Compliance Officer

2 days ago

London, Greater London, United Kingdom CV-Library Full time

Job Title: Compliance Officer - Fraud

Salary: Up to £950pd

About the Role:

We are seeking a skilled Compliance Officer - Fraud to join our team in London. The successful candidate will have experience in analysing and interpreting fraud regulations and laws, and will be responsible for ensuring effective management and compliance.

Key Responsibilities:

  • Analyse and interpret fraud regulations and laws to ensure effective management and compliance.
  • Develop and implement a comprehensive Fraud risk management framework.
  • Provide support and guidance on Fraud risk management to business units in London and EMEA offices.
  • Offer expert advice on regulatory and legal expectations concerning fraud.
  • Collaborate with financial crime leads to devise a regional fraud risk management strategy.
  • Serve as the subject matter expert on fraud, providing advisory support within the second line of defence.
  • Identify and communicate impacts of fraud risk to other areas within the organisation, taking appropriate actions.
  • Continuously develop and enhance the Fraud framework to ensure it meets regulatory expectations and addresses emerging threats and risks.
  • Oversee and manage relevant Fraud Policies and Procedures/Standards.
  • Review and implement recommendations from both internal and external audits and risk assessments.
  • Strengthen Fraud systems and controls through regular review and updates aligned with regulatory requirements and industry best practices.
  • Develop and maintain strong relationships with internal and external stakeholders to foster best practices and ensure comprehensive understanding of financial crime requirements.
  • Identify and address training needs across all departments within the three lines of defence framework.

Requirements:

  • Degree in a relevant field and professional qualifications in financial crime.
  • Extensive experience in implementing enterprise-wide Fraud risk management frameworks.
  • In-depth knowledge of industry practices and tools for combating fraud and other financial crimes.
  • Proven ability to provide specific, targeted advice and guidance as a subject matter expert.
  • Strong collaboration skills to build and maintain effective working relationships with stakeholders.
  • Ability to work under pressure, manage competing priorities, and meet deadlines with attention to detail.
  • Significant experience in managing financial crime at an international level.
  • Effective decision-making skills, with the ability to influence and motivate individuals at all levels.
  • Proficiency in formal report writing to communicate investigative findings, policies, procedures, and training materials to a diverse audience.
  • Capability to initiate and implement changes to improve efficiency and effectiveness.
  • Strong teamwork and collaboration skills to drive organisational change.

  • Compliance Officer

    3 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job OverviewWe are a boutique wholesale bank seeking a Junior Compliance Officer to join our team. This is a 5-day office-based role, providing an excellent opportunity to work with a dynamic and experienced team.About the RoleThis role will support the monitoring and assessment of compliance with regulatory requirements and internal policies. Key...

  • Compliance Officer

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team at Compliance Professionals in London. The successful candidate will be responsible for ensuring that all regulatory requirements are met and maintained, while also providing administrative support to the legal department.Key Responsibilities:Writing minutes and...

  • Regulatory Compliance Officer

    20 hours ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    About the RoleWe are seeking an experienced Regulatory Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to take their career to the next level.Job DescriptionIn this role, you will play a crucial part in ensuring that our company adheres to regulatory requirements. You will provide...

  • Compliance Officer

    1 day ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    **Job Description**The Compliance Associate will be responsible for supporting ongoing annual compliance programme delivery, including reviewing policies and procedures, suggesting improvements, and communicating with relevant internal and external stakeholders. Additionally, the candidate will respond to external compliance-related requests from banks and...

  • Compliance Officer

    5 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Summary:We are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Key Requirements:Experience: 5+ years in an asset management compliance roleKnowledge: UK and European...

  • Senior Compliance Officer

    2 days ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Our client, a mid-sized firm of Chartered Accountants, is seeking an experienced Senior Compliance Officer to lead their compliance function. With a strong background in regulatory requirements and a proven track record of enhancing processes and controls, you will be responsible for managing all ICAEW requirements, overseeing Anti-Money Laundering reviews,...

  • Compliance Officer

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Professionals is looking for a highly motivated Market Surveillance Officer to assist us in maintaining a fair and transparent financial market.Job Description:Assisting with the annual market abuse risk assessment.Reviewing and reporting on market surveillance alerts and electronic communications to identify suspicious behaviour.You will work...

