Funds Regulatory Specialist

1 month ago


Edinburgh, Edinburgh, United Kingdom E Fundresearch Full time
Funds Regulatory Specialist Job Description

E Fundresearch is looking for a highly skilled Funds Regulatory Specialist to join our Risk and Compliance team. This is a permanent role based in Edinburgh.

About the Role:

  • Lead Compliance SME supporting key stakeholders with specialist regulatory advice and assurance for abrdn's UK range of Alternative Funds.
  • Provide Compliance services to abrdn's range of AIFs, including coordinating the review and completion of relevant FCA authorisation forms.
  • Advise and support the business on regulatory rule interpretation regarding UK and non-UK requirements impacting fund developments.
  • Serving as a point of contact for the Head of Funds and Distribution Compliance, attending key forums, committees, and Board meetings as appropriate to represent the function.

Requirements

  • Strong practical experience in providing Compliance advice in an investment firm, with a focus on Alternative funds and associated regulatory frameworks.
  • A good understanding of prevailing UK and EU requirements surrounding cross-border distribution of funds.
  • A good awareness of the interplay between fund regulations (namely UCITS and AIFMD), and how these translate to investment limits and associated MiFID requirements.

Benefits

We offer a competitive salary of £70,000 - £100,000 per annum, 40 days annual leave, 16% employer pension contribution, discretionary performance-based bonus, private healthcare, and flexible benefits.



  • Edinburgh, Edinburgh, United Kingdom E Fundresearch Full time

    About the PositionWe are looking for a skilled Compliance Manager to join our Risk and Compliance team in Edinburgh. As a key member of the team, you will provide Compliance support to a number of both regulatory and Corporate transformation projects impacting fund developments and fund distribution within EMEA.The ideal candidate will have strong knowledge...


  • Edinburgh, Edinburgh, United Kingdom NatWest Group Full time

    About the RoleWe are seeking an experienced Funds Governance Specialist to join our team at NatWest Group. The successful candidate will be responsible for driving forward the evolving face of the Depositary and Funds Industry through digitally-led insights and industry governance standards.Key responsibilities include:Interpreting regulations and providing...


  • Edinburgh, Edinburgh, United Kingdom ENGINEERINGUK Full time

    We are seeking an experienced Investment Fund Oversight Specialist to join our team at ENGINEERINGUK. As a key member of our Financial Services department, you will play a critical role in ensuring the effective oversight and management of our investment funds.Job DescriptionIn this position, you will be responsible for analyzing emerging trends and issues...


  • Edinburgh, Edinburgh, United Kingdom Pinsent Masons Full time

    We are seeking an experienced Regulatory and Compliance Specialist to join our Regulation, Insurance & Funds (RIF) team in Edinburgh. As a key member of our team, you will be responsible for delivering high-quality advice and guidance on complex regulatory and compliance issues, including insurance law, regulation, and policy wordings.The ideal candidate...


  • Edinburgh, Edinburgh, United Kingdom E Fundresearch Full time

    Job OverviewE Fundresearch is seeking a highly skilled Compliance Manager for Alternative Funds to join our Risk and Compliance team. This is a permanent role based in Edinburgh.About the Department:Our Distribution and Funds Compliance team provides Compliance advice, assurance, challenge, and support to the business on topics such as the interpretation of...


  • Edinburgh, Edinburgh, United Kingdom M&G Full time

    Job OverviewThe Investment Accounting Oversight Specialist will play a pivotal role in a centralised function for Investment Accounting across various M&G fund ranges, including Life Funds. This team ensures the integrity and accuracy of ledger data, provides analytical and regulatory reporting, technical guidance, and supports business change.This...


  • Edinburgh, Edinburgh, United Kingdom Cpl Life Sciences Full time

    **Job Title:** Regulatory Affairs Specialist**Salary Range:** £35,000 - £40,000 + benefitsCpl Life Sciences is seeking a highly skilled Regulatory Affairs Specialist to support the growth of our IVD manufacturing team. As a key member of our Regulatory Affairs Department, you will be responsible for managing product license registrations with global...


  • Edinburgh, Edinburgh, United Kingdom SRG Full time

    Job Title: Regulatory Affairs SpecialistEstimated Salary: £45,000 - £60,000 per annum.SRG is seeking a highly skilled Regulatory Affairs Specialist to join their team in Edinburgh. The successful candidate will be responsible for building regulatory strategies, determining applicable regulations, and managing product license registrations worldwide.Key...


