Financial Compliance Officer

Complaints Advisor RoleWe are seeking a skilled Complaints Advisor to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a vital role in ensuring our firm's regulatory obligations are met.Key Responsibilities:Liaise with fee earners to investigate complaints and provide expert advice on complaints handling.Advise on...

Complaints Advisor RoleWe are seeking a skilled Complaints Advisor to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a vital role in ensuring our firm's regulatory obligations are met.Key Responsibilities:Liaise with fee earners to investigate complaints and provide expert advice on complaints handling.Advise on...

Compliance Officer - Regulatory ExpertWe are seeking a highly experienced Compliance Officer to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will be responsible for ensuring that our firm remains compliant with all relevant regulations and laws.Key Responsibilities:Liaise with fee earners to investigate complaints and...

About the RoleWe are seeking an experienced Senior Anti-Money Laundering Compliance Officer to join our team at AJ FOX COMPLIANCE in Bristol. This is a fantastic opportunity to lead and oversee anti-money laundering (AML) compliance efforts, ensuring exceptional service delivery to clients.As AML Compliance Manager, you will support the Compliance Department...

Job Title: AML Compliance ManagerWe have an exciting opportunity for an experienced AML Compliance Manager to join our team at AJ Fox Compliance in Bristol. This role will support the Compliance Department in strengthening their existing resources, delivering a high-quality service to the firm's management and lawyers, and supporting the business in...

Job OverviewWe are InvestEngine, a pioneering investment platform in the Fintech space, revolutionizing the way people manage their finances and invest in their future. Our mission is to provide a secure and innovative platform for individuals to make informed investment decisions.About the RoleWe are seeking a highly motivated and experienced Compliance...

We are seeking an experienced AML Compliance Manager to join our team at AJ FOX COMPLIANCE. In this role, you will support the Compliance Department to strengthen their existing resources in this area, deliver a highly efficient, top-quality service to the firm's management and lawyers, and to support the business in providing exceptional service to its...

AML Compliance ManagerWe are seeking an experienced AML Compliance Manager to join our team at AJ FOX COMPLIANCE. In this role, you will play a critical part in strengthening our Compliance Department's resources in the area of Anti-Money Laundering (AML), delivering a high-quality service to our management and lawyers, and supporting the business in...

We are seeking a highly skilled AML Compliance Lead to join our team at AJ FOX COMPLIANCE. This exciting opportunity will involve supporting the Compliance Department to strengthen their existing resources in the area of Anti-Money Laundering (AML).Key responsibilities include:Leading the team and overseeing AML Customer Due Diligence (CDD), risk...

We are seeking an experienced AML Compliance Manager to join our team at AJ FOX COMPLIANCE. In this role, you will support the Compliance Department to strengthen their existing resources in this area, deliver a highly efficient, top-quality service to the firm's management and lawyers, and to support the business in providing exceptional service to its...

Job DescriptionWe are seeking an experienced AML Compliance Manager to join our team at AJ FOX COMPLIANCE. In this role, you will support the Compliance Department to strengthen their existing resources in this area, deliver a highly efficient, top-quality service to the firm's management and lawyers, and to support the business in providing exceptional...

**Join a leading expert in the Financial Compliance industry**Emponics, based in Bristol, is seeking a highly skilled Compliance Officer to cover maternity leave. The ideal candidate will have a 50/50 split of work from home and in-office time, with a focus on the Motor Trade and Travel sectors.Key Responsibilities:Ensure compliance with regulatory...

About the Role:We are seeking an experienced Administrator to join our small Pensions Department. As an Administrator, you will be responsible for maintaining accurate client records, communicating with pension providers and scheme members, and performing various administrative tasks to support the department and office.Key Responsibilities:Maintaining...

Compliance Officer Role SummaryWe are currently seeking a highly skilled Compliance Officer to join our team at InvestEngine, an innovative fintech company. The ideal candidate will have a strong background in compliance and financial crime, with experience in building and running a compliance program.Key responsibilities include:Assisting with day-to-day...

Compliance Assurance OfficerWe are seeking a highly skilled Compliance Assurance Officer to join our team at DAS UK Group. As a key member of our Compliance department, you will play a vital role in ensuring our business operations meet regulatory and internal process obligations.Key Responsibilities:Lead or assist in compliance monitoring activities to test...

About the Role:We are seeking a highly organized and detail-oriented Administrator to join our Pensions Department at Nicholls Stevens Financial Services Limited. As an Administrator, you will be responsible for maintaining the back-office database, answering incoming telephone calls, and providing excellent customer service to our clients and pension...

Job DescriptionWe are a medium sized firm of directly authorised independent financial advisers with offices in the centre of Bristol.The firm was established over 35 years ago and specialises in retirement advice with a bank of over 800 clients.We are a proactive and dynamic team seeking an experienced Office Administrator to provide administrative support...

Job Opportunity: Chief Finance OfficerBristol Cathedral-2 is seeking a forward-thinking finance leader to take on the role of Chief Finance Officer. We have a strong track record of effective financial management, but like many Cathedrals, we face challenges to build a financially sustainable organisation.The good news is that we have many of the things in...

Job Opportunity: Chief Finance OfficerBristol Cathedral-2 is seeking a forward-thinking finance leader to take on the role of Chief Finance Officer. We have a strong track record of effective financial management, but like many Cathedrals, we face challenges to build a financially sustainable organisation.The good news is that we have many of the things in...

About InvestEngineWe are a cutting-edge investment platform in the Fintech space, revolutionizing the way people manage their finances and invest in their future. Our mission is to provide a secure and innovative platform for individuals to make informed investment decisions.Job Title: Compliance OfficerAbout the RoleWe are seeking a highly motivated and...