MiFID II Reporting Professional
2 days ago
As a Regulatory Control Specialist at Goodman Masson, you will play a pivotal role in ensuring the bank's compliance with MIFID II regulations. Based in central London, this hybrid position offers the ideal blend of flexibility and challenge.
Responsibilities include:
- Evaluating and mitigating potential risks associated with regulatory non-compliance.
- Collaborating with internal teams to identify and address knowledge gaps related to FCA Transaction Reporting regulations.
Requirements:
- Demonstrated expertise in MiFID II regulatory requirements and post-trade reporting procedures.
- Proven ability to analyze complex data and provide actionable insights to drive business decisions.
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MiFID II Programme Manager
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Regulatory Reporting Professional
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MiFID II and EMIR Reporting Analyst
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Transaction Reporting Specialist
1 month ago
London, Greater London, United Kingdom Goodman Masson Full timeWe are seeking a skilled MIFID II Transaction Reporting Specialist to join our team at Goodman Masson on a 6-month contract, based in central London, working on a hybrid basis.Main Responsibilities:Developing a robust control environment: Ensure compliance with the bank's regulatory requirements.Reviewing regulatory updates: Review any new regulatory updates...
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Regulatory Reporting Specialist
2 days ago
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High-Growth Transaction Reporting Expert
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Regulatory Reporting Analyst
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MiFID Transaction Expert
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Transaction Reporting Compliance Specialist
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Regulatory Compliance Specialist
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Financial Regulatory Compliance Specialist
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London, Greater London, United Kingdom Mason Blake Full timeMason Blake, a leading Asset Manager in a major metropolitan area, is looking for a highly skilled Regulatory Reporting Specialist to join their growing team.About the Role:This is a fantastic opportunity to work with a dynamic organization that values regulatory compliance and risk management.Key Responsibilities:Design and implement operational processes...
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Compliance and Risk Management Associate
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Financial Services Professional
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Compliance Monitor
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Business Operations Specialist
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London, Greater London, United Kingdom TD Bank Full timeTD BankWe offer a competitive salary range of £45,000 - £60,000 per annum.About the Role:The successful candidate will be responsible for supporting the daily transaction monitoring for EMIR, MIFID II & SFTR that TD Bank has the obligation to report. This includes ensuring BAU daily tasks are completed and accurate, escalating issues and challenges...
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Risk Management Professional
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Regulatory Advisory Professional
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