  • Edinburgh, Edinburgh, United Kingdom Avaloq Full time

    We are looking for a Regulatory Reporting Specialist to join our team in Edinburgh. In this role, you will be responsible for evaluating possible scenarios and recommending best business and IT solutions. Strong programming skills in one or more computing language are required, as well as excellent client-orientation and communication skills.The salary for...


  • Edinburgh, Edinburgh, United Kingdom SRG Full time

    Job OverviewSRG is seeking a skilled Regulatory Affairs Specialist to join our team. As a crucial member of the regulatory affairs function, you will be responsible for developing and implementing global regulatory strategies to ensure compliance with relevant regulations.The successful candidate will have a scientific degree and previous regulatory...


  • Edinburgh, Edinburgh, United Kingdom Willis Towers Watson Full time

    Company Overview: Willis Towers Watson is a leading global advisory, broking, and solutions company that provides risk management and human resources consulting services. We are seeking an experienced Investment Fund Accounting Specialist to join our team in this exciting role.">We offer a competitive salary of $80,000 per annum, with opportunities for...


  • Edinburgh, Edinburgh, United Kingdom Citigroup, Inc. Full time

    Citigroup, Inc. invites talented professionals to apply for the position of Financial Accountant. This is a fantastic opportunity to join our team in Edinburgh and contribute to the success of our organization.About the Position:This full-time role offers a competitive salary and a range of benefits, including a hybrid working model with up to 2 days of...


  • Edinburgh, Edinburgh, United Kingdom Cpl Life Sciences Full time

    Job SummaryAn exciting opportunity has arisen for a Regulatory Affairs Specialist to join our team at Cpl Life Sciences. This is a full-time, permanent position that offers a salary of £35,000 to £40,000 + benefits. The role is based in the outskirts of Edinburgh, Scotland, UK and requires travel to site 3 times a week.The successful candidate will be...


  • Edinburgh, Edinburgh, United Kingdom Brodies Full time

    Job Title: Corporate Regulatory SpecialistEstimated Salary: £60,000 - £90,000 per annumCompany Overview:Brodies is a UK law firm headquartered in Scotland, with a strong commitment to diversity and inclusion. Our team reflects the communities we serve, allowing us to provide expert advice to our clients.Job Description:We are seeking an experienced...


  • Edinburgh, Edinburgh, United Kingdom Meraki Talent Ltd Full time

    Regulatory Monitoring SpecialistWe are looking for a detail-oriented Regulatory Monitoring Specialist to join our team in Edinburgh on a permanent basis.About the Position:The successful candidate will be responsible for designing and overseeing annual compliance monitoring plans, including scoping, fieldwork, documentation, and reporting.Main...


  • Edinburgh, Edinburgh, United Kingdom HSE Full time

    At HSE, we have an exciting opportunity for a Regulatory Compliance Specialist to join our team.We estimate the salary for this role to be around £40,000 - £60,000 per year.The key responsibilities of this role include:Gathering intelligence about workplaces to inform regulatory decisionsLiaising with SEPA and local authoritiesMaking enquiries into...


  • Edinburgh, Edinburgh, United Kingdom Hobson Prior Full time

    Hobson Prior is a leading recruitment agency in Edinburgh, and we are currently seeking a Regulatory Affairs Specialist to join our client's team. The estimated salary for this position is £45,000 - £55,000 per annum.Job DescriptionThis role involves preparing and compiling regulatory documents, coordinating and executing regulatory submissions for various...


  • Edinburgh, Edinburgh, United Kingdom Avaloq Full time

    We are looking for a skilled Regulatory Reporting Specialist to join our dynamic team in Edinburgh. As a key member of our Regulatory Reporting Team, you will collaborate closely with colleagues to deliver high-quality solutions that meet evolving regulatory demands.Your responsibilities will include analysing customer issues, gathering new requirements, and...


  • Edinburgh, Edinburgh, United Kingdom SRG Full time

    At SRG, we're seeking a skilled Regulatory Affairs Specialist to join our team in Edinburgh. This permanent role offers a salary range of £45,000 - £60,000 depending on experience.Job OverviewThe successful candidate will be responsible for developing and implementing regulatory strategies to ensure compliance with global regulations. This includes...


  • Edinburgh, Edinburgh, United Kingdom Hobson Prior Full time

    Hobson Prior is seeking a highly skilled Regulatory Affairs Specialist to join its team in Edinburgh.About the RoleThe successful candidate will be responsible for preparing and compiling regulatory documents, coordinating and executing regulatory submissions for various countries, and ensuring compliance with relevant regulations and standards.We require a...