Regulatory Change Compliance Specialist
3 weeks ago
An exciting opportunity has arisen at a leading Investment bank for a Regulatory Change Compliance Manager to work across all entities of the group and all 3 lines of business in relation to new regulatory change initiatives.
Within this role, you will contribute to reviews and analysis undertaken in respect of Regulatory Change. You will support the Head of the Global team in coordinating lessons learned reviews emanating from Europe and APAC, while also dealing with ad hoc internal or external requests, and generating appropriate Management Information in relation to the above matters.
Key stakeholders will include the Head of Compliance Practices, Europe, Compliance Advisory and Surveillance teams, and Global Compliance teams across Europe/APAC and North America.
It is essential that you can demonstrate an ability to distil key points from large volumes of information and tailor presentations of summaries to a variety of audiences. You will also need to build and maintain strong relationships with stakeholders at different levels within the Bank/Wealth/Asset Management and possess knowledge of the European and UK regulatory regime.
This is an excellent bank to work for, with a great inclusive working culture and multiple further career progression opportunities.
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Regulatory Compliance Specialist
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London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...
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Regulatory Compliance Specialist
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London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...
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London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking a talented Regulatory Compliance Specialist to join our team at AJ FOX COMPLIANCE. This role offers a fantastic opportunity for a qualified lawyer with regulatory compliance experience to broaden their skill set and work alongside a small team consisting of a compliance assistant, senior compliance lawyer, and the new head of risk who is also...
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Compliance Monitoring Specialist
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Monitoring and Surveillance SpecialistOur client, a boutique investment and trading firm, is seeking a highly skilled Compliance Monitoring and Surveillance Specialist to join their team. As a key member of the Compliance Professionals team, you will be responsible for ensuring the firm's compliance with regulatory requirements and maintaining a...
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Regulatory Change Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Ingenii Search Full timeRegulatory Change Compliance RoleWe are seeking a highly skilled Regulatory Change Compliance Manager to join our team at Ingenii Search. As a key member of our compliance team, you will be responsible for reviewing and analyzing regulatory change initiatives across all entities of the group and all three lines of business.Key responsibilities will...
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Regulatory Change Compliance Specialist
1 month ago
London, Greater London, United Kingdom Ingenii Search Full timeRegulatory Change Compliance ManagerAn exciting opportunity has arisen at a leading Investment bank in the city for a Regulatory Change Compliance Manager to work across all entities of the group and all 3 lines of business in relation to any new regulatory change initiatives.As a key member of the team, you will contribute to the reviews and analysis...
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Regulatory Change Compliance Specialist
1 month ago
London, Greater London, United Kingdom Ingenii Search Full timeRegulatory Change Compliance ManagerAn exciting opportunity has arisen at a leading Investment bank in the city for a Regulatory Change Compliance Manager to work across all entities of the group and all 3 lines of business in relation to any new regulatory change initiatives.As a key member of the team, you will contribute to the reviews and analysis...
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Regulatory Change Specialist
3 weeks ago
London, Greater London, United Kingdom Quilter Full timeAbout the RoleLevel : 4Department: RiskLocation : LondonContract type : PermanentRegulated / non-regulated: Non-regulatedThe Regulatory Change Specialist will assist the Compliance Manager in ensuring Quilter Cheviot is aware of and reacts to all future regulatory change activities in a timely manner. This involves conducting horizon scanning, impact...
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Regulatory Change Compliance Specialist
1 month ago
London, Greater London, United Kingdom Ingenii Search Full timeJob OpportunityWe are seeking a highly skilled Regulatory Change Compliance Manager to join our team at Ingenii Search. This is an exciting opportunity to work with a leading Investment bank in the city, contributing to the reviews and analysis of Regulatory Change initiatives across all entities and lines of business.As a key member of the Global Compliance...
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Regulatory Change Compliance Specialist
1 month ago
London, Greater London, United Kingdom Ingenii Search Full timeJob OpportunityWe are seeking a highly skilled Regulatory Change Compliance Manager to join our team at Ingenii Search. This is an exciting opportunity to work with a leading Investment bank in the city, contributing to the reviews and analysis of Regulatory Change initiatives across all entities and lines of business.As a key member of the Global Compliance...
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Regulatory Change Specialist
3 weeks ago
London, Greater London, United Kingdom Quilter Full timeAbout the RoleLevel: 4Department: RiskLocation: LondonContract type: PermanentRegulated/non-regulated: Non-regulatedWe are seeking a highly skilled Regulatory Change Specialist to join our established Compliance Team at Quilter Cheviot, a longstanding investment management firm, reporting to the Compliance Manager responsible for regulatory change and...
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Regulatory Change Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Ingenii Search Full timeJob OverviewAn exciting opportunity has arisen at a leading Investment bank in the city for a Regulatory Change Compliance Manager to work across all entities of the group and all 3 lines of business in relation to any new regulatory change initiatives.Within this role, you will contribute to the reviews and analysis undertaken in respect of Regulatory...
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Regulatory Change Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Ingenii Search Full timeJob OverviewAn exciting opportunity has arisen at a leading Investment bank in the city for a Regulatory Change Compliance Manager to work across all entities of the group and all 3 lines of business in relation to any new regulatory change initiatives.Within this role, you will contribute to the reviews and analysis undertaken in respect of Regulatory...
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Regulatory Change Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Ingenii Search Full timeJob DescriptionAn exciting opportunity has arisen at a leading Investment bank for a Regulatory Change Compliance Manager to work across all entities of the group and all 3 lines of business in relation to new regulatory change initiatives.As a key member of the team, you will contribute to reviews and analysis of Regulatory Change, supporting the Head of...
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Compliance Director
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Regulatory Compliance Specialist
1 week ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking a highly skilled Regulatory Compliance Lawyer to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a crucial role in ensuring our clients' regulatory risk and compliance needs are met.Key responsibilities will include:Drafting, monitoring, and advising on compliance policies and proceduresHandling...
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Regulatory Change Compliance Specialist
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