Risk Management and Compliance Analyst

2 months ago


Cardiff, Cardiff, United Kingdom Legal & General Full time
Job Description

We're seeking a highly skilled Risk and Controls Assurance Analyst to join our team at Legal & General. As a leading financial services organisation, we're committed to delivering exceptional results and creating a positive impact for our customers and society.

Key Responsibilities:
  • Provide proactive risk management advice to various teams working on Retail Annuities, ensuring compliance with current regulations and identifying potential risks.
  • Review, challenge, and advise on operational, enterprise, conduct, and financial risks, creating audit packs for monitoring the business and presenting these to senior managers.
  • Work closely with 1st line operational, product, and proposition teams to ensure that any changes are compliant with current regulations.
  • Attend workshops and training events to stay up-to-date with current regulations and future changes.
Qualifications and Requirements:
  • We're looking for a risk professional or someone with a background in risk-based change, with a strong understanding of operational, enterprise, conduct, and/or financial risks.
  • Ideal candidates will have some financial services experience and knowledge of GDPR and/or Financial Crime.
  • Good written and verbal communication skills, with the ability to question and provide constructive advice.
Benefits:
  • The opportunity to participate in our annual, performance-related bonus plan and valuable share schemes.
  • Generous pension contribution.
  • Life assurance.
  • Private medical insurance (permanent employees only).
  • At least 25 days holiday, plus public holidays, 26 days after 2 years' service.
  • Competitive family leave.
  • Participate in our electric car scheme, which offers employees the option to hire a brand-new electric car through tax-efficient salary sacrifice.
  • Many discounts we offer – both for our own products and at a range of high street stores and online.
About Us:

Legal & General is a leading financial services organisation, named in 2023, for the second year running. Rated top in our sector and top for inspirational leadership, we have a strong heritage and an exciting future. We're one of the world's largest asset managers, homebuilders, pension providers, and insurers. Connecting to form a unique business model which drives value for our customers and society. And enabling our people to create impact through work that is meaningful and valued.

We strive to be open, mindful, and inclusive, so are always willing to discussing flexible working arrangements and reasonable accommodations for candidates with specific needs. It doesn't matter if you don't meet every single criterion in this advert. Instead, think about what you excel at and what else you can bring in terms of strengths, potential, and connection to our purpose. If you're open to find out more, we'd love to hear from you.



  • Cardiff, Cardiff, United Kingdom Zero Fintech Full time

    Compliance Analyst Job DescriptionAt Zero Fintech, we are seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a crucial role in assisting our compliance manager with Zero's compliance strategy and ensuring a robust framework in an ever-evolving regulatory landscape.Key Responsibilities:Regulatory Compliance...


  • Cardiff, Cardiff, United Kingdom Zero Fintech Full time

    Compliance Analyst Job DescriptionAt Zero Fintech, we are seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a pivotal role in assisting our compliance manager with Zero's compliance strategy and ensure a robust framework in an ever-evolving regulatory landscape.Key Responsibilities:Regulatory Compliance...


  • Cardiff, Cardiff, United Kingdom Zero Fintech Full time

    Compliance Analyst Job DescriptionAt Zero Fintech, we are seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a crucial role in assisting our compliance manager with Zero's compliance strategy and ensuring a robust framework in an ever-evolving regulatory landscape.Key Responsibilities:Regulatory Compliance...


  • Cardiff, Cardiff, United Kingdom Zero Fintech Full time

    Compliance Analyst Job DescriptionAt Zero Fintech, we are seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a crucial role in assisting our compliance manager with Zero's compliance strategy and ensuring a robust framework in an ever-evolving regulatory landscape.Key Responsibilities:Regulatory Compliance...


  • Cardiff, Cardiff, United Kingdom Waterhouse-Kern Associates Full time

    Compliance Monitoring AnalystWaterhouse-Kern Associates is seeking a skilled Compliance Monitoring Analyst to join our team.Job Purpose:The Compliance Monitoring Analyst will play a critical role in supporting the Compliance Quality Assurance function, ensuring that all aspects of 'second line of defence' compliance are met.Key Responsibilities:Conduct...


  • Cardiff, Cardiff, United Kingdom Waterhouse-Kern Associates Full time

    Compliance Monitoring AnalystWaterhouse-Kern Associates is seeking a skilled Compliance Monitoring Analyst to join our team.Job Purpose:The Compliance Monitoring Analyst will play a critical role in supporting the Compliance Quality Assurance function, ensuring that all aspects of 'second line of defence' compliance are met.Key Responsibilities:Conduct...


  • Cardiff, Cardiff, United Kingdom Zero Fintech Full time

    Compliance Analyst Job DescriptionAt Zero Fintech, we're seeking a highly skilled Compliance Analyst to join our team. As a key member of our compliance team, you will play a pivotal role in assisting our compliance manager with Zero's compliance strategy and ensuring a robust framework in an ever-evolving regulatory landscape.Key Responsibilities:Regulatory...


