Regulatory Risk Management Professional

7 days ago


London, Greater London, United Kingdom MarketAxess Holdings Inc. Full time
Job Title

We are looking for a Senior Analysis Analyst to join our team at MarketAxess Holdings Inc.

About the Role

This role is a great opportunity for the right candidate to be part of an innovative firm that is rapidly growing and breaking new ground in the financial markets. The Senior Analyst, Surveillance will be involved in supporting the firm's approach to the surveillance of its trading venues across EMEA & APAC and at times other trading venues in the organisation.

Main Responsibilities
  • Surveillance activities: Monitor and close market surveillance alerts and electronic communications to identify suspicious behavior that could be indicative of market abuse, insider trading or inappropriate market conduct.
  • System enhancements: Assist the Senior Surveillance Officer to perform technical enhancements relating to compliance monitoring software such as Scila (trade surveillance) and Global Relay (electronic communications).
  • Reporting and documentation: Prepare material relating to STOR or SAR notifications to regulators.

The salary range for this position is expected to be £70,000 - £90,000 per annum, based on location and experience.



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