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Regulatory Operations Manager

2 months ago

Birmingham, Birmingham, United Kingdom Unity Trust Bank Full time
Job Title: Regulatory Operations Lead

We are seeking an experienced Regulatory Operations Lead to join our team at Unity Trust Bank. As a key member of our Financial Crime Operations team, you will play a critical role in ensuring the bank's compliance with regulatory requirements and industry standards.

About the Role

The Regulatory Operations Lead will be responsible for leading the implementation and execution of the bank's Financial Crime framework, including Anti-Money Laundering (AML), Counter Terrorist Financing (CTF), Sanction compliance & Fraud Standards, Customer Due Diligence (CDD), Know your customer (KYC) and Anti bribery and corruption (ABC). You will also be responsible for delivering training and awareness initiatives and providing 1st line advice and guidance on Financial Crime matters.

Key Responsibilities
  • Lead the Financial Crime Operations team, ensuring that pre-defined service levels are met and operational issues are resolved or escalated as necessary.
  • Provide input to policies and suggest policy enhancements, identifying MI reporting requirements for critical Financial Crime metrics.
  • Support the development of key risk indicators to support the bank's Financial Crime risk appetite, working with 2nd line to operationalise the risk appetite monitoring and reporting on compliance.
  • Collaborate with the DMLRO & MLRO to provide status updates and briefing progress on new regulatory developments and Financial Crime enhancements.
  • Have line management responsibilities for the Financial Crime team, responsible for performance delivery and performance management and development of this team.
Requirements

We are looking for an experienced Financial Crime Operations Lead with:

  • Financial Crime qualifications (E)
  • Operational knowledge of bank processes and key regulatory/legal issues (E)
  • Extensive experience leading and delivering SME Financial Crime teams and frameworks, including compliance requirements and expectations (ideally within commercial banking) (E)

We are keen to hear from experienced Financial Crime Operations Leads who can work collaboratively and have the skills and expertise to excel in this role.