Regulatory Risk Management Professional
1 month ago
We are looking for a Senior Analysis Analyst to join our team at MarketAxess Holdings Inc.
About the RoleThis role is a great opportunity for the right candidate to be part of an innovative firm that is rapidly growing and breaking new ground in the financial markets. The Senior Analyst, Surveillance will be involved in supporting the firm's approach to the surveillance of its trading venues across EMEA & APAC and at times other trading venues in the organisation.
Main Responsibilities- Surveillance activities: Monitor and close market surveillance alerts and electronic communications to identify suspicious behavior that could be indicative of market abuse, insider trading or inappropriate market conduct.
- System enhancements: Assist the Senior Surveillance Officer to perform technical enhancements relating to compliance monitoring software such as Scila (trade surveillance) and Global Relay (electronic communications).
- Reporting and documentation: Prepare material relating to STOR or SAR notifications to regulators.
The salary range for this position is expected to be £70,000 - £90,000 per annum, based on location and experience.
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Risk Management and Regulatory Affairs Expert
2 weeks ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeLeveraging your skills in risk management and regulatory affairs, we're looking for an expert to join our team in London. With circa 2-4 years' experience in a Risk, Compliance, Control or Audit function, you'll be well-equipped to handle the demands of this role.This senior-level position requires a deep understanding of compliance policies, risk...
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Regulatory Risk Manager
2 weeks ago
London, Greater London, United Kingdom Pacific Asset Management, LLC Full timeJob SummaryWe are seeking a highly experienced Regulatory Risk Manager to join our team at Pacific Asset Management, LLC. This is a challenging role that requires strong legal and commercial knowledge, with a focus on risk management and compliance.
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Risk and Regulatory Compliance Expert
3 weeks ago
London, Greater London, United Kingdom Hawksmoor Investment Management Full timeRole OverviewWe are seeking a seasoned compliance and risk professional to oversee and enhance our Enterprise Risk Management framework, ensuring robust regulatory compliance.The successful candidate will provide comprehensive regulatory advice across the business, safeguarding our commitment to integrity and excellence.Key Responsibilities:Manage the...
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IT Risk Management Professional
2 weeks ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeWe are delighted to announce that Audit & Risk Recruitment have been exclusively mandated by a leading business to help build an audit, risk and compliance function for a leading FMCG brand in Scotland.The IT Risk & Controls Manager, who reports into the Head of Risk, is responsible for overseeing the identification, assessment, and mitigation of IT-related...
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Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Hawksmoor Investment Management Full timeAbout the RoleWe are looking for a skilled Compliance Specialist to join our team, responsible for ensuring regulatory excellence and overseeing the Enterprise Risk Management framework.The ideal candidate will have extensive experience in risk, compliance, and governance within regulated wealth management or retail financial services, with strong knowledge...
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Regulatory Risk Professional
3 weeks ago
London, Greater London, United Kingdom City Recruitment Associates Full timeCompany OverviewOur client, a world-leading independent offshore bank and trust company, provides specialized international financial services across multiple jurisdictions. We prioritize results, value relationships, and celebrate success. Job DescriptionWe are seeking a seasoned Regulatory Risk Professional to support our jurisdictional compliance teams in...
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IT Risk Management Expert
2 weeks ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeJob DescriptionWe are seeking a highly skilled IT Risk Management Expert to join our team at Audit & Risk Recruitment. The successful candidate will be responsible for identifying, assessing, and mitigating IT-related risks within the organisation.This role involves developing and implementing effective risk management strategies, ensuring robust internal...
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Regulatory Risk Manager
1 week ago
London, Greater London, United Kingdom antfinancial Full timeAbout the RoleWe are seeking a highly experienced Regulatory Risk Manager to join our EMEA Compliance team. In this role, you will be responsible for identifying regulatory compliance risks, escalating potential regulatory and policy breaches and conduct issues to senior management.You will work closely with other stakeholders, including legal, risk...
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Compliance Risk Manager
2 weeks ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeA leading Audit firm is looking for an experienced Compliance Risk Manager to join their Risk team in London. As a key member of the team, you will play a critical role in ensuring the firm's compliance with regulatory requirements.The successful candidate will have 2-4 years of experience in risk, compliance, control, or audit functions and 1+ year of...
