Risk Management Leader

1 day ago


Manchester, United Kingdom AJ Bell Management Limited Full time

AJ Bell Management Limited is a leading investment platform business in the UK, offering a range of solutions for professional financial advisers and DIY investors. We are seeking a highly skilled Head of Financial Crime and MLRO to join our team.

Role Overview

The Head of Financial Crime and MLRO will be responsible for providing strategic direction for our established risk-based Financial Crime framework. This is a challenging role that requires a high level of expertise in financial crime regulations and risk management.

Key responsibilities include:

  • Establishing and maintaining policies and procedures to ensure compliance with financial crime regulations.
  • Producing an annual enterprise-wide risk assessment (ERWA) to determine the inherent risk related to risk mitigation controls and residual risk.
  • Informing the Group's Risk & Compliance Committee with an annual MLRO report.
  • Developing a Financial Crime plan each year to be submitted to the Executive Risk Committee and the Risk and Compliance Committee.

The successful candidate will also be responsible for maintaining, developing, and maturing the organisational structure of the Financial Crime function to ensure effective performance.

About the Role

This is an exciting opportunity to join a leading investment platform business in the UK. As a member of our team, you will have the chance to work on challenging projects and contribute to the growth and success of our business.

We offer a competitive salary and benefits package, including a generous holiday allowance, discretionary bonus, contributory pension scheme, and other perks.



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