  • Cardiff, Cardiff, United Kingdom Legal and General Full time

    About the RoleWe are seeking a highly skilled Risk Governance Analyst to join our team at Legal & General. As a key member of our Controls and Governance team, you will play a critical role in ensuring the effective management of risks and controls within our Customer Payroll function.Key ResponsibilitiesMonitor and report on related reconciliations and...


  • Cardiff, Cardiff, United Kingdom Monzo Full time

    Compliance Assurance Analyst (Conduct Risk)We're seeking a skilled Compliance Assurance Analyst to join our second line of defence (2LoD) team at Monzo. As a key member of our Compliance Assurance team, you'll provide oversight and challenge to the first line of defence (1LoD), ensuring that Monzo manages conduct risk effectively.Key Responsibilities:Develop...


  • Cardiff, Cardiff, United Kingdom Monzo Full time

    Compliance Assurance Analyst (Conduct Risk)We're seeking a skilled Compliance Assurance Analyst to join our second line of defence (2LoD) team at Monzo. As a key member of our Compliance Assurance team, you'll provide oversight and challenge to the first line of defence (1LoD), ensuring that Monzo manages conduct risk effectively.Key Responsibilities:Develop...

  • Senior Risk Analyst

    1 month ago


    Cardiff, Cardiff, United Kingdom MERJE Full time

    Job Title: Senior Risk AnalystWe are seeking a highly skilled Senior Risk Analyst to join our team at MERJE. As a Senior Risk Analyst, you will play a key role in supporting the Risk Manager in a line 2 capacity, including coverage of Risk, Compliance, and Data Protection & Privacy (DPP) for established clients.The ideal candidate will have commercial lines...


  • Cardiff, Cardiff, United Kingdom Monzo Full time

    Compliance Assurance Analyst (Conduct Risk)We're looking for a skilled Compliance Assurance Analyst to join our second line of defence (2LoD) team at Monzo. As a key member of our Compliance Assurance team, you'll play a crucial role in providing oversight and assurance over how Monzo manages conduct risk.Key Responsibilities:Develop and deliver the...


  • Cardiff, Cardiff, United Kingdom Monzo Full time

    Compliance Assurance Analyst (Conduct Risk)We're looking for a skilled Compliance Assurance Analyst to join our second line of defence (2LoD) team at Monzo. As a key member of our Compliance Assurance team, you'll play a crucial role in providing oversight and assurance over how Monzo manages conduct risk.Key Responsibilities:Develop and deliver the...

  • Quality Risk Analyst

    18 hours ago


    Cardiff, Cardiff, United Kingdom Deloitte LLP Full time

    Job Title: Quality Risk AnalystDeloitte LLP is seeking a Quality Risk Analyst to join their team in Cardiff. As a Quality Risk Analyst, you will be responsible for researching financial products, updating practitioner records, and providing technical advice to internal customers.Key Responsibilities:Researching financial products and updating practitioner...


  • Cardiff, Cardiff, United Kingdom Admiral Careers Full time

    Senior Credit Risk AnalystAdmiral Careers is seeking a highly skilled Senior Credit Risk Analyst to join our team. As a key member of our credit risk management team, you will be responsible for developing and implementing effective credit risk strategies to support our motor lending business.Key Responsibilities:Design and develop credit risk models to...


  • Cardiff, Cardiff, United Kingdom Admiral Careers Full time

    Senior Credit Risk AnalystAdmiral Careers is seeking a highly skilled Senior Credit Risk Analyst to join our team. As a key member of our credit risk management team, you will be responsible for developing and implementing effective credit risk strategies to support our motor lending business.Key Responsibilities:Design and develop credit risk models to...


  • Cardiff, Cardiff, United Kingdom Deloitte LLP Full time

    Job DescriptionDeloitte is seeking a highly skilled Risk and Compliance Analyst to join our Tax and Legal Quality Risk Management team. As a key member of our team, you will play a critical role in supporting our business by identifying and mitigating risks, ensuring compliance with regulatory requirements, and providing high-quality risk management...


  • Cardiff, Cardiff, United Kingdom Deloitte LLP Full time

    Job DescriptionDeloitte is seeking a highly skilled Risk and Compliance Analyst to join our Tax and Legal Quality Risk Management team. As a key member of our team, you will play a critical role in supporting our business by identifying and mitigating risks, ensuring compliance with regulatory requirements, and providing high-quality risk management...


  • Cardiff, Cardiff, United Kingdom Admiral Careers Full time

    Senior Credit Risk AnalystAdmiral Careers is seeking a highly skilled Senior Credit Risk Analyst to join our team. As a key member of our credit risk management team, you will be responsible for developing and implementing effective credit risk strategies to support our motor lending business.Key Responsibilities:Design and develop credit risk models to...


  • Cardiff, Cardiff, United Kingdom Admiral Careers Full time

    Senior Credit Risk AnalystAdmiral Careers is seeking a highly skilled Senior Credit Risk Analyst to join our team. As a key member of our credit risk management team, you will be responsible for developing and implementing effective credit risk strategies to support our motor lending business.Key Responsibilities:Design and develop credit risk models to...