Regulatory Risk Management Professional
7 days ago
We are looking for a Senior Analysis Analyst to join our team at MarketAxess Holdings Inc.
About the RoleThis role is a great opportunity for the right candidate to be part of an innovative firm that is rapidly growing and breaking new ground in the financial markets. The Senior Analyst, Surveillance will be involved in supporting the firm's approach to the surveillance of its trading venues across EMEA & APAC and at times other trading venues in the organisation.
Main Responsibilities- Surveillance activities: Monitor and close market surveillance alerts and electronic communications to identify suspicious behavior that could be indicative of market abuse, insider trading or inappropriate market conduct.
- System enhancements: Assist the Senior Surveillance Officer to perform technical enhancements relating to compliance monitoring software such as Scila (trade surveillance) and Global Relay (electronic communications).
- Reporting and documentation: Prepare material relating to STOR or SAR notifications to regulators.
The salary range for this position is expected to be £70,000 - £90,000 per annum, based on location and experience.
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Regulatory Affairs Strategist
3 weeks ago
London, Greater London, United Kingdom VRS Regulatory Full timeJob DescriptionAs a Regulatory Affairs Specialist at VRS Regulatory, you will have the opportunity to develop and implement regulatory strategies for plant protection products in specific geographical territories. Your key responsibilities will include managing a portfolio of plant protection products, developing regulatory submissions, and working with the...
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Regulatory Risk Management Professional
6 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Description:Regulatory Risk Management ProfessionalWe are seeking an experienced Regulatory Risk Management Professional to join our team. As a key member of the compliance department, you will play a critical role in preventing and detecting financial crime. This is an exciting opportunity to work with a dynamic company and contribute to its success.Key...
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Regulatory Affairs Strategist
1 week ago
London, Greater London, United Kingdom VRS Regulatory Full timeRole OverviewA challenging opportunity has arisen for a Regulatory Affairs Strategist to join VRS Regulatory's team. About the RoleWe are seeking an experienced Regulatory Affairs Strategist to develop and implement regulatory strategies for plant protection products in specific geographical territories. Develop and execute regulatory strategies for product...
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Regulatory Risk Professional
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a highly skilled Regulatory Risk Professional to join our team in the city. As a key member of our compliance function, you will play a critical role in mitigating financial crime risks and ensuring regulatory compliance.Your expertise in AML & Financial Crime, combined with your analytical and problem-solving skills, will enable you to...
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Financial Risk Management Specialist
2 weeks ago
London, Greater London, United Kingdom Validus Risk Management Full timeAt Validus Risk Management, we are seeking a highly skilled Financial Risk Management Specialist to join our team. This is an exciting opportunity for both personal development and professional growth in the field of risk management.About UsValidus Risk Management is an independent technology-enabled advisory firm specialising in the management of financial...
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Digital Security Risk Manager
1 week ago
London, Greater London, United Kingdom Medicines and Healthcare Products Regulatory Agency Full timeRole OverviewThe Medicines and Healthcare Products Regulatory Agency is seeking a highly skilled Cyber Security Risk Lead to join its Digital and Technology Group. This full-time, permanent opportunity will be based in the UK, with a minimum of 40% on-site working hours to enable collaboration and stakeholder engagement.About the RoleThis key position will...
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London, Greater London, United Kingdom BDO UK Full timeJob OverviewWe are looking for an experienced Regulatory Conduct and Risk Advisory Professional to join our team in the UK.The successful candidate will have a strong background in financial services, with experience in regulatory conduct and risk advisory. You will be responsible for providing advice and guidance to clients on regulatory matters, including...
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Risk Control Analyst
2 weeks ago
London, Greater London, United Kingdom Validus Risk Management Full time**About Validus Risk Management**We are a specialist provider of financial market risk services, working with institutional investors, fund managers, and portfolio companies to design and implement strategies to measure, manage and monitor financial market risk.**Job Summary**This is an exciting opportunity for a full-time Risk Control Analyst to join our...
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Regulatory Risk Manager
3 weeks ago
London, Greater London, United Kingdom Northern Trust Corporation Full timeAbout Northern Trust:Northern Trust is a leading global financial institution with a rich history dating back to 1889. We are committed to delivering innovative financial services and guidance to the world's most successful individuals, families, and institutions.The Role/Department:The Global Regulatory Affairs Office (GRAO) is responsible for overseeing...