  • Compliance Officer

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionA career opportunity has arisen for an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection.About the RoleWe are seeking a highly motivated individual to oversee the compliance function within our...

  • Compliance Officer

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Officer RoleWe are seeking a seasoned Compliance Officer to join our team at Compliance Professionals. As a specialist mortgage lending company, we require a professional with a strong background in compliance and financial crimes to ensure our operations meet the highest regulatory standards.Key ResponsibilitiesMaintain and develop compliance...

  • AML Compliance Officer

    1 month ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    At AJ FOX COMPLIANCE, we are seeking an AML Compliance Officer to support the firm's Bristol office in delivering a top-quality service to the firm's management and lawyers. The successful candidate will oversee AML CDD, risk assessments, and ongoing monitoring.Key responsibilities;Lead the team and manage AML CDD and risk assessments.Review and update the...

  • Compliance Officer

    2 days ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    We are seeking an experienced Compliance Officer to join our client, a mid-sized firm of Chartered Accountants. In this role, you will be responsible for managing all ICAEW requirements and ensuring internal processes and controls align with regulations and practice assurance obligations.Key responsibilities include:Managing Anti-Money Laundering reviews and...

  • Financial Compliance Officer

    5 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job OverviewThe role of a Compliance Monitoring Specialist is to ensure that our company remains in compliance with all relevant regulations and laws. This involves reviewing and maintaining systems, providing advice to the business on regulatory matters, and identifying and escalating current regulatory issues.About the RoleThis position requires experience...

  • AML Compliance Officer

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    We are looking for an AML Compliance Officer to join our team in Kent. As an AML Compliance Officer, you will play a key role in ensuring that our organisation remains compliant with all relevant AML regulations.About the Role:You will be responsible for overseeing the first line of defence activities, including reviewing Client Onboarding, Beneficiary...

  • Law Firm Compliance Officer

    2 days ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have a passion for regulatory compliance and a drive to succeed in a dynamic environment?AJ FOX COMPLIANCE is seeking a talented Risk & Compliance Lawyer to join our team in London.Key responsibilities:Support colleagues in claims handling and adhere to internal complaint proceduresLiaise with stakeholders regarding risk-related issuesCollaborate with...

  • Veterinary Compliance Officer

    2 weeks ago

    London, Greater London, United Kingdom Hallmark Veterinary Compliance Services Full time

    Are you passionate about ensuring animal welfare, public health, and food safety? Do you have a strong background in the meat or poultry industries, or experience as a veterinarian?Hallmark Veterinary Compliance Services is seeking a skilled Veterinary Compliance Officer to join our team and work in various sites throughout England.This is an excellent...

  • Compliance Expert

    1 day ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    About the RoleOur client, a leading international investment bank based in the City, is seeking an experienced Compliance Officer to join their Business. The ideal candidate will have a specialization in Financial Crime and a proven track record in ensuring strict compliance with regulations.

  • Compliance Associate

    2 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    We are looking for a skilled Compliance Associate to join our team at Compliance Professionals. Based in the city, this role offers a unique opportunity to work with an institutional commodities broker.Job DescriptionSupport Ongoing Annual Compliance Programme Delivery: Assist in reviewing policies and procedures, suggest improvements, and communicate with...

  • Chief Compliance Officer

    4 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    About the RoleA high-impact opportunity has arisen for a seasoned Legal Risk & Compliance professional to lead the compliance strategy and team at AJ FOX COMPLIANCE.This key role encompasses all aspects of AML, sanctions, and regulatory compliance while driving innovation and best practices across the organization.You will collaborate with key stakeholders,...

  • Compliance Specialist Lead

    2 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Officer – Financial ServicesWe are recruiting a highly motivated Compliance Officer to join our team in St Albans. As a key member of the Compliance department, you will play a vital role in ensuring our company's compliance with all applicable laws and regulations.About the Position:Support the development and implementation of compliance...

  • Compliance Leader

    2 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    As a Compliance Leader at Compliance Professionals, you will oversee global regulatory relationships and advisory coverage of all business desks globally. You will be responsible for oversight of global regulatory developments, driving their implementation, and ensuring Regulatory and Exchange queries, audits, and investigations are completed in an...