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Risk and Compliance Professional
3 weeks ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeAbout the RoleThe Audit and Control Specialist will be responsible for overseeing the identification, assessment, and mitigation of IT-related risks within the organisation. This includes developing and implementing IT risk management and control frameworks, ensuring robust internal controls, and maintaining compliance with regulatory requirements.The ideal...
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Regulatory Risk Manager
2 weeks ago
London, Greater London, United Kingdom Coopman Search and Selection | B Corp™ Full timeJob SummaryCoopman Search and Selection | B Corp™ is seeking a highly skilled Compliance Business Analyst to join their team. As a key member of the compliance team, you will act as a bridge between regulatory requirements, business operations, and technology teams. Your role will involve understanding financial regulations such as MiFID II, Dodd-Frank,...
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Regulatory Risk Professional
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a highly skilled Regulatory Risk Professional to join our team in the city. As a key member of our compliance function, you will play a critical role in mitigating financial crime risks and ensuring regulatory compliance.Your expertise in AML & Financial Crime, combined with your analytical and problem-solving skills, will enable you to...
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Regulatory Risk Manager
2 weeks ago
London, Greater London, United Kingdom eToro (Europe) Ltd. Full timeWe are looking for a seasoned professional to lead our Compliance and Risk function in the UK. The successful candidate will have a deep understanding of regulatory frameworks, risk management systems, and the ability to command respect as a source of knowledge in their discipline.Key responsibilities include building working relationships with the FCA and...
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Regulatory Risk Manager
2 weeks ago
London, Greater London, United Kingdom Ant Group Full timeJob Title: Regulatory Compliance SpecialistAbout Us:Ant Group is a leading digital innovation platform that powers global commerce. We deliver comprehensive payment and financial services solutions, enabling businesses to thrive. Our mission is to drive sustainable growth in global commerce through our four key businesses: Alipay+, Antom, WorldFirst, and...
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Regulatory Risk Manager
2 weeks ago
London, Greater London, United Kingdom Coopman Search and Selection | B Corp™ Full timeAbout the RoleAs a Compliance Advisory Manager at Coopman Search and Selection | B Corp™, you will play a critical role in ensuring our clients' businesses operate within regulatory and legal boundaries. This includes providing expert advice on regulatory compliance, developing policies and procedures, and collaborating with business leaders, legal teams,...
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Compliance and Regulatory Risk Professional
1 week ago
London, Greater London, United Kingdom Kroo Bank Ltd Full timeWe're seeking an experienced Compliance and Regulatory Risk Professional to join our team at Kroo Bank Ltd. This role involves supporting the second-line team in all conduct-related aspects, ensuring fair treatment, ethical practices, and meeting the requirements of Consumer Duty standards.Responsibilities:Provide training and guidance to employees on...
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Regulatory Risk Manager
3 weeks ago
London, Greater London, United Kingdom Willow Resourcing Full timeWe are seeking an experienced Regulatory Risk Manager to join our team at Willow Resourcing, a leading recruitment agency specializing in financial services. As a Regulatory Risk Manager, you will play a critical role in ensuring that our clients' businesses operate within the boundaries of regulatory requirements.About the RoleThis is an exciting...
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Risk and Compliance Manager
2 weeks ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeWe are seeking a highly skilled IT Risk & Controls Manager to join our team in Scotland.This exciting opportunity involves developing and implementing IT risk management and control frameworks, ensuring robust internal controls, and maintaining compliance with regulatory requirements.The successful candidate will have a minimum of 5 years of experience in IT...
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IT Risk Management Specialist
2 weeks ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeWe are delighted to announce an exciting opportunity for a skilled IT Risk Management Specialist to join our team at Audit & Risk Recruitment. This role is part of a larger project to build an Audit, Risk and Compliance function for a leading FMCG brand in Scotland.The IT Risk & Controls Manager will oversee the identification, assessment, and mitigation of...
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Regulatory Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Audit & Risk Recruitment Full timeAudit & Risk Recruitment is seeking a skilled Regulatory Compliance Specialist to join a growing team at a London-based insurances company. This role will suit someone with 2-4 years of experience in risk, compliance, control, or audit functions and 1+ years of experience in regulatory compliance.The ideal candidate will have expertise in compliance...