Risk and Compliance Leader

2 days ago


Manchester, United Kingdom AJ Bell Management Limited Full time

We are looking for an exceptional Risk and Compliance Leader to join our team at AJ Bell Management Limited. This role offers a unique opportunity to develop and implement a Financial Crime strategy that promotes a strong culture of compliance within the business.

The successful candidate will be responsible for key components of the Financial Crime framework, including establishing and maintaining policies and procedures, undertaking an annual ERWA, and producing dynamic reporting. A strong understanding of regulatory requirements, change management skills, and stakeholder management are essential.

About Us: AJ Bell Management Limited is one of the fastest-growing investment platform businesses in the UK, offering a range of solutions for professional financial advisers and DIY investors. We have over 484,000 customers using our award-winning platform propositions to manage assets totalling more than £76 billion.

Salary: £110,000 - £140,000 per annum, depending on experience.

Benefits: Generous holiday allowance, discretionary bonus, contributory pension scheme, buy as you earn share scheme, free annual share scheme, bike loan, season ticket loan portal, discounted PMI and Dental, paid volunteering opportunities, and more.



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