesCompliance Oversight: Provide guidance and advisory...
-
Senior Regulatory Compliance Specialist
2 days ago
London, Greater London, United Kingdom LAW Absolute Full timeJob Title: Senior Regulatory Compliance SpecialistJob Summary:LAW Absolute is seeking a highly skilled Senior Regulatory Compliance Specialist to join our team. As a Senior Regulatory Compliance Specialist, you will play a pivotal role in leading our client's compliance function, driving organisational performance, and ensuring regulatory compliance across...
-
Senior Regulatory Compliance Specialist
2 days ago
London, Greater London, United Kingdom LAW Absolute Full timeJob Title: Senior Regulatory Compliance SpecialistJob Summary:LAW Absolute is seeking a highly skilled Senior Regulatory Compliance Specialist to join our team. As a Senior Regulatory Compliance Specialist, you will play a pivotal role in leading our client's compliance function, driving organisational performance, and ensuring regulatory compliance across...
-
Regulatory Affairs Specialist
3 days ago
London, Greater London, United Kingdom VRS Regulatory Full timeJob DescriptionA rare opportunity for an aspiring regulatory affairs professional to join the regulatory team at a global chemical products business:Work under the supervision of an experienced regulatory managerProvide regulatory support to a wide range of chemical productsOngoing and comprehensive trainingAn excellent opportunity to start and establish...
-
Regulatory Affairs Specialist
3 days ago
London, Greater London, United Kingdom VRS Regulatory Full timeJob DescriptionA rare opportunity for an aspiring regulatory affairs professional to join the regulatory team at a global chemical products business:Work under the supervision of an experienced regulatory managerProvide regulatory support to a wide range of chemical productsOngoing and comprehensive trainingAn excellent opportunity to start and establish...
-
Regulatory Compliance Specialist
1 week ago
London, Greater London, United Kingdom Hays Specialist Recruitment Limited Full timeAbout the CompanyHays Specialist Recruitment Limited is a leading recruitment agency that specializes in placing professionals in various industries, including finance and insurance.About the RoleWe are currently seeking a highly skilled Risk and Compliance Manager to join our client's team in London. As a key member of the team, you will be responsible for...
-
Lead Compliance Oversight Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timePosition OverviewOur client, a prominent international commercial banking institution, is seeking a Lead Compliance Oversight Specialist to oversee the compliance framework within their operations.Key ResponsibilitiesCompliance Framework Management: Develop and maintain the policies and procedures that constitute the compliance framework.Regulatory Review:...