Supervision Team Lead

4 weeks ago


London, Greater London, United Kingdom Bank of America Full time
Job Overview

We are seeking a skilled Risk Management Specialist I to join our team at Bank of America. This role is responsible for overseeing the day-to-day operations of Supervisory Operations, including Heightened Supervision & Enhanced Monitoring programs, Registration, Sales Practice Complaints and E-communications Review.

The ideal candidate will have strong leadership abilities, communication and delegation skills, as well as familiarity with compliance and regulatory issues. A Bachelor's Degree or equivalent work experience is required, along with FINRA Series 7, 8 or 9/10, 63/65 or 66 licenses.

This position provides the complete management and leadership of a supervision team(s) including strategy development, measurement and reporting, consulting with senior leaders and assuring compliance with all internal and external requirements.



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