Regulatory Change Compliance Specialist

2 weeks ago

London, Greater London, United Kingdom Mason Blake Full time

We are seeking a highly skilled Regulatory Change Compliance Specialist to join our team at Mason Blake. As a key member of our Investment Management team, you will play a crucial role in supporting business change across all asset classes.

Key Responsibilities
  • Support investments on projects that impact our business, driven by regulation, business development, changes to operating models, or other drivers.
  • Represent and assist investments on product launches, client onboardings, or any other product-specific change events.
  • Support the Investments Business Change Manager in establishing priorities for the Investments department and ensure those priorities are delivered.
  • Liaise with departments across the firm to ensure key Investments priorities are delivered.
  • Provide general support to the Investments Desk Heads and Asset Class Heads.
  • Aim to assist in strengthening controls across the Investments teams to ensure agreed processes are working as expected.
  • Remain up to date with any regulatory developments and changes that directly impact the Investment teams.
  • Attend and participate in Internal IT and BRS meetings to prioritize.
  • Support and input relevant working groups, advisory groups, and other committees as appropriate.
  • Monitor spend against budget, control of variances, interaction with the consuming desks, and escalation and resolution of any issues arising.
  • Maintain and update any policy and procedure documents as required.
Requirements
  • Background as an FMA or Portfolio Manager's Assistant.
  • Strong portfolio management and dealing process knowledge across all asset classes.
  • Well-developed general knowledge of the operations of an asset management house.
  • Product knowledge across asset classes.
  • Good knowledge and experience of Aladdin functionality.
  • Advanced Excel skills.

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