Investment Risk Specialist
17 hours ago
Department: Investment Risk
Location: Liverpool
Contract Type: 12-Month FTC
Hours: 9am - 5pm
Salary: £27,000
We are seeking an experienced Risk Assessment professional to join our team as a Senior Financial Analyst. In this role, you will be responsible for ensuring high-quality Client Summaries, managing key suitability procedures, and collaborating with Investment Management Teams.
Responsibilities of the Senior Financial Analyst- Draft About Your Investment Mandates (AYIM) based on client documentation, identifying and reporting any gaps to Investment Managers.
- Manage multiple work streams and prioritize tasks according to team needs.
- Maintain high standards in central processes such as Temporary Exception and Non-responding Client requests.
- Update all necessary reporting systems with accurate information.
- Support Investment Management teams in fostering a strong suitability quality culture, offering assistance and improving AYIM standards.
- Collaborate with the Suitability Manager to address process gaps.
- Proficiency in Excel and Office suites.
- Excellent writing skills.
- Ability to explain issues and concepts clearly.
- Strong relationship management and collaboration skills.
- Self-motivated with the ability to manage deadlines and adapt to changing priorities.
- Experience in financial services is preferred.
- Understanding of the regulatory environment.
We strive to be an employer of choice in the wealth management sector by fostering a diverse, equal, and inclusive workplace. We value the unique strengths of all our colleagues and encourage applications from all backgrounds. We welcome individuals who share our values of client service, integrity, and results orientation.
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