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Regulatory Risk Management Specialist
1 week ago
London, Greater London, United Kingdom TikTok Full timeTikTok, a pioneering digital company, is looking for a Regulatory Risk Management Specialist to join its Trust and Safety team. In this critical role, you will oversee ongoing obligations, maintain issue logs, and conduct gap analyses to ensure compliance with regulatory requirements.You will work closely with cross-functional teams to identify and mitigate...
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Operational Regulatory Risk Manager
1 week ago
London, Greater London, United Kingdom Harrison Holgate Full timeHarrison Holgate is seeking a highly skilled Operational Regulatory Risk Manager to join our team. This role will be based in the Global Insurance and Reinsurance Broker's Specialty division.Job OverviewThe successful candidate will have significant experience of operationalising regulatory requirements and changes, with a strong understanding of governing...
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Regulatory Risk Management Specialist
1 week ago
London, Greater London, United Kingdom AJ Fox Compliance Full timeJob OverviewAJ Fox Compliance is seeking a highly skilled Regulatory Risk Management Specialist to join our proactive team.We are an innovative, forward-thinking law firm dedicated to delivering exceptional risk management services. As a key member of our team, you will play a crucial role in ensuring compliance with relevant legal, regulatory, and...
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Risk Management Professional
4 days ago
London, Greater London, United Kingdom LexisNexis Risk Solutions Full timeJob Overview:Fraud Data Analyst (Russian-speaking) Position at LexisNexis Risk SolutionsWe are looking for a highly motivated Fraud Data Analyst to join our team in London. As a key member of our risk management team, you will be responsible for analyzing complex fraud cases, identifying patterns, and making recommendations to reduce risk.**About the...
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Regulatory Risk Manager
1 week ago
London, Greater London, United Kingdom Middlesex Partnership Full timeMiddlesex Partnership, a leading overseas bank in the City, seeks an approved SMF16/SMF17 to head up their team with potential for Chief of Compliance role.Key Responsibilities:Identify and manage regulatory risk and financial crime vulnerabilities.Ensure systems and internal controls measure and manage risks effectively.Provide an in-house compliance...
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Regulatory Risk Manager
4 days ago
London, Greater London, United Kingdom Integral UK Ltd Full timeJob OverviewAt Integral UK Ltd, we are seeking a highly skilled Regulatory Risk Manager to join our team.Estimated salary: £60,000 - £80,000 per annum, depending on experience.About the RoleThe successful candidate will be responsible for overseeing and maintaining a safe and compliant working environment across various sites within our portfolio.This is a...
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Regulatory Risk Management Specialist
1 month ago
London, Greater London, United Kingdom Northern Trust Full timeAbout Northern Trust: Northern Trust is a leading financial institution with a rich history dating back to 1889. We provide innovative financial services and guidance to individuals, families, and institutions worldwide. Our Regulatory Risk Management team plays a critical role in ensuring compliance with regulatory obligations and mitigating regulatory...
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Regulatory Risk Management Associate
3 weeks ago
London, Greater London, United Kingdom undisclosed Full timeAbout Us:Northern Trust is a leading global financial institution that has been in operation since 1889. We are committed to providing innovative financial services and guidance to the world's most successful individuals, families, and institutions.Role/ Department:The Regulatory Risk Management team is responsible for governing frameworks and accountability...
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London, Greater London, United Kingdom Citigroup Inc. Full timeJob SummaryWe are seeking a highly skilled Compliance Risk Manager to join our team at Citigroup Inc. in London. As a senior compliance risk manager, you will be responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework...
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Risk and Regulatory Expert
13 hours ago
London, Greater London, United Kingdom Tarka Talent Full timeRole Overview:Tarka Talent is seeking a highly skilled Risk and Regulatory Expert to join our team in London.This role offers a unique opportunity to drive risk management and regulatory compliance initiatives within the UK Insurance industry. As a Risk and Regulatory Expert, you will be responsible for developing and implementing effective strategies to...
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Regulatory Risk Management Expert
1 week ago
London, Greater London, United Kingdom Lorien Full timeJob OverviewLorien's leading Financial Services client is seeking a seasoned Regulatory Risk Management Expert to join them on a long-term contract.This role operates in a hybrid model, and the ideal candidate will act as a gatekeeper between the Board of Directors and regulators.You will need a strong understanding of business models, operational models,...