Compliance and Regulatory Manager

4 weeks ago


Bristol, Bristol, United Kingdom AJ FOX COMPLIANCE Full time

We are seeking an experienced AML Compliance Manager to join our team at AJ FOX COMPLIANCE. In this role, you will support the Compliance Department to strengthen their existing resources in this area, deliver a highly efficient, top-quality service to the firm's management and lawyers, and to support the business in providing exceptional service to its clients.

Key responsibilities include:

  • Leading the team and overseeing AML CDD, risk assessments, and ongoing monitoring.
  • Reviewing and updating the firm's AML risk assessment and source of funds checks.
  • Assisting with the preparation of the annual AML report for the Board.
  • Staying current on AML and financial crime regulations and best practices.
  • Ensuring high data quality in all systems, resolving issues in processing requests, and providing performance reports.
  • Working with the lawyers to maintain, enhance, and implement new conflict search systems, policies, procedures, and templates.

To be successful in this role, you will have extensive knowledge of AML and sanctions requirements, ideally gained in a compliance role at a law firm. Leadership experience, excellent report writing, and problem-solving skills are highly recommended.


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