Financial Compliance Manager

2 weeks ago


Coalpit Heath, South Gloucestershire, United Kingdom Emponics Full time
Financial Compliance Manager

**Job Summary:**

We are seeking a highly skilled Financial Compliance Manager to join our team at Emponics. As a key member of our Compliance Department, you will play a vital role in ensuring our clients' regulatory requirements are met.

**Key Responsibilities:*

* Support the Head of Compliance & Oversight in managing the Compliance Department within the regulated/enhanced scope environment.

* Liaise with the HoC&O and undertake first line monitoring & support of Network Members, ensuring Consumer Duty outcomes are the centre of focus.

* Identify Risk associated with Network Members and manage any risks in line with the team's Standard Operating Procedures.

* The Compliance Manager role is a certified role under the FCA's Senior Managers and Certification Regime.

* People Management experience is essential, as you will be line manager to 3 Team leaders.

**Key Deliverables:**

* Ensure effective monitoring of Network members using agreed business assumptions.

* Develop and implement effective compliance strategies to mitigate risks.

* Collaborate with the HoC&O to ensure compliance with regulatory requirements.

**About Emponics:**

Emponics is a leading provider of Financial Compliance services, with a strong focus on the Motor Trade and Travel industries. Our team of experts works closely with clients to ensure they meet their regulatory obligations, allowing them to concentrate on running their day-to-day businesses.

**What We Offer:**

* A competitive salary and benefits package.

* Opportunities for professional development and growth.

* A dynamic and supportive work environment.

**If you are a motivated and experienced Financial Compliance Manager looking for a new challenge, please apply today.